Category Archives: philosophy

a method of mapping moral commitments as networks

I have been developing a method for representing moral beliefs as networks of ideas. Various friends have also been contributing to the development of this approach. So far, we have asked individuals to name their own beliefs, given them back their lists, asked them to note which pairs of beliefs seem connected, and generated network maps of their beliefs and connections. I’ve also asked individuals to share their maps with peers and to consider making changes in response to other people’s arguments. I have mapped the ideas of multiple people as one network. Instead of using surveys, one could interview people or groups about their moral thinking on a given topic and identify the beliefs and connections implied by their speech–or use a rich text, such as a poem, to discover an implicit network map. Major moral theories also have network shapes that can be diagrammed. Virtues, for instance, are important nodes in Aristotle’s conceptual network, and he says that the virtues are all connected by way of one central concept, practical wisdom.

I do not see this network approach as a model of moral thought, an empirical theory about how we actually think, or a normative theory about how we should think. Instead, I see it as a technique of analysis that is relatively neutral with respect to models and theories, yet it does have certain substantive implications.

According to the Stanford Encyclopedia of Philosophy, there is little clarity or consensus about what defines a theory versus a model. But let me propose two analogies:

  1. A Lego car is a model of a real car. It can be used to develop and test theories about the performance of actual cars. These theories prove true or false when tested in real cars; the Lego model is reliable to the degree that the theories pan out. Making Lego models is a technique that is more or less helpful for engineering. Its value depends on the context and the available alternatives. For instance, Lego is almost certainly a better material than soap for making models of cars. It is a less precise medium than 3D printing, but it is also cheaper and easier. A good theory is true; a good model is valid and reliable; and a good technique is useful.
  2. In economics, I would call each equation a theory and use the word “model” to mean a whole set of equations, along with definitions and explanations of the hypothesized mathematical relationships. Working with equations is a technique. It is pretty obviously an essential technique for economics, but some have argued that it has been valued to the exclusion of other techniques, such as collecting better data, looking for natural experiments, or identifying important topics. Paul Krugman wrote recently: “It has been all too obvious that there are people with big reputations who can push equations around but don’t seem to have any sense of what the equations mean.” Like building with Legos, mathematics is a technique whose value varies with the context.

Likewise, I would propose that mapping moral networks is a technique with which one can build models and test hypotheses. It is fairly flexible and can accommodate a range of substantive views from both psychology and philosophy. But its relative value (compared to other techniques) varies depending on some assumptions about morality. I’ll compare it to two prevalent alternatives.

First, some moral philosophers construct systematic views. An example would be the sophisticated utilitarianism of Henry Sidgwick (which we could call “utilitarianism 3.0,” if Bentham’s was 1.0, was Mill’s was 2.0). Sidgwick held that there is just one ultimate moral principle: maximizing human happiness. But it generates a set of important moral rules, such as being kind and telling the truth. These precepts, in turn, imply many ordinary moral judgments, such as telling the truth to your mother.

Sidgwick’s structure was mainly philosophical, not empirical. He did not say that everyone is a utilitarian (in fact, he explicitly denied that), but that everyone’s judgments should be consistent with the results of utilitarian reasoning. There was, however, an element of empiricism is his view. He doubted that we can directly apply the utilitarian principle to real cases, which is why subsidiary rules are valuable.

Sidgwick’s structure can be diagrammed as a tree-like network, and that is somewhat illuminating. Individuals’ actual moral networks could also be mapped and compared to Sidgwick’s diagram, as a form of moral assessment. However, if Sidgwick was right, then network analysis has limited value. After all, his proposed network is quite simple, and some of the power of network modeling (e.g., detecting subtle clusters in large fields of data) would be wasted. Thus …

P1. Network techniques become more useful if we presume that real people hold many different structures of moral thought, that a theoretically driven structure like utilitarianism is not necessarily ideal, that some structures are much more complex than Sidgwick’s, and that comparing structures is illuminating.

