Category Archives: philosophy

avoiding a sharp distinction between the state and the private sphere

Several political theories and ideologies are invested in distinguishing the state from the private sector (which may encompass the market, families and civil society):

  • For libertarians, the state bears the badge of original sin because it alone claims a legitimate right to coerce violently. That doesn’t mean that we should abolish the state, which plays an essential role in protecting rights, but government requires special controls and constraints because it could not exist without its ultimate power to kill.
  • For strong popular democrats and European-style social democrats, the state alone reflects the people’s will, so it is free from the corrupt influences of money that infect the market and that often spill over into nonprofits. That doesn’t mean abolishing markets, but states should hold the commanding heights and be shielded as much as possible from market influence.
  • For many American constitutional lawyers, the state must be distinguished from voluntary associations because the state alone should be constrained by the First Amendment and committed to neutrality about matters like religion. In contrast, the First Amendment gives voluntary associations the right not to be neutral in their own domains. A university, for instance, may discriminate pervasively in favor of high-quality expression and against poor speech and writing. No one has a First Amendment right to tenure. This constitutional argument fits with certain versions of philosophical liberalism, such as John Rawls’ and Ronald Dworkin’s.

Here is my objection. I don’t think that people experience actual institutions differently depending on whether they belong to the state or the private sector. Phenomenologically, the political and the civil are not sharply distinct.

I had that realization a year or so ago when I was with classical liberals/libertarians in the conference hotel of Michigan State University. I wondered idly whether that was a public or private space. It was not easy to tell, given the complex relationships between a state, its university, and the university’s hotel. But I realized that I had no reason to care. The distinction would make no difference to how I was treated.

I had the same thought again recently in New Haven, the city where I first became politically active three decades ago. We were discussing Ian Shapiro’s fine recent book, Politics Without Domination. I agree with much in it, but not with this distinction on p. 31:

Political institutions are centrally concerned with power. This differentiates them from civil institutions, which, though invariably suffused with power dynamics, are ultimately geared to the pursuit of other goals. … Governments should stay out [of the affairs of civil institutions] unless people’s basic interests are at stake, and even when they are, it is best to seek the least intrusive available means to protect them. But political institutions are different because politics is about power through and through.

Compare a classroom in Shapiro’s university, Yale, with a street nearby in New Haven, and think of the various people who populate these spaces: students, workers, shoppers, professors, salespeople, bosses and administrators in various roles. To students, I think Yale will feel the most like a government, with its centralized authority and formidable power to judge, exclude and punish. New Haven will generally feel more permissive and informal.

If they are activists, students may find themselves working voluntarily with New Haven municipal employees on common goals, like making the city more beautiful or safer. The city employees and the students wear different hats, but they all have complex lives and multiple attachments. A city official is also a parent; a student is also a shopper. The official normally has very limited scope to compel but may have tax dollars to allocate. Those dollars work just the same as the money that students might generate from a fundraiser. Students, other citizens, and workers all contribute to making the city with their bodies, their voices, their purchases, and their choices to stay or to exit.

If we start with a fundamental distinction between the state (with its monopoly on the legitimate use of force) and voluntary civil associations (with their non-political purposes), then we will strive to disentangle hybrid cases–a Yale police officer who carries a gun as a sworn peace officer but gets her paycheck from a private institution; a lab that is funded by the NIH but employs Yale students; a university disciplinary hearing the enforces Title IX; a campus/community event that is funded by the city and philanthropy.

I think such hybridity is not the exception but the norm, because all institutions are composed of people who have multiple identities and objectives. The state is not made up of human beings “centrally concerned with power” but is composed of teachers, accountants, counselors, office managers–just as Yale is. A government or state is not one thing, a leviathan that derives all its powers from its ultimate ability to compel. It is rather a bunch of schools, parks, military units, prisons, welfare offices, scientific labs, deliberative fora, authoritarian fiefdoms, secret agencies, purchasing offices, etc., etc. It is pervasively related to various “private” entities that have similar functions. In New Haven, the Alders have what passes for state sovereignty, but all of them are also mainly other things: business owners, activists, teachers, and one Yale undergrad. When they define and address problems, they probably don’t sharply distinguish their roles.

