These are public talks I am giving in the next two months. All welcome!
Sept. 23: Philanthropy for Active Civic Engagement (PACE) Webinar, “America’s Civic Renewal Movement,” with me and Eric Liu (Citizen University), Kelly Born (Hewlett Foundation) and Joan Blades (Living Room Conversations project). (Register here.)
October 5, University of Texas San Antonio’s Center for Civic Engagement. At its first Civic Engagement Summit, I will talk about “The Promise of Civic Renewal in America.”
As an Associate Dean, I am responsible for a cluster of research programs that includes CIRCLE (the Center for Information and Research on Civic Learning and Engagement); the National Study of Learning, Voting, and Engagement; and the Tisch College Community Research Center. These outfits are diverse, but they all supply applied empirical research (rather than theoretical or philosophical research or direct programming or advocacy) on questions related to civic life in America. If asked why this kind of work makes a valuable contribution, this is what I would say:
People who are in a position to affect civic life face questions for which answers are unavailable but would be useful. These questions range from concrete and practical (e.g., What is a good assignment for 7th graders during a presidential primary?) to very broad (e.g., What causes good civic practices to become widespread?)
Our first job is to select questions that are truly relevant to good practice, currently unanswered, and empirically tractable. It is very rare to “answer” a question with a single study, so a question should be chosen to contribute knowledge and move toward a more complete resolution.
It is preferable if practitioners pose or at least influence the choice of questions. They have good ideas because of their experience, and the likelihood that they will use research results is higher if they were involved at the beginning. However, I also believe there is a role for independent researchers to notice and pose questions that practitioners haven’t seen.
Once the question is posed, our role is to address it rigorously, to get the results into the hands of people who can use them, and to receive their feedback as well as ideas for new questions. Completing that whole cycle should contribute to the improvement of civic life, although whether, when, and to what degree it contributes are also empirical questions.
This kind of work also has some ancillary benefits. Conducting cumulative, applied, empirical research on one important topic, such as civic engagement in the United States, can illuminate issues about the sociology of knowledge (How is knowledge defined, supported, used, and constrained?) and about larger social systems. To the extent that I have any insights about such questions, they come from my nearly two decades of work in organized applied research on a cluster of specific issues. Such work also occasionally yields new empirical methods that would be useful in other domains. It provides advanced educational experiences for the researchers and sometimes for their partners in practical organizations. And it can create new working relationships among organizations and agencies that remain useful after a research project concludes. But the primary purpose of the whole enterprise remains to pose and address tractable questions that are genuinely unanswered and relevant to practitioners, and then to share the results.
On the whole, I’m inclined to think that Donald Trump’s large lead in the Republican race is a passing phenomenon, similar to several candidates’ surges during 2011-12, and driven mostly by media attention and name-recognition at a time when most people are not yet following the campaign closely. In Die Hard III, which is 20 years old, Trump and Hillary Clinton are already two prominent references. The Donald has a level of celebrity that may give him disproportionate attention early in a multi-candidate campaign but that won’t win him the nomination.
However, there is an interesting substantive discussion of his candidacy. It’s not about whether he will win but rather whether he and his followers are like the right-wing parties in Europe. That constituency might outlast his presidential run.
Trump’s positions are not consistent with American conservative doctrine. He is fanatically anti-immigrant and lobs verbal grenades at various countries every day, but he also says, “I’m not going to cut Social Security like every other Republican and I’m not going to cut Medicare or Medicaid. … Every other Republican is going to cut, and even if they wouldn’t, they don’t know what to do because they don’t know where the money is.” Apparently, Trump would also raise taxes on unearned income.
