from classical liberalism to a civic perspective

Earlier this summer, I was in the van Mises Room in the Friedrich von Hayek Program in the James Buchanan Building at George Mason University, talking about my intellectual hero, Elinor Ostrom, who learned a great deal from Hayek and Buchanan. This is a sketch of how I presented my own position. By the way, the audience was ideologically diverse, and each attendee held nuanced views; but I wanted to say something about the people for whom the space was named.

Hayek objected to thinking about “social justice” for two reasons that I endorse. First, no person or group has nearly enough cognitive or moral capacity to decide what everyone deserves across a whole society. Second, thinking about “social justice” encourages ideas about what the state should do to make the society just and to keep it just. I’ve collected quotations from a wide range of political theorists who move quickly from ideas of social justice to blueprints for states. There’s an interesting “tell” in Philip Pettit’s influential book Republicanism when he distinguishes between the objectives of “the authorities” (people who exercise power in a republican system) from what “we, as system designers” seek. He imagines his readers to be system-designers, but we are not that. We are participants in existing systems. And if we had the power to design and enact a real polity, we should be primarily concerned with humility and with placing limits on our own power to dictate to others. Hundreds of millions of people were shot or gassed in the 1900s by people who thought their job was to design polities and who had opportunities to do so.

The main question that confronts us is what should we do, not what regime should we live in. If I could choose which country I’d like mine to resemble–Denmark, Burkina Faso, or North Korea?–I would vote for Denmark. But I don’t need an elaborate theory to help me answer that question, nor do I need a theoretical rationale for my choice. Interestingly, everyone from a classical liberal to a social democrat would concur. It appears that well- designed, balanced regimes that rest on strong civic cultures optimize both freedom and equality.

I can vote on whether to make the US a little more like Denmark, and that is the way I usually choose to vote (i.e., for candidates of the left or center-left in our system). But my vote is far from the most consequential civic decision I make, and those candidates won’t redesign our regime. Like me, they are embedded in complex systems that they seek to adjust from where they are.

However, none of the above means that we should cease assessing the justice, fairness, and desirability of the situations that we observe around us. In fact, we must not only assess but try to remedy the injustices we see. That is our duty as ethical persons. We can think about social justice as members of a society, not as designers of it.

In a polycentric world, we are participants in many overlapping and nested political, economic, cultural, linguistic, and natural systems, all at once. We are immanent in these systems but we can influence them. We have moves to make in the “games” that we find ourselves in, but we can also change the rules or shift to different games. We are public entrepreneurs who can choose where and how to exercise leverage.

As such, we have much to gain from Vincent and Elinor Ostrom and the Bloomington School of Political Economy. First, we obtain the concept of polycentricity itself and a theory of ourselves as a participants in numerous interrelated systems. Second, the Institutional Analysis and Development Framework gives us a way of identifying the “action arenas,” “contexts,” “actors,” etc. that we must understand in order to be effective. Third, the list of design principles that Lin Ostrom and colleagues gleaned from experiments and observations is not only useful for practice–which it is–but it also exemplifies a process of gleaning rule-of-thumb guidelines from complex reality.

Yet the Bloomington School does not suffice. It focuses on certain problems that confront groups of people–e.g., how to encourage contributions and discourage free-riding–but not on other problems, such as how to deal with disagreements about principles or about the justice of boundaries among groups. The School offers a response to power asymmetries (basically, the classical liberal response of reducing concentrated power and encouraging people to manage their own concerns at the local level). This response is important but it doesn’t satisfy me as way of dealing with massive disparities in wealth and power or oppressive mentalities and norms.

Finally, the Bloomington School’s concrete suggestions (when abstracted from its philosophical background) are too value-neutral. The design principles, for example, would be just as useful for fascists as for democrats; just as useful for a cocaine cartel as for a community hospital.

We need to know what is right. As human beings, we lack direct access to certainties about ethics and justice. Our intuitions and are badly fallible. Most of our forebears had terrible values, and we are also subject to error for the same reasons they were. The best we can do is to listen and learn from people who have different values and interests from our own. Under the heading of “listening and learning,” I include not only discourse and deliberation but also art and narrative.

Thus we need a theory of communication, a theory that helps us to avoid propaganda and ideology, to distinguish good rhetorical moves from bad ones, and to design good formats for discussion (broadly defined). For that theory, I’d look to the Frankfurt School more than the Bloomington School, to Habermas more than the Ostroms.

And both the Frankfurt School and the Bloomington School are most helpful for relatively stable situations in which a community exists and faces problems of collective action or of disagreement. These schools are less helpful for moments when a community needs to be formed, when some people are excluded from a community that they have a right to join, or when some people want to exit a system that they find oppressive. For these situations, we need the tradition of nonviolent civil resistance represented by Gandhi and King. I come to that tradition without a fixed commitment to pacifism (I happen to think that some wars are just). Instead, I believe we can learn general principles from cases in which people forego violence yet still confront power.