As Shapiro argues (p. 21), Foucault went too far in seeing every space as equally suffused with domination. A prison is different from a classroom or a clinic. But Shapiro draws the distinction too sharply. A classroom may be no easier to escape than a prison, even if it’s in a private school. Yale may dominate much more thoroughly than New Haven does, and Yale may dominate because of its function as a gatekeeper to a corporate sector that determines what the US government does.

I would propose this alternative view. People are involved with “politics” at all scales, in all sectors, and in a vast variety of forms. “Politics” does mean domination and exclusion, but also deliberation, problem-solving, and co-creation. These are the two sides of the coin, as powerfully illustrated by the Book of Nehemiah.

The venues of politics constantly influence each other, and often those agencies that are officially arms of the state are not the most influential or the most likely to dominate.

We are all subject to domination, prone to dominate others, and capable of improving our shared condition. Our degree of power and vulnerability varies with our social position; to be a just person requires attention to those differences. But there is room for everyone to combat domination, everywhere. And how we manage that task in smaller settings may affect what happens at larger scales. The Tocquevillian argument for the importance of civic culture is that citizens who learn to deliberate, cooperate, and respect each other in associations may be more likely to choose national leaders who do the same.

Elinor Ostrom concluded her presidential address to the American Political Science Association (1996) with a call for a different approach to civic education:

All too many of our textbooks focus exclusively on leaders and, worse, only national-level leaders. Students completing an introductory course on American government, or political science more generally, will not learn that they play an essential role in sustaining democracy. Citizen participation is presented as contacting leaders, organizing interest group and parties, and voting. That citizens need additional skills and knowledge to resolve the social dilemmas they face is left unaddressed. Their moral decisions are not discussed. … It is ordinary persons and citizens who craft and sustain the workability of the institutions of everyday life. We owe an obligation to the next generation to carry forward the best of our knowledge about how individuals solve the multiplicity of social dilemmas- large and small-that they face.

See also polycentricity: the case for a (very) mixed economy; from classical liberalism to a civic perspective; against state-centric political theory; is our constitutional order doomed?the Citizens United decision and the inadequate sociology of the US Constitution; and free speech at a university.

to what extent do you already know the story of your life?

If people were asked this question on a survey, I think the variations in responses would be significant and useful to know:

In general, people would give lower scores as they got older, but not always. The YouthBuild program (which we evaluated) serves disadvantaged adolescents and young adults. Before entering this 9-month program, participants predict that they will live to an average age of 40. Many believe that they already know the outlines of their lives. But upon completing the program, they think they will live to the age of 72: a 32-year increase (Hahn et al 2004). They now foresee decades of life that present unpredictable possibilities.

I agree with Kieran Setiya that “midlife” is best understood not as a span of years–say, ages 35-60–but as a subjective attitude to time that can occur at any age. Inspired by his book but departing a bit, I would measure midlife as a low score on the question shown above. By that definition, adolescents entering YouthBuild are already in midlife and even suffering from midlife crises. But for someone else, that state might never arise, or it might occur for the first time at age 90.

Is it good or bad to score high on this measure? That may depend on how well your life is going. If you expect to continue back-breaking labor for the rest of your life, still shackled to an uncaring partner, and suffering the regular deaths of loved-ones, you certainly would prefer not to be able to predict the rest of your life based on your story so far. But if you have retired in good health to a lovely seaside community, you may want nothing more than to run out the clock without seeing any unexpected changes to yourself or the people you care about. Priam had every reason to think that his life was a happy story until, as a very old man, he had to witness his hero son Hector being dragged dead around his besieged city.

I suspect we also vary in our subjective stances to change. For some people–almost regardless of their objective circumstances–predictability is comforting. But it is horrifying for others.