The combination of grievances against foreign countries and immigrants plus enthusiasm for state intervention in the domestic economy is a position that tends to be called “populism” in Europe. I resist that terminology for the US because we have a very worthy political tradition officially known as Populism (on which Laura Grattan‘s forthcoming book is excellent). Another term could be “far-right.” As Mathew Yglesias writes, “several of [the European parties] have institutional roots in old fascist political movements.” That would indeed make them far-right. But, as Yglesias adds, “their current ideological positioning is generally much more complicated than that, and some of them have no such institutional roots.” They typically combine extreme positions against immigration with economic policies that would be left-of-center in the US. So perhaps the most accurate term is “economic nationalist.” It can then come in varieties that range from truly chauvinistic to plausibly mainstream.
Similar views make a popular combination in the US as well. As Lee Drutman shows, if you screen for people who favor expanding Social Security and decreasing immigration, you get 24% of the electorate. They may or may not be chauvinists, since their views on immigration could be moderate. But they are out of step with the Republican Party on Social Security and could accurately be called “economic nationalists.” Meanwhile, those who would expand Social Security and keep immigration at least at current levels constitute 26.5%. This second group is in sync with the Democratic Party’s leadership. The strong conservative position (trim or privatize Social Security and restrict immigration) draws just 2.4% of voters, one tenth as many.
Trump is aligned with the 24% who are economic nationalists. If we use Social Security and immigration as the two proxies for that view, then Trump’s constituency is comparable in size to liberals and much larger than conservatives. A third measure would be attitudes toward policing, on which Trump takes an aggressive position that may also be fairly popular (with similar people).
It’s common for a combination of views not to be represented in a two-party system. Antiabortion progressives, for instance, have nowhere to turn in presidential politics in the US. But economic nationalists represent a big enough bloc to possibly destabilize the political system. Antiabortion progressives are typically Democrats who are badly outvoted within their own party on that issue. Economic nationalists, in contrast, seem to be Republicans who represent a large force in their party but are at odds with its elites.
While Trump’s support (about 30% of Republican voters right now) may be boosted by his attention-grabbing style during the silly season of the campaign, it is conceivable that someone with similar views and a less rebarbative and risible style might actually perform better in the long term. Republican elites disagree with half of economic nationalism and will have to figure out how to keep it at bay even after Donald Trump no longer threatens the nomination.
Yesterday, I introduced the substance of Brian Epstein’s book The Ant Trap. Epstein analyzes the metaphysics of social phenomena, such as groups. Here I want to argue that social scientists should be more attuned to metaphysical issues in general.
In social science, we think naturally of certain relationships, such as correlation and causation, and of certain kinds of objects, such as individuals and groups. But other relationships are present although less explicit in our work. For instance, the members of the US Congress do not cause the Congress; they compose it. Composition is a relationship that is named (but rarely explored) in standard social science.
One can ask, more generally, what kinds of relationships exist and what kinds of things are related to each other. Constitution and causality are two different relationships. Groups, moments in time, and ethical qualities are three different kinds of things. These types and relationships can go together in many ways. We can ask about their logic or their epistemology, but when we ask specifically, “What kinds of things are there and how do they go together?” we are putting the question in terms of metaphysics.
Social scientists should be concerned with metaphysics for two big reasons. First, in our actual writing and modeling, we often use some metaphysical terms (e.g., object, composition, causation), but only a few of those get explicit critical attention. In my experience, most of the meta-discussion is about what constitutes causality and how you can prove it—but there are equally important questions about the other relationships used in social science.
Second, professional philosophers have developed a whole set of other types and relationships that are typically not mentioned in social science but that can be powerful analytical tools if one is aware of them: supervenience, grounding, and anchoring being three that play important roles in The Ant Trap.
Since metaphysics is a subfield of philosophy, and since philosophers are probably outnumbered 50-to-one by social and behavioral scientists, it’s easy for the latter to overlook metaphysics. In fact, I suspect that the word “metaphysics” (as modern academic philosophers use it) is not well known. If you Google “metaphysical relationships,” you will see New Age dating tips. But all scientific programs involve metaphysics, and it is important to understand that discourse–not only to be more critical of the science but also to develop more powerful models.
