Category Archives: philosophy

on hedgehogs and foxes

“A fox knows many things, but a hedgehog knows one important thing” — Archilochus

This proverb is in the news lately because Philip Tetlock has shown that foxes (flexible and curious generalists) are much better at predicting events than hedgehogs (specialists who hold deep expertise). See David Epstein’s Atlantic article on Tetlock, and see Axios for a current competition funded by the US intelligence agencies to test his theories.

Tetlock draws from Isaiah Berlin’s 1953 essay, which is light but offers some insights, I think, about specific authors. Berlin argues that Tolstoy was psychologically a fox but believed–for theological/ideological reasons–that we should all be hedgehogs. Our one big idea should be the Imitation of Christ. This tension was at the heart of Tolstoy’s books and life. I also endorse Peter Hacker’s view that Wittgenstein was temperamentally a hedgehog who forced himself self-consciously to become foxlike in his late work.

If you take the proverb literally, it seems more impressive to be a fox. The fox uses its brain to hunt and escape, whereas the hedgehog just instinctively rolls up to take advantage of its best physical asset, its spines. But the metaphor is loose. Human hedgehogs are among our deepest, most original thinkers. They are the ones with the discipline to construct whole, coherent worldviews. They don’t merely employ a strategy but create it.

In contrast–and I write this as very much a fox–foxes can be ad hoc and derivative, eclectic in a bad way. A fox can employ the available ideas that seem to fit the situation without generating any new frameworks for others to use. A fox can be a jack of all trades, master of none. We foxes need hedgehogs to develop new ways of thinking, from which we borrow superficially and pragmatically.

But it is interesting that the hedgehogs are so consistently wrong about what will happen next. They are more likely to suffer from confirmation bias. They can make any data fit their theory. And they are worse than foxes at recognizing exceptions, tradeoffs, and zones of uncertainty. They lack phronesis, practical wisdom.

I therefore think it’s a problem that hedgehogs have an advantage in the competition for attention. If you are associated with one big idea and you keep hammering away at it, you have a “brand.” People turn to you to say that one thing, even if they don’t agree with it, and so your fame rises. You must compete with the other people who say the same thing, but if you’re first or more effective at communicating it, you can own the space.

So as not to offend anyone alive, I’ll use the case of my late colleague Ben Barber, who was early to revive the idea of “strong democracy.” (More democratic engagement is always better; the good life is lived in public; liberalism is too individualistic; etc.) He wrote several best-sellers, and I attribute his success in part to his capturing a particular brand. For courses, debates, conferences, etc., you may need someone to say, “More democracy!” Barber cornered that market.

Temperamentally, I am with the foxes. As soon as I write an argument for anything, I immediately become fascinated by the arguments against it. I have a limited attention span and jack-of-all-trades tendencies. I frequently disappoint practitioners and advocates, who know that I have written in favor of campaign finance reform, public deliberation, service, or civic education and want me to say it again to a new audience with more conviction. In fact, I am almost always on the verge of apostasy and retraction.

I really do admire the hedgehogs. But I’ll say a few things in favor of foxes.

First, the moral world is immensely complex, because it emerges from myriad human interactions and takes the form of communities, cultures, and institutions that overlap, interrelate, and become loaded with historical resonances. Thus an adequate moral theory is almost certainly partial, inconsistent, and ad hoc.

Second, acting like a fox keeps you mentally alive. It may be a self-indulgent concern, but I fear ceasing to think. Even the greatest hedgehogs, it seems to me, have stopped their quest for knowledge. They already know, and know that they know, and are done.

I’ll also say one thing against foxes. At least in folkore, a fox is a solitary hunter. What if you also like people and feel loyalty to groups of peers who share goals and missions? Then you cannot simply act like a fox.

To switch metaphors, Keats admired the “quality” that forms a “Man of Achievement especially in Literature and which Shakespeare possessed so enormously—I mean Negative Capability, that is when man is capable of being in uncertainties, Mysteries, doubts, without any irritable reaching after fact and reason.” I also admire Negative Capability, but it is a virtue of the poet, not the ally. Negative Capability is good for writing fiction that explores many different perspectives; it is not so helpful for co-writing a mission statement for an organization and then following through.

So I would like to be a fox who is helpful in a pack. The question is to what degree that’s possible.