James Joyce published “The Dead” when he was 32. He had a long, dramatic, and hugely influential life ahead of him and surely couldn’t imagine that he’d become the Zurich-based author of Finnegans Wake by 1941. His protagonist, Gabriel, is also a “young man.” But I think “The Dead” is all about realizing that you know the whole course of your life. This is possible if you are a somewhat average bourgeois Dubliner, like Gabriel, or a budding international literary sensation, like James Joyce. Either way, to think you know your whole life-course is akin to being dead: you might as well just fast-forward to the end. That is the sense in which midlife is a depressing state rather than a comforting one.

I would predict that answers to this question would vary by age (but not in a lockstep correlation), by social circumstance (people with more opportunities will be less likely to think that they know their own futures) and by temperament.

Certain meditative experiences are intended to lower one’s score. For example, momento mori–meditating on death–is meant to remind you that you already know the important part of your story, how it ends. That is supposed to focus you on being pious. But Buddhism often reminds us that life is unpredictable, basically unstable, and that not being able to know the future should drive your attention to current experience. I vote for the latter although I am not very good at it.

Source: Hahn, A., Leavitt, T. D., Horvat, E. M., & Davis, J. E. (2004). Life after YouthBuild: 900 YouthBuild graduates react on their lives, dreams, and experiences. Somerville, MA: YouthBuild USA. See also Kieran Setiya on midlife: reviving philosophy as a way of life; nostalgia for now; rebirth without metaphysics.

was Aristotle right about what we must know to be good citizens?

Let’s posit that a good citizen should be able to a) form ideas about what would improve her community or society, b) understand how decisions about such matters are actually made and who has power to make each decision, c) persuade those people to think and act differently, and d) do all of the above ethically, which means reflecting on right and wrong.

A name for b) is “politics”; for c), “rhetoric”; and for d0, “ethics.” Aristotle wrote a book on each of those topics, and, although he didn’t give titles to any of his books, these are the names that we give them.

The Politics is about how city-states worked, about the pros and cons of various forms of government, and about the role of citizens in these states. The Rhetoric is about persuasion, but especially about “how to generate trust in ways that preserve an audience’s autonomy and accord with the norms of friendship” (Danielle Allen, Talking to Strangers, p. 141). In other words, it’s about persuading responsibly, to the benefit of the listener. And the Nicomachean Ethics is about how to live a good life.

As the founder of a school (the original “Lyceum”), Aristotle meant his works to frame a curriculum. The good citizen should study politics, rhetoric, and ethics.

Was he right? I think largely so, with two caveats.

First, Aristotle had little to say about the actual decisions that confront a community. Ancient Athenians had to decide whether to build a wall or more ships, to invade Sicily or pursue peace with Sparta, to rebuild the Parthenon or use the money for something else. In our day, we must decide what to do about climate change, policing, economic growth and equality, and myriad other issues. Aristotle didn’t address most of the policy questions of his day, let alone those of our time. And he didn’t make “policy analysis” a part of his civic curriculum.

I think one reason was that he didn’t believe that general, theoretical reasoning was helpful for policymaking. Wise collective action was a matter of phronesis, judgment, and it was highly concrete. Citizens should deliberate about whether to build more triremes and should learn from the results. No abstract theory would help them to decide.

The other reason may have been a kind of elitism. Expertise existed about military, architectural, economic, medical, and agricultural matters, but it belonged to tradesmen (broadly defined). Gentlemen-citizens were generalists who lacked such knowledge. Their role was to consult experts when necessary and then to make all-things-considered judgments. A curriculum for gentlemen-citizens was about politics, rhetoric, and ethics, not about policy.

In contrast, we have disciplines such as economics, medicine, law, education, social work, international relations (and many more) that confer the highest social status and that promise knowledge relevant to making decisions. They sometimes even promise to be able to determine the best policies. For instance, if economics works, it should generate answers about questions involving taxes and interest rates. Advanced education for leaders has turned into the study of public policy, largely to the exclusion of rhetoric, ethics, and even politics, in Aristotle’s sense.