The Bloomington School offers a framework: a cluster of theories, models, theses, and findings. I think we need a larger framework that encompasses the Bloomington School plus theories of deliberation and of nonviolence.

See also: social justice from the citizen’s perspectiveagainst state-centric political theorythe legacy of Elinor Ostrom and the Bloomington School; and Habermas, Ostrom, Gandhi (II).

postmodernism and Trump

In the Washington Post, Colby College English professor Aaron Hanlon argues that postmodernist theorists didn’t inspire or prepare the way for Donald Trump and other politicians who openly disparage truth. Rather, postmodernists lamented a world in which propaganda and media manipulation badly distorted our understanding and judgment. The death of truth “was a diagnosis, not a political outcome that [Lyotard] and other postmodernist theorists agitated to bring about.” Thus, as the Post’s headline puts it, “Postmodernism didn’t cause Trump. It explains him.”

I think I agree with every sentence in Hanlon’s article, which is a valuable contribution. But he seems to omit an important dimension: our changing views of journalism, science, and scholarship.

Most thoughtful people have long been concerned about political propaganda (in the narrow sense). Lippmann, Dewey, Orwell, Arendt, Hayek, and many others worried that politicians who obtained influence over the state could distort public opinion and obfuscate the truth. That concern has been a central theme in liberalism since long before postmodernism.

Hanlon makes the French postmodernists sound like liberals, in this sense:

But if we bother to understand Baudrillard’s thesis — that our impressions of the [First Gulf War] conflict have been warped by media framing and agitprop — it’s clear that the real enemy of truth is not postmodernism but propaganda, the active distortion of truth for political purposes. Trumpism practices this form of distortion on a daily basis.

But postmodernism also treats natural science, other forms of scholarship, professional disciplines like law, and independent journalism as purveyors of propaganda rather than pursuers of truth. The validity of science, for example, was the issue in the “Science Wars.” Postmodernism is concerned about “the active distortion of truth for political purposes,” but it extends “politics” to laboratories, classrooms, and newsrooms as well as elections and governments.

In the 1980s and 1990s, people who defined themselves as postmodernists were quick to reject the pretentious of institutions like scholarly disciplines and The New York Times. Nowadays, similar people are more likely to defend the elite consensus on matters like climate change, to use findings from social science in their arguments, and to decry the failure of politicians like Donald Trump to respect the truth as presented in venues like The New York Times. On the question of whether The Times or the NSF is a source of truth, Trump sounds like the postmodernist.

Pure objectivity is a myth, almost universally acknowledged as such. However, if you don’t like what influential people are claiming to be true, you have options. First, you can decide where you stand on a spectrum from relativism (“Any claim depends entirely on who makes it”) to critical objectivity (“There are obvious truths that are being overlooked or concealed because the people in charge of knowledge are bad”). Another spectrum goes from reformist (“New people and new research agendas should be incorporated into the institutions that produce knowledge”) to separatist (“We need new institutions to produce knowledge.”) Since these questions are independent, four options result:

When French postmodernism arrived in the US, much of the academic left was reformist and somewhat relativist, or so I recall. A common view was that science and scholarship were valuable pursuits, but they needed to be substantially diversified. Humanists tended to doubt the claims of objectivity made by their colleagues in the sciences. Works like Peter Novick’s That Noble Dream: The ‘Objectivity Question’ and the American Historical Profession (1988) extended the critique to the humanities. Thus many academics found themselves in Cell A, although some self-described leftists argued that it was a fundamental mistake to undermine objectivity; they defended Cell C.

In that context, French postmodernism was strongly relativist and at least implicitly separatist. Its critique of established institutions (universities, clinics, newspapers, etc.) was radical enough to suggest the need for alternatives–whole new institutions, or perhaps anti-institutions. It made a case for Cell B that many accepted with caveats or else resisted.

At that time, most of the academic right claimed to be strongly anti-relativist and also reformist (Cell D). They viewed relativism as an insidious attack on core values. Conservatives were reformist because they thought that conservative voices were marginalized in the academy and the media and deserved more prominence. Conservatives believed in truth and wanted to change who spoke most powerfully about the truth.

However, some conservatives were separatist: Cell D. They might gravitate to the Federalist Society, the Liberty Fund, evangelical colleges, conservative think tanks–or even “Creation Science”–as alternatives because they had given up on the academy and government-funded science. They believed in objectivity but had lost faith in professors and reporters to produce or disseminate it.