See also: the politics of negative capability; loyalty in intellectual work; in defense of Isaiah Berlin; structured moral pluralism (a proposal); and Tolstoy, Shakespeare, Orwell

an expressivist critique of our criminal justice system

(Disclaimer: this post is the result of reading some work by Tommie Shelby and Erin Kelly but not yet wrestling with either author’s views sufficiently or examining the larger literature on expressivism in law. If you were a peer-reviewer, you should reject this post.)

A society has a right and an obligation to express what is just through the criminal law. One reason is that public statements about what is permitted and forbidden can influence behavior for the better. But sometimes laws are not effective means of shaping behavior. Even then, it is important for a community to express justice as accurately and completely as it can, and the criminal law is a valuable vehicle of expression.

Public expressions of justice must often be accompanied by penalties. Otherwise, laws can reasonably be interpreted as mere lip-service. If, for example, the law says that everyone must pay taxes, but oligarchs routinely get away with tax evasion, then the law is saying that oligarchs don’t have to pay taxes. The failure to punish them conveys a view of justice that is unfair.

Many things are wrong but should still be legal. Awful but constitutionally protected speech is an example. The scope of the law should be limited both because of the fallibility of any government and because individual liberty is a great value. (We’re not free if we’re only allowed to do good things.) Nevertheless, there remains a large domain of actions that are bad enough that the state should express their wrongness by prohibiting them and enforcing the prohibition with penalties.

Even a partially unjust regime can and must express justice through the criminal law. Its failures do not invalidate laws that it enacts and enforces, if those laws are just. An exception may be a pervasively evil regime. For instance, a Nazi law court could render the correct decision in a case of rape or murder, but the very existence of that court is so offensive as to render all of its verdict moot. The victims of even real crimes cannot get justice from Nazi judges. But that reasoning does not apply to courts in societies, like ours, that harbor a great deal of injustice.

Public statements about justice must be deliberated. This is not because deliberation equals justice (a proceduralist view). Justice is justice. Rather, we must deliberate because hearing and responding to alternative views is our best method of discovering what justice demands. Also, the legitimacy of a public (as opposed to an individual’s) statement of justice depends on whether each of us had a chance to influence it with our voice.

Our legal system violates the expressivist principles summarized so far. The features that violate this theory are: racialized mass incarceration, rampant plea-bargaining, degrading punishments (prison uniforms, refusal to provide education, tolerance for sexual violence, stripping prisoners of civil rights), frequent imprisonment of people with mental illness, and a tendency to hide the whole system away from public view.

Mass incarceration of people who are racial minorities and/or poor and/or mentally ill clearly expresses a view that is incompatible with justice–that those people are not equal. We wouldn’t have the same system if most of the prisoners were middle-class and white.

Racialized mass incarceration also blocks a satisfactory national discussion of justice. In some communities, incarceration is common, and in others, it is virtually absent; but since they are separated by race and class and have unequal amounts of political power, they are very unlikely to deliberate together.

Replacing jury trials with plea-bargains removes any public deliberation about particular cases and prevents each verdict from saying anything at all. The outcome of a case is a function of the perceived likelihood of conviction, the defendant’s tolerance of risk, the prosecutor’s interest in conviction, and the cost of a trial, not anyone’s view of what is deserved.

Hiding the whole system away excuses the public from deliberating about particular cases and about policy. You can easily turn a blind eye to the criminal justice system even though our prisons house a population as big as a state.

I would not go so far as to claim that an expressivist theory of criminal law is completely adequate. We can imagine a system that does a good job of expressing justice but fails other tests, such as the utilitarian criterion of doing the most good for the greatest number. For instance, maybe it would be better to cancel trials that don’t affect behavior and use the money saved for prevention. I’m sufficiently pluralist (or wishy-washy) to suspect that utilitarianism, contractarianism, classical liberalism, Foucault, and other views all offer valid insights.

But I would submit that an expressivist theory explains some of what is so badly wrong with our system.

See also: mass incarceration, the jury, and civic studies; why we are choosing to abolish the jury system; civic engagement and the incarceration crisis; if we are going to put millions in prison, WE should make millions of decisions

youth, midlife & old-age as states of mind

This post is inspired and informed by Kieran Setiya’s Midlife (Princeton, 2017), but I didn’t review it recently because I wanted space to develop my own views.