We might think that the pendulum has swung too far, because we really do need phronesis to make decisions. There are few algorithms that can determine a better policy. And to exercise judgment, we need ethics, rhetoric, and politics. But we wouldn’t want the pendulum to swing all the way back to Aristotle’s view, which is too disparaging of the study of policy. We should add the social sciences to Aristotle’s curriculum.

The second caveat concerns how we interpret Aristotle’s project and continue it. One type of interpretation emphasizes the consistency of Aristotle’s whole philosophy. He perceives ethics as connected not only to rhetoric and politics but also to logic, metaphysics, and natural science. It’s all part of one coherent universe organized by a small number of principles. A major test of whether a view is right is whether it coheres with this whole system.

If you think of Aristotle’s system as an inspiration, but you want to update it for a new era, you may try to build a new system. You won’t derive your specific views from any social science but from the elaboration of an overall view of the world: a systematic philosophy.

Thomas Aquinas exemplifies this approach. He believes that Aristotle must be updated by adding Christianity, and he writes a new systematic philosophy to that end. He begins with the question of God’s existence and works from there toward all other questions. When Aquinas gets to politics in the second part of the second part, question 58, his topics are: (1) What is justice? (2) Whether justice is always towards another? (3) Whether it is a virtue? (4) Whether it is in the will as its subject? (5) Whether it is a general virtue?; (6) Whether, as a general virtue, it is essentially the same as every virtue? — and so on.

The ornate cathedral of Aquinas’ thought might seem like a mere curiosity, except that the urge to systematize has been common, and Aristotle has often served as a model.

The alternative is to emphasize the Aristotelian idea of phronesis, practical wisdom. What Aristotle offers are some very general guidelines about how to organize political communities in which individuals who strive for personal virtue can argue productively about what to do together. No theory settles how to structure political organizations, how to live, or what policy arguments are right, but Aristotle inaugurates a process of thinking about those three topics together. And they are still more or less the right topics for citizens.

See also against a cerebral view of citizenship; Bent Flyvbjerg’s radical alternative to applied social science; Bent Flyvbjerg and social science as phronesis; on philosophy as a way of life.

defining equity and equality

You can find authoritative explanations of the differences between “equity” and “equality,” but I think the definitions of these words vary, and there is no objectively correct distinction.

However, we can generalize a bit. To say that something is “equal” does not imply a positive value-judgment. Some people are taller than me. That means that our heights are unequal, but it is not an injustice. Nor does making things more equal always improve justice. Procrustes stretched his prisoners who were too short and lopped the feet off those who were too tall to make all their bodies an equal length. That was not an example of justice. “Equal” has a meaning in mathematics (already attested in Chaucer), and when it’s transported to social and ethical contexts, it retains its mathematical flavor of value-neutrality.

It’s true that the word has long been used as a synonym for fairness. Milton:

… till one shall rise
Of proud ambitious heart; who, not content
With fair equality, fraternal state,
Will arrogate dominion undeserved
Over his brethren, and quite dispossess
Concord and law of nature from the earth …

But Milton has to say “fair equality.” Out of context, without such a modifier, inequality may not imply injustice.

In contrast, the word “equity” has a positive valence, whether in the law (a “court of equity”), in ethics, or in social analysis. If something is equitable, to that extent it is fair. The question becomes: What constitutes fairness? Answers vary depending on people’s philosophical beliefs, social roles, and cultures.

Interaction Institute for Social Change | Artist: Angus Maguire.

In this well-known picture, several things are equal (the heights of the boards that make up the fence, the altitude of the ground at all points, the sizes of the three boxes, the height of all the heads in the second picture). Some things are unequal, especially each person’s body height.

Despite its label, the first situation is not equal in every respect. But it is inequitable according to three reasonable standards of fairness: everyone should get what he or she needs, everyone should have equal opportunities, and everyone should be a full participant in the activity. These standards can diverge–or they may not even apply in some circumstances–but here they converge to rule the first situation unfair.

The second situation, meanwhile, illustrates equality in some respects. All the heads are the same distance above the fence; the fence is level. But that picture also illustrates equity because it meets several reasonable standards of fairness.