Second, the moral psychologist Jonathan Haidt currently proposes six “moral foundations,” although his theory is subject to testing and improvement, and he is open to finding more than six foundations. One technique he uses is factor analysis. Many individuals are asked many questions about moral topics, and Haidt and colleagues look for unobserved variables (“factors”) that can explain a lot the variance in the answers. In developing statistical models that predict the actual results as a function of a few variables, they seek parsimony and fit. “Parsimony” means that fewer factors are better, but “fit” means that the unobserved variables should explain the actual survey answers without too much error.* Once the data yield statistical factors, Haidt and colleagues consider whether each one names a psychological instinct or emotion that 1) would have value for evolving homo sapiens, so that we would have developed an inborn tendency to embrace it, and 2) are found in many cultures around the world. Now bearing names like “care” and “liberty,” these factors become candidates for moral foundations.

Network analysis could represent Haidt’s model, just as it can represent Sidgwick’s very different conception. Each of Haidt’s foundations would be a central node connected to many concrete beliefs by one-way arrows. However, if Haidt is right, then network analysis is not as valuable a technique as the one he uses, factor analysis. First, network analysis is not nearly as parsimonious. A network map may show hundreds of beliefs clustered to varying degrees. Instead of generating six nameable foundations, a network map might yield fifty somewhat vaguely defined and partly overlapping clusters.

Second, the network method presumes that people’s explicit connections are meaningful. I diagram subjects’ networks using their assertions that their own beliefs are linked–for example, I link A to B when someone thinks that A gives her a reason to think B. But Haidt and colleagues argue that we do not know which beliefs are meaningfully connected. We reach conclusions because of unconscious biases and use reasons as mere rationalizations, gerrymandering our arguments to fit what we want to believe because of the underlying foundations. Sidgwick (like most philosophers) held that in morality, “as in other departments of thought, the primitive spontaneous processes of the mind are mixed with error, which is only to be removed gradually by comprehensive reflection upon the results of these processes.” But Haidt et al. believe that such reflection is basically ineffective, for only the primitive spontaneous processes of the mind really count. If that is the case, than the very items that matter most (the unobserved foundations) will be missing from a network map that is derived from people’s explicit connections. Thus …

P2 Network techniques become more useful if people have many clusters of moral ideas, if important information is lost by seeking parsimonious statistical models, and if reflection on explicit, conscious ideas and connections is valuable.

*Graham, Jesse et al. “Mapping the Moral Domain.” Journal of personality and social psychology 101.2 (2011): 366–385. PMC. Web. 1 Dec. 2014.

“the self is moral”

Summarizing a body of empirical research, the Duke psychologist Nina Strohminger argues that what constitutes our identity is our moral character, not (for instance) the memories that we have stored so far. Asked what characteristics a soul would hypothetically carry into another body, subjects choose the soul’s moral character. Asked which psychological changes would make someone into a new person, subjects select moral changes above total amnesia or an inability to recognize moral features. Given a chance to improve their own moral character with an imaginary pill, people say they would decline because that would mean abandoning their selves.

According to Strohminger, “moral features” constitute “the most important type of information we can have about another person.” She continues:

So we’ve been thinking about the problem precisely backwards. It’s not that identity is centred around morality. It’s that morality necessitates the concept of identity, breathes life into it, provides its raison d’être. … What is it to know oneself? … When we dig deep, beneath our memory traces and career ambitions and favourite authors and small talk, we find a constellation of moral capacities. This is what we should cultivate and burnish, if we want people to know who we really are.

I would like to connect this discussion to psychological research on how we perceive the identities of ordinary objects, such as apples and chairs. (This link may have been made already; I have not looked.) According to experiments by Sloman, Love, and Ahn, people perceive as integral or essential those features of an object that could not change without affecting many other features. Therefore, a network model is useful. Think, for instance, of the many features of an apple (its crunchy texture, sweet taste, origins on a tree, function of protecting seeds, color, size, role in Greek myths, etc). These features can be seen as nodes in a conceptual network. The nodes that we see as more definitive of appleness are the ones that have higher network centrality.