Here are three definitions that are not tied to chronological age. They could–in principle–describe a person who has lived for any number of years:

  • Youth: You believe that you have important choices to make, or that you will face such choices in the future. You see your current situation mostly as the result of others’ decisions. You’ve been formed by your parents, your community, or the whole society, but you expect to make a mark through your own agency and choice.
  • Old age: You think that all the important choices involving you have already been made. You made choices in the past, or perhaps you never had much choice, but now the die is cast. If you expect to confront any decisions in the future, you assume that they will be mere Hobson’s choices: what to give up, which medical risks to take.
  • Midlife: You think that your current situation is partly the result of your own past choices, which you may either regret or recall proudly. You expect to make additional decisions in the future. You’re not starting from scratch–and not, perhaps, from where you would want to start–but you still have more moves to make.

Teenagers and young adults who enter YouthBuild USA estimate that they will live to an average age of 40 (Hanh et al 2004). They think that their lives are about half over. If Cathy J. Cohen’s analysis of African American youth applies to these teenagers (Cohen 2010), they will explain their own situations as a result of their own agency (they made mistakes, such as dropping out of high school) and structural injustices (their high schools were bad). Their mentalities are middle-aged or even old. YouthBuild, however, causes them to raise their own life-expectancies by almost 30 years. It makes them appropriately youthful by teaching them that structural factors explain their current situations but that they will have good decisions to make in the future, including decisions that can prolong their lives.

Something similar happens when a certain kind of hyper-serious 7-year old feels that she has made momentous decisions. Her “life is ruined” because of what she did. Adults should persuade her that her situation is adults’ responsibility and that her life is just beginning.

Now consider a person in his 40s who decides to start over and live his own life, because so far everything has been determined by others: parents, authority figures, then a disappointing spouse and demanding kids. For him, the past is others’ responsibility; the future will shaped by his agency. This is either a commendable move to reclaim his youth or a sign of immaturity, a failure to accept that he actually shaped who he is. In either case, it is tinged with sadness because he should have been youthful when he was chronologically young instead of now.

Or consider a person who is chronologically old and whose doctor tells her she is close to death. Yet she gains satisfaction in the way that the Stoics recommended, by planning how to spend her last weeks and how to die with dignity. She has put herself in midlife even though she is old.

For those of us who are actually in our middle years, this framework affords some satisfaction. Young people should be youthful. But midlife is maturity. It combines a recognition of limits–we have made choices that we cannot undo–with a sense of agency. We are what we have made ourselves, but we aren’t done.

Sources: Cathy J. Cohen, Democracy Remixed: Black Youth and the Future of American Politics (Oxford 2010); Hahn, A., Leavitt, T. D., Horvat, E. M., & Davis, J. E. (2004). Life after YouthBuild: 900 YouthBuild graduates react on their lives, dreams, and experiences. Somerville, MA: YouthBuild USA. See also Kieran Setiya on midlife: reviving philosophy as a way of life; and to what extent do you already know the story of your life?

what constitutes coordination?

[W]e addressed the factual question whether members of the Trump Campaign “coordinat[ed]”-a term that appears in the appointment order-with Russian election interference activities. Like collusion, “coordination” does not have a settled definition in federal criminal law. We understood coordination to require an agreement–tacit or express–between the Trump Campaign and the Russian government on election interference. That requires more than the two parties taking actions that were informed by or responsive to the other’s actions or interests. We applied the term coordination in that sense when stating in the report that the investigation did not establish that the Trump Campaign coordinated with the Russian government in its election interference activities.

— from the Mueller Report

That faint sound you hear is hundreds of philosophers paging through their thumb-worn copies of seminal books and articles about shared agency and collective intentionality and revving up their word processors to write lecture notes and articles.* I have not investigated this literature sufficiently to have useful views, but it is a rich topic of current investigation that bridges ethics, metaphysics, and philosophy of language and mind.

What does it mean to say, “We are doing something?” Is the “we” a real thing or just a shorthand for several “I’s”? If a bunch of people all run for shelter at the sound of thunder, are they coordinating? What if they take exactly the same actions as part of a dance? Does the “we” mean something different in the sentences “We all ran for shelter” and “We all performed a dance”? (This is from Searle.)

What if I say to you, “Let’s go for a walk”? Do I then have an ethical obligation to coordinate my itinerary and pace with you? (From Gilbert). Is the obligation just the usual one to honor a promise, or does it stem from my new relationship to you?

Let’s say that all the members of the Supreme Court believe that something is unconstitutional and issue a unanimous ruling to that effect. Later, the same nine people all think that dinner was awful. In one case, did the Supreme Court make a judgment, whereas in the other case, nine people made separate judgments? What if the nine issued a ruling and then found out that it was invalid because they weren’t properly in session at the time? Did they incorrectly believe that they were acting as a group? (Inspired by Epstein).