Consider these statements: “A group just is the people who make it up.” “If a group can be said to have intentions at all, its intentions must somehow be the intentions of its members.” Or: “When a convention arises, such as the convention that a dollar has value, it must exist because the people who use dollars have imposed some meaning on material reality.”
In The Ant Trap: Rebuilding the Foundations of the Social Sciences, Brian Epstein criticizes an assumption that is implicit in these statements (which are mine, not his): that social phenomena can be fully explained by talking about people. It’s obvious that non-human phenomena–from evolution to climate change–influence or shape human beings. But the thesis that people fully determine social phenomena is worth critical scrutiny.
Epstein’s book is methodical and not subject to a short paraphrase, but some examples may give a flavor of the argument. For instance, is Starbucks composed of the people who work for it? Clearly not, because the coffee beans and water, the physical buildings, the company’s stock value, the customers and vendors, the rival coffee shops in the same markets, and many other factors make it the company that we know, just as much as its own people do. Indeed, its personnel could all turn over through an orderly process and it would still be Starbucks.
Likewise, if the Supreme Court intended to overturn the ban on corporate campaign contributions, was its intention a function of the preferences of the nine individual justices? No, because in order for them to intend to overturn the ban, they had to be legitimate Supreme Court justices within a legal system that presented them with this decision at a given moment. I could form an opinion of the Citizens United case, but I could not “intend” to rule for the government in that case, because I am not a justice. And what makes someone a justice at the moment when the Citizens United case comes before the court is a whole series of decisions by people not on the court, going back to founding era.
In general, Epstein writes, “facts about a group are not determined just by facts about its members.” And it’s not just other people who get involved. Non-human phenomena can be implicated in complicated ways. For instance, the Supreme Court is in session on certain days, and on all other days, a “vote” by a justice would not really be a vote. What makes us say that a certain day has arrived is the movement of the earth around the sun. So the motion of a heavenly body is implicated in the existence and the intentions of the Supreme Court. That is an apt example, because Epstein calls for a Copernican Revolution in which we stop seeing the social world as “anthropocentric.”
Note that we are talking here about grounding relations, not causation. Public opinion may influence the composition of the Supreme Court and its decisions. The movement of the earth does not influence or affect the Court, and you wouldn’t model it that way (with the earth as an independent variable). Rather, the court is in session on certain dates, and the calendar is grounded in facts about the solar system. Likewise, a president can influence the court, and you could model the president’s ideology as an independent variable. But the composition of the court is grounded in decisions by presidents and senates in a more fundamental way than causation. To be a justice is (in part) to have been nominated and confirmed.
When people criticize anthropocentrism, usually they mean to take human beings down a peg. But in this case, the critique is a testament to our creativity and agency. Human beings can create groups in limitless ways. We can intentionally ground facts about groups in circumstances beyond the control of their members, or indeed in facts that are under no human’s control (like the motion of the earth). It can be wise to limit the power of group members in just these ways. Epstein writes, “Our ability to anchor social facts to have nearly arbitrary grounds is the very thing that makes the social world so flexible and powerful. Why would we deprive ourselves of that flexibility?” But the same flexibility that empowers the human beings who design and operate groups also creates headaches for the analysts who try to model their work. “Compared to the social sciences, the ontology of natural science is a walk in the park.”
The Ant Trap does not offer one model as an alternative to the standard anthropocentric ones, because social phenomena are diverse as well as complex. But if we narrow the focus a bit from the whole social world and look at groups, they tend to require (in Epstein’s analysis), a two-level model. Various facts about each group are grounded in other facts. For instance, the fact that the Supreme Court is in session is grounded in facts about the calendar (as well as many other kinds of facts). In turn, these grounding relationships are anchored in different facts–for instance, facts about how US Constitution organized the judiciary system.
My day job involves very conventional social science. We study various groups, from Millennials and voters to Members of Congress. After reading The Ant Trap, I won’t think of groups in the same way again. I am not yet sure what specific methodological implications follow, but that seems an important question to pursue.
See also Brian Epstein’s TedX Standford talk, which captures some of the book.