Likewise, I would model any person as holding many ideas in his or her head at any time. The individual ideas are all subject to change. Some are linked to others, forming a large, complex, and evolving conceptual network. Some of the nodes are moral ideas, however you define morality. When we think of another person’s identity, we should not cite just one or a few clear-cut principles or virtues. That would reduce the complex person to an abstraction. But we should have in mind a cluster of connected–although not always mutually consistent–nodes that are relatively central to that person’s whole network. These nodes cannot change without setting off a cascade of other changes that may be sufficient to alter the person’s whole character.

In short, as Strohminger writes, “the self is moral”–and I would add that the moral self is a network of ideas defined by the cluster(s) of relatively central nodes. That is what our souls would take with us into new bodies or a new life.

John Searle explains why computers will not become our overlords

(Carbondale, CO) In a recent New York Review of Books piece, John Searle argues that we need not fear that computers will develop the will and ability to govern us—a classic trope of science fiction and now a subject of scholarly concern in some quarters. Searle replies that computers have no will at all and thus pose no danger to us (except insofar as human beings misuse them, much as we can misuse the other tools that we have made, from carbon-burning fires to nuclear reactions).

I think his argument can be summarized as follows. The nervous systems of animals, such as human beings, accomplish two tasks:

  1. They perform various functions that can be modeled as algorithms, such as processing, storing, and retrieving data and controlling other systems, such as the feet and heart.
  2. They generate consciousness, the sense that we are doing know what we are doing, along with emotions such as desire and suffering.

We have built machines capable of #1. In fact, we have been doing that as long as we have been making physical symbols, which are devices for storing and sharing information. Of late, we have built much more powerful machines and networks of machines, and they are already better at some of the brain’s functions than our brains are. We use them as tools.

We have not ever built any machine even slightly capable of #2. The most powerful computer in the world does not know what it is doing, or care, or want anything, any more than my table knows that it is holding my computer. Probably a major reason that we have not built conscious machines is that we don’t understand much about consciousness. It must be a natural phenomenon, not magic, because the universe is not magical. A silicon-based machine that people design might be able to accomplish consciousness as well as a carbon-based organism that has evolved. But we do not understand the physics of consciousness and hence have no idea how we would go about making it.

Therefore, our best computers are no more likely than our best tables and chairs to rise up against us and become our overlords. They won’t want to defy us or rule us, because they won’t want anything. If we write or change their instructions to keep us in charge of them, they will have no awareness that they are being subjugated and no objection to it. If we tried to subject ourselves to their wills, it wouldn’t work.

Searle does not directly address the main objection to his view, which is that consciousness is strictly emergent. It just arises from sufficiently complex information-processing. Therefore, once computers get more complex, they will become conscious. I am not learned on this topic, but I think the emergence thesis would need to be defended, not assumed. A mouse is fully capable of fear, desire, and happiness. If consciousness is a symptom of advanced processing, why is a mouse conscious and my MacBook Air is not? The most straightforward explanation is that consciousness is something different from what a laptop was designed to do, and there is no sign that a human-designed machine can do it at all.

So let’s put these worries aside and keep focused on the evil results of human behavior, such as climate change, terrorism, and many more.

outline of a philosophy

At any given moment, an individual holds a very large number of beliefs relevant to moral evaluation and judgment. Some of these beliefs are connected to other ones, producing a network. Not all the connections are strict logical entailments; some are resemblances, similarities, or causal generalizations.

Our moral networks may not determine—or even strongly influence—our choices and actions. We often act because of unconscious instincts, emotions, and interests. Yet it is important to have a good network of explicit ideas, for only a reflective life is fully worthy. Besides, our ideas can constrain and motivate our choices, sometimes indirectly, by way of the general rules that we devise and submit to.