In this case, giving everyone an equal upward boost is inequitable, because their needs are different. But that is only one way in which equality can diverge from equity. If one person really deserves or merits more than another, then giving both people the same amount would be equal yet would violate equity. If Procrustes came along and violently made these three people the same height, that would be equal but not at all equitable. And if we hacked a portion of the fence away to let the short kid see, that would be equitable among the viewers but perhaps unfair to the owner of the fence. In fact, we only celebrate the solution in the second picture if we think it is fair to be able to watch a game for free from over a fence.

The main point is that “equity” always requires an account of fairness: what fairness demands in the circumstances. Equality, on the other hand, always requires measurement. Sometimes when a given measure is equal, that demonstrates equity, but sometimes it doesn’t.

See also: we are for social justice, but what is it?trends in egalitarianism and sorting out human welfare, equity and mobility.

V.S. Naipaul’s view of culture

I read a lot of Naipaul in my youth and see value in his work. But Ian Buruma’s obituary profile reminds me of the main way in which I disagreed with him.

Naipaul believed there were “whole cultures”: comprehensive, harmonious, indigenous, and hermetic. Examples included classical India, England, and pre-colonial West Africa. A whole culture was “wounded” when it was mixed up with foreign elements, usually as a result of conquest or deferential imitation.

Naipaul was politically incorrect in three respects. He admired the “whole cultures” of Europe, such as England, and emphasized their indigenous roots. He saw many interventions as imperialistic–not just European conquests but, for example, the Islamic influence in India or the Arab influence on non-Arab Muslims. And he mocked people in the global South who made unsophisticated efforts to imitate the imperial centers: West Indians pretending to be British, or Malays pretending to be Arabs.

On the other hand, Naipaul was in sync with certain strains of post-colonial thought: he liked indigeneity and opposed cultural appropriation.

It’s true that “cosmopolitan” was a positive word in Naipaul’s lexicon, and he claimed to be cosmopolitan himself. But he insisted that a cosmopolitan was at home in more than one culture, truly understanding and living it. Lightly borrowing some elements of other cultures didn’t count:

[Satyajit] Ray was a Bengali intellectual and artist who was as much at home in European as in Indian culture. He loved Indian art and music as much as European classical music or literature, and had a deep knowledge of all these things. The fact that most of us eat American junk food, or watch Hollywood movies, doesn’t make us necessarily more cosmopolitan. To be cosmopolitan you need to feel at home in various different cultures, as Ray did, and few people do even now. As far as the shrinking world is concerned, this is easy to exaggerate.

For what it’s worth, I believe:

  1. There is no indigeneity. We have all migrated. Not only people but also ideas move constantly. Every group has been deeply influenced by other groups for as far back as we can see.
  2. There are no whole cultures. A culture is an assemblage of ideas about the world (defining both “ideas” and “world” broadly). Since everyone holds at least slightly different ideas, labeling people as members of a culture just means that most of them share some important ideas. It’s a statistical generalization about the beliefs of a population. Furthermore, the ideas that we happen to hold are always badly insufficient, and we are always looking for more. Because of our profound human limitations–cognitive and imaginative–every culture is drastically incomplete.
  3. Mixing is good. India, for example, is not a “wounded civilization” because the original Hindu whole has been rent by Muslims and Europeans. It is a fabulous quilt of diversity, and has been for three millennia. Even the Hindu aspect is massively diverse.
  4. Imitation is good, although you have to do it with creativity, respect, and taste. Some of Naipaul’s most effective criticism was aimed at poor efforts at imitation.
  5. Imperialism is bad. But that’s not because it disrupts indigeneity and cultural harmony or because it introduces ideas that should stay somewhere else. It’s bad because it involves forcibly seizing land and goods while usually also killing, exploiting, and (literally) raping people. The bad part is the violence and exploitation, not the mixing.

See also: what is cultural appropriation?notes on cultural appropriation after the royal wedding; and everyone unique, all connected.