I think a lot of the academic left today falls in Cell C. They believe that real knowledge is possible but that we must enhance diversity in newsrooms, laboratories, universities, and funding agencies in order to get closer to the truth. “Diversity” refers not only to the demographics of the researchers and reporters–although that is important–but also to their topics and methods. Many academics on the left are vigorous defenders of tenure, federal science funding, public radio, and other bulwarks of fairly traditional knowledge-production. Women Also Know Stuff is a perfect example of Cell C.

This means that the academic left shares some of the values that animated conservatives during the 1970s-1990s. Meanwhile, there are strands of the right that now prefer Cell B. They debunk truth, doubt the value of independent scholarship, and want to create alternatives to Fake News, lying scientists, etc.

It’s in that respect that French postmodernism presaged the era of Donald Trump.

See also: Bernard Williams on truth as a virtue of the humanitiesconservative relativismteaching evolution, creationism, Intelligent Design; and media literacy and the social discovery of reality.

issues in the philosophy of social science

Here is the outline of a course I’d like to take–or possibly design and teach some day:

  1. What is the social world? Is it, for example, a bunch of human individuals who interact? Perhaps not, since individuals’ identities and values emerge from social processes, while institutions also have intentions and agency. Do sex and/or gender (for instance) actually exist? Do cultures exist, or are they simplified labels that we impose on heterogeneous phenomena?
  2. Does it matter who studies the social world? On one hand, we might think that what we believe about society is just a function of who studies it. On the other hand, we might assume that social phenomena can be objectively known using procedures that are independent of who uses them. The truth probably lies in between. So how does the identity of the researcher influence the results of social science, and, more generally, how does power relate to truth?
  3. Facts and values: Are they distinct? How do they relate? Should we think of values as biases that may interfere with objectivity, or can they be valid as opposed to invalid? Should social science have values?
  4. What do various methods of social science assume about epistemology? For example, what must we believe about our ability to know in order to run a randomized controlled experiment, develop a game-theoretical model, survey a population and calculate distributions, or interpret a Balinese cockfight?
  5. What is and ought to be the role of social science in society? Should it be influential? When and how? Is everyone a social scientist, or does that phrase name a distinct group of experts or specialists? Should the goal of changing the world affect the research agendas and methods of social science? Who should govern (i.e., fund, regulate, organize) social science and how?

new special issue of The Good Society on reintegrating facts, values, and strategies (open access)

Newly published–and free without a subscription through November — is The Good Society‘s Special Issue on Reintegrating Facts, Values, Strategies, vol. 26, no. 2-3 (2017). Guest edited by me.

Table of Contents

my self, your self, ourselves

Thesis: I have a vocabulary for describing my own behavior that’s full of words about motives, goals, and principles. “Why did I raise my hand? Because I wanted to answer your question. Why did I give that answer? Because I knew it was the truth and I was obliged to say it.” This is a valid way of thinking, because each claim is subject to being tested and can be refuted. (Maybe I raised my hand to show off, or because I misheard you, or to reach for a light switch.) It’s morally important that I think this way about myself, because it reminds me that I am responsible for my actions and must strive to apply the best principles. It’s also morally important that I envision you in the same terms. That is necessary for recognizing your dignity and equality, and it reminds me that I should help you to make your own choices wisely. I should strive to remove obstacles and enhance your freedom.

Antithesis: We have a vocabulary for describing any action in nature that’s all about causes and effects. “Why did he raise his hand? Because an electrical signal traveled along a nerve to a muscle. Why did that signal happen? Because a synapse fired in his brain.” This is the only scientific way to think about life, because science is defined as a third-person account of nature that sets aside the subjective perspective. It’s morally valuable to think this way about other people because then we realize that they are caught in a web of causality and cannot escape suffering; it makes us compassionate. And it’s important that I apply this way of thinking to my own case, viewing my own first-person talk of goals and principles as kind of myth. Then I can escape an overweening attachment to myself that makes me selfish, self-important, and fearful.

Synthesis: There are two ways of thinking about sentient action, the first-person and the third-person mode, and each has its own norms of validity and tests of truth. We are nowhere near being able to make these two perspectives cohere, if we ever will. But we must treat one another right. We’re in this together, and we’re all we’ve got. That requires holding several ideas in our minds at once. 1) I am responsible for what I do and should strive to do right by you. But 2) The condition of my self is of no great consequence to the world and is fundamentally a matter of luck. 3) You face choices and can strive to do right, and I ought to help you. But 4) The condition of your self is a matter of luck; often you will be a in a state of unease or even suffering; and I have compassion for you.

See also: Hegel and the Buddhathree truths and a question about happiness; and on philosophy as a way of life.