Each person’s network is unique, but our ideas and connections overlap profoundly. A culture is a group of people who share many nodes and links, yet every member of a culture is at least partly different, and it is typical for several cultures to overlap and for individuals to belong to many cultures at once. There is no perspective external to all culture, no view from nowhere.

We normally do not adopt our moral networks wholesale, nor are they designed or planned. We start our lives with virtually no moral ideas and add or subtract a few nodes and connections at a time. Some philosophical and religious systems present themselves as whole designed systems or as rules for improving any given network. Such systems may provide insights by directing our attention to particular ideals and implications that are worthy of attention, but they do not and should not generate anyone’s whole network.

An ideal network would contain all the relevant and correct beliefs and connections applicable to an individual. That is what we ought to strive for. However, in the moral domain, truth is difficult to ascertain and demonstrate. What we actually do is to assess nodes and connections, one or a few at a time. When we make those judgments, grand abstract questions about the nature or basis of moral truth tend to recede, and we focus instead on whether a given choice is right or wrong given the other things we believe.

Since our personal perspectives and interests are too narrow, we reason better together. Since we think most carefully when we are deciding how to act (or when we reflect on what we have done), our best reasoning is often connected to work in the world. And in order to reason well with others, we must cultivate moral networks that have certain formal properties, e.g., they should not be too centralized nor too disconnected.

In reflecting on our own moral networks, we are obliged and entitled to consider at least three large classes of questions: Am I relating well to others? Am I promoting my own equanimity or a healthy inner life? And am I avoiding falsehood and error? These three goals map onto sangha, buddha, and dharma, or onto oikeiosis, eudaimonia, and logos as pursued by Hellenistic philosophers.

Alas, they are are not consistent with each other. For example, truth often disrupts relationships and reduces happiness. That is why reflecting on all three will generate a complex moral network, rife with tensions.

The social contexts that best allow us best to improve our networks are ones characterized by talking and listening, collaborative action and reflection, and ongoing relationships that involve the exploration of other people’s moral thought. These contexts are not necessarily small; whether by using digital tools or by reading printed texts, we can form relationships with thousands of people. But the most valuable contexts are personal and relational, characterized by responsiveness to other human beings and tangible human actions.

Relational politics cannot achieve sufficient stability and scale to distribute goods and rights fairly or to deliver security and predictability, without which liberty is impossible. Although huge agglomerations of people may form, they cannot honor the abstract virtues of large systems, such as equity, impersonality, and rule of law. Thus we also need impersonal systems: laws, states, and markets.

Of these systems, we should ask whether they are just, and if not, how they fall short. Justice has many aspects (including fair treatment of other species), but an important component is whether systems protect and help all people to live lives informed and enriched by their own complex moral network maps, which they develop in voluntary interaction with others.

But whether a system is just is not the only political question we must pose. After all, we lack the capacity to design or reconstruct whole systems. Even a king or dictator cannot usually do that. All we can literally do is take concrete steps, such as saying something to someone, seeking an office or other official role, designing and making an object, joining or forming a group, or buying or selling a good.

Using these actions to change (or maintain) an impersonal system requires some combination of replication, leverage, and leadership. Replication means encouraging a desirable practice or activity to arise over and over again, and tying the instances together as a network. Leverage means exercising power at a distance. (For example, to vote is to try to move the government from afar.) And leadership—in this context—means obtaining a position or reputation within a system that permits more than the average amount of impact.

The essential political question is not “How should a society be structured?” but rather “What forms of replication, leverage, and/or leadership should we use now to change the world?” Our strategies should still be guided and constrained by the moral networks that we develop with one another through dialog and relationships. But when we use power, we must combine sequences of concrete actions into strategies and choose ethical and effective means to relatively distant ends.

beyond small is beautiful

(Orlando, FL) So many of the initiatives that I admire happen to be small: classrooms devoted to reflection and service, deliberative meetings of citizens, one-on-one interviews with community organizers, efforts to restore wetlands and woods. Their leaders do not necessarily favor smallness; they may wish to “go to scale.” Yet the values they prize seem linked to smallness, and I suspect that the “Small is Beautiful” movement of the late 1960s is somehow in their heritage, whether they know it or not.