Robert Mueller says that whether the Trump campaign and Russia coordinated is a “factual question.” But it requires a definition of coordination. Apparently, the legal definition of that word (from statutes and/or precedents) is unsettled. But in any case, the deeper issues are philosophical–and not simple to resolve.

*e.g., Brian Epstein, The Ant Trap: Rebuilding the Foundations of the Social Sciences (Oxford Studies in Philosophy, 2015); Margaret Gilbert, “Walking Together: A Paradigmatic Social Phenomenon” in her 1996 book Living Together: Rationality, Sociality, and Obligation, pp. 177–94; Larry May, Sharing Responsibility (Chicago: University of Chicago Press, 1992); Philip Pettit and David P. Schweikard, “Joint Actions and Group Agents,” Philosophy of the Social Sciences, vol. 36, no 1, 2006, 18–39; John Searle, “Collective Intentions and Actions,” in P. Cohen, J. Morgan, and M.E. Pollack (eds.), Intentions in Communication (Cambridge, Mass. MIT Press, 1990); Raimo Tuomela, “We Will Do It: An Analysis of Group Intentions;” Philosophy and Phenomenological Research, vol. 51, no. 2 (1991), pp. 249–77; David J. Velleman, “How to Share an Intention,” Philosophy and Phenomenological Research, vol 57 (1997), pp. 29–51; and other such papers.

how much of a theory of justice do activists need? (a dialogue)

Some students are on their way to occupy their university’s central administration building to demand a minimum wage of $17 for all employees. They are surprised to encounter the ghost of John Rawls (JR):

JR: I see your signs and determined faces and presume that you are engaged in an act of civil disobedience. What is your demand?

Students: Social justice!

JR: Hmm, what does that require?

Students: A living wage!

JR: Which is?

Students: $17/hour.

JR: Is that your ideal outcome? Does social justice entail that every employee be paid no less than $17? Every employee of this university? Every American? Everyone in the world? Is there a maximum just salary? For instance, does your college president make more than justice permits?

Students: Look, we don’t get to write the rules. We’re just trying to boost the take-home pay of some people in our community. We’d go higher if we thought it was realistic.

JR: Would you go higher if that required cuts in financial aid?

Students: We are just applying pressure for one aspect of social justice. Figuring out the right balance is not our job.

JR: OK, but you also have other jobs. For instance, voting. If you think $17/hour constitutes justice, you should vote for a moderate Democrat or perhaps a liberal Republican. If you want much more equity, you should join Democratic Socialists of America.

The ghost of Mohandas K. Gandhi [MHK] emerges, to the surprise of everyone except John Rawls, who is Gandhi’s roommate in Purgatory. (Everyone goes to Purgatory.)

MHK: Don’t let him to deter you with these questions about ultimate ends. None of us has sufficient knowledge, wisdom, or moral rectitude to know what social justice entails. Our job is to make ourselves the best agents of change that we can be.

You plan to put yourselves at some risk. That is good; as I’ve written, “a life of sacrifice is the pinnacle of art, and is full of true joy.” However, you will also impose some costs and inconvenience on the university, and your demand might not be right. Are you sure that you have purified your own motives?

Students: Well, we’ve acknowledged our positionality and checked our privilege.

MHK: Awkward terminology, but it sounds like what I’d advocate. Have you created a group that represents all, and do you live together truthfully?

Students: Could you clarify?

MHK: For me, the main issue was making sure that the movement for Indian swaraj (independence, in the spiritual as well as the political sense) incorporated Muslims, Harijans, women, and others, and that we related to each other appropriately. If we organized ourselves right, we were already making the world better. The political consequences were beyond our control. As Krishna teaches in the Baghavad Gita, “Motive should never be in the fruits of action.”

JR: I’m Kantian enough to agree that a good action is one that has the right motives, not one that turns out to make the world better. But surely you need a North Star, a sense of what the goal should be?

MHK: Only in the vaguest sense, because–again to quote myself–“man is not capable of knowing the absolute truth.”

JR: Well, I agree with that and would leave much to be decided in a just society by deliberating citizens and their elected representatives. But surely we can propose provisional theories of justice?

Students: Um, this is interesting and all, but we have got like a building to occupy?

[Exeunt]

See also: Gandhi on the primacy of means over ends; a real alternative to ideal theory in political philosophy; why study social justice?; Abe Lincoln the surveyor, or the essential role of strategy; and how to think about other people’s interests: Rawls, Buddhism, and empathy.