Here is a scene that has certain resonances with the present, although the circumstances were certainly different. …
It was the winter of 1945-6 in Heidelberg, Germany. Karl Jaspers, a distinguished professor, offered a lecture to a room full of demobilized solders, women, displaced civilians, and a fair number of wounded.
Jaspers had been banned from teaching since 1933 because he didn’t endorse the Nazi regime (except to sign a loyalty oath in 1934) and because his spouse was Jewish. He and his wife had been listed for arrest–and presumably death–but they were saved when the US Army arrived the previous March. The US military trusted Jaspers, who been mediating between them and the university.
In the lecture, Jaspers notes that the Allied occupation is authoritarian; Germans have no say in their own governance. Later, he will insist that the fault for this situation lies with Germans alone. In the meantime, the occupation is not interfering with their freedom of speech.
Jaspers says that a university should never be a place for politics, in the narrow sense. “Dabbling in political actions and decisions of the day” is “never our business.” I suspect he is echoing Max Weber’s “The Meaning of ‘Ethical Neutrality’ in Sociology and Economics,” a lecture from 1917. Jaspers says that he and his audience are free to do what they should always do in a university. But what is that?
Jaspers is giving a lecture. He acknowledges that it can become propaganda even if the theme is democracy or freedom. “Talk from the platform is necessarily one-sided. We do not converse here. Yet what I expound to you has grown out of the ‘talking with each other’ [Miteinandersprechen] which all of us do, each in his own circle” (p. 5). He adds, “We want to reflect together while, in fact, I expound unilaterally. But the point is not dogmatic communication, but investigation and tender for examination on your part” (p. 9).
Reflecting together is essential, Jaspers argues, because it can change “consciousness,” which is a “precedent for our judgment in politics.” To accomplish this transformation, “We must learn to talk with each other, and we mutually must understand and accept one another in our extraordinary differences” (p. 5). This “self-education” (Selbsterziehung) is not politics, but perhaps it’s a preparation for politics (p. 9).
The need for dialogue is especially acute because Germans have had radically different experiences. Most Germans have experienced tragic losses, but it matters greatly whether one’s loved-one was killed on the battlefield while invading the USSR, bombed at home, or executed by the regime. Because there was no free speech, Germans have been unable to discuss such profound differences. Jaspers says, “Now that we can talk freely again, we seem to each other as if we had come from different worlds” (p. 13).
He never mentions how he was treated by the government or by his fellow Germans. Some of the people in the lecture room had different experiences from him–in the specific sense that they were actively involved in killing people like his wife. The proportion who supported the regime was vastly larger than the proportion who resisted it. Nevertheless, Jaspers diagnoses the situation as what we would call “polarization” (a deep disagreement among people), and he validates everyone’s experiences while attributing guilt to himself.
The solution that he proposes for polarization is dialogue. He says, “We want to learn to talk with each other. That is to say, we do not just want to reiterate our opinions but to hear what the other thinks. We do not just want to assert but to reflect connectedly, listen to reasons, remain prepared for a new insight. We want to accept the other, to try to see things from the other’s point of view; in fact, we virtually want to seek out opposing views” (pp. 5-6).
Jaspers’ opening is a very strong statement in favor of pluralistic dialogue and institutional neutrality, as we might call those things today. I find it moving because he humanizes everyone despite having every reason to be furious at them. But I also think his stance is debatable. Should universities be as detached from politics as he advocates? (Would it have helped if they had been less detached in 1925 or 1930?) Was the problem really “division,” or was it Nazism?
Jaspers then offers an analysis of the question of German war guilt. Central to his analysis is a famous four-way distinction among:
- Criminal guilt, which is attributable to individuals who have broken specific laws. It merits personal shame and punishment.
- Political guilt, which belongs to all members of a polity (a democracy or otherwise), because “Everybody is responsible for the way he is governed.” However, political guilt does not imply criminal guilt or the need for an individual penalty or shame. Germany as a whole is rightly occupied because of political guilt, which is not the fault of individual Germans. Similarly, I might say, “I didn’t vote for George W. Bush or the Iraq war, but I have responsibility for Iraq as a US citizen. I needn’t feel bad about it personally, but I must accept the political consequences.”
- Moral guilt: This is what one ought to feel as a result of being connected to an evil, even if one wasn’t personally responsible for what happened. It is what we would now call bad “moral luck.” For example, it is a matter of luck whether one was born a German or a Dane in 1905, but those who were born Germans have a form of guilt that is not due to their individual choices. Jaspers’ former student Hannah Arendt wrote (completely independently at about the same time): “That German refugees, who had the good fortune either to be Jews or to have been persecuted by the Gestapo early enough, have been saved from this guilt is of course not their merit.” If your conditions lead you to be good, you should reflect on your good fortune and not attribute your virtue to your self. If your conditions make you bad, you need penance and renewal.
- Metaphysical guilt: “There exists a solidarity among men as human beings that makes each co-responsible for every wrong and every injustice in the world, especially for crimes committed in his presence or with his knowledge.” The outcome of accepting metaphysical guilt is what Jaspers calls “transformation before God.” Again, Arendt wrote something similar at about the same time: “It is many years now that we meet Germans who declare that they are ashamed of being Germans. I have often felt tempted to answer that I am ashamed of being human.” I would paraphrase their idea as follows (without invoking God): acts of evil remind us that we are flawed creatures, and we should be mindful of that fact.
Jaspers’ lecture must have given his audience much to wrestle with, but it’s not clear that it went over well. Much later, his student Harry Pross recalled:
No one would have dared interrupt the lecture. There was not supposed to be any conversation between the students and the professors in the old lecture hall. Then [at the end of the lecture] the philosopher left, somewhat stiffly, without casting a single glance left or right. The students sat tight, as they had always done. “Pretty meshuggener,” one murmured as he walked out. “At least you don’t have to say ‘Heil’ any more,” his friend replied.
Quoting Jaspers from E.N. Ashton’s translation: The Question of German Guilt (Fordham, 2000). The German words come from a 1971 German edition of Die Schuldfrage (note that Germany is not named in the original title), published by Joseph Buttinger. Pross is quoted in Antonia Grunenberg and Adrian Daub, “Arendt, Heidegger, Jaspers: Thinking Through the Breach in Tradition,” Social Research, vol. 74, no. 4, 2007, p. 1013.
See also: Max Weber on institutional neutrality; don’t confuse bias and judgment; an international discussion of polarization; and in the Holocaust Museum (from 2006).