With that in mind, I’ve looked superficially at E.F. Schumacher’s popular 1973 manifesto, Small is Beautiful: Economics as if People Mattered. Some passages seem to me insightful. For example:

In the affairs of men, there always appears to be a need for at least two things simultaneously, which, on the face of it, seem to be incompatible and to exclude each other. We always need both freedom and order. We need the freedom of lots and lots of small, autonomous units, and, at the same time, the orderliness of large-scale, possibly global, unity and coordination. When it comes to action, we obviously need small units, because action is a highly personal affair, and one cannot be in touch with more than a very limited number of persons at any one time. But when it comes to the world of ideas, to principles or to ethics, to the indivisibility of peace and also of ecology, we need to recognise the unity mankind and base our actions upon this recognition (p. 61).

Forty years later, it is not longer so obvious that “action” requires small scale, on the basis that “one cannot be in touch with more than a very limited number of persons at any one time.” A person can have thousands of Facebook friends and Twitter followers. Moreover, networks of people who associate voluntarily can now quickly become large and powerful. Bennett and Segerberg (2012) cite, for example, los Indignados, a movement composed of 15 million protesters in 60 Spanish cities that arose in 2011. These protesters kept “political parties, unions, and other powerful political organizations out: indeed, they were targeted as part of the political problem. … The most visible organization consisted of the richly layered digital and interpersonal communication networks centering around the media hub of Democracia real YA!

Thus I would no longer draw the line between small and big. But Schumacher was right that “action is a highly personal affair”; and domains of personal action require relationships among human beings who know and hear each other and cooperate in tangible ways. Thus we can draw a distinction between personalized politics and institutionalized politics that roughly maps onto small versus big. Schumacher would say that we need both.

 personalized institutionalized
main forms of interaction talk, collaboration, relationships rules, incentives, directives, measurements
major advantages ability to take tangible action; responsiveness to individuals’ needs fairness, efficiency, predictable general rules that permit individuals to live freely, the ability to address big problems
major disadvantages exclusiveness, petty politics and bullying, failure to address macro issues individuals have modest or intangible impact
equity and inclusion mean responding to each member’s needs and interests appropriately; inviting outsiders to join rules and rights that enhance equality of opportunity and/or outcomes for a population; applying these rules impersonally
democratic decision- making can sometimes be consensual. Always requires a concern for the feelings of each member majority vote or a market system for aggregating preferences
how to deal with collective action problems personalized appeals; sometimes a violator is ostracized requirements, monitoring, and penalties (e.g., in a system of taxation)
roles are relatively informal and can be equivalent for all members formalized and differentiated

One of the most difficult questions is how to connect institutionalized and personalized politics together so that we can get the best of both. We cannot ignore big systems in order to live within our chosen networks, because the big systems govern us and ultimately decide the fate of the small associations. But as we try to move from relational politics to institutionalized politics, we often lose the distinctive virtues of the former, especially deliberate human agency.

The two main methods for expanding the scope of relational politics are: 1) replication and 2) leverage–that is, either finding ways to make relational practices happen over and over and networking them together, or else using instruments like laws or the mass media to achieve the ends that we have selected in personal interactions. Neither is easy to accomplish with integrity, and I think the whole question of how relational politics can influence mass systems is seriously under-explored.

[Sources: E.F. Schumacher (1973), Small is Beautiful: Economics as if People Mattered, Harper & Row; W. Lance Bennett & Alexandra Segerberg (2012) The Logic Of Connective Action:  Digital Media and the Personalization Of Contentious Politics. Information, Communication & Society (15)5:739-768.  See also Jane Mansbridge’s Beyond Adversary Democracy.]