Category Archives: elections

a constitutional crisis is not the end of history

In Forbes yesterday, Meg Little Reilly paraphrases and quotes me:

American students are generally taught that the U.S. Constitution is unbreakable — which has been true, thus far—but this narrative reinforces the notion that if the Constitution were to fall, so too would the nation. For many Americans, everything that comes after political unrest is a “blank page,” according to [Peter] Levine. It’s a paradoxically fragile characterization of a country.

But this isn’t how civilizations or humans respond to political chaos. In reality, an existential challenge to the U.S. Constitution would trigger the next chapter, not the end. Preparing students with this more comprehensive understanding of human history could be constructive in November and long into the future.

Reilly also quotes my friend Emma Humphries from iCivics, who says, “Teachers are going to be a safe and steady presence for their students” in the aftermath of next week’s election, regardless of who wins and whether the outcome is resolved immediately.

I’d elaborate my comment as follows: Love it or hate it, the US Constitution is the oldest in the world. It suffered a catastrophic crisis in 1860, but the people who sought to preserve it won the ensuing Civil War. Although explicit amendments and subtler reinterpretations have changed the Constitution significantly, its stability has been evident. As a result, Americans are taught to assume that the document will always govern us–for the rest of our lives. We learn to equate the Constitution with the nation, as if it had constituted us as a people. Given this civic religion, a constitutional rupture sounds like the end of our history.

The prospect of a possible second Trump administration (which is, of course, very far from guaranteed) is causing people to mutter phrases like “Game over,” as if there would be no future for the republic if Trump wins and overrides constitutional limits.

I do fear a constitutional rupture or a period of deep constitutional instability, especially if the cause is an authoritarian presidency (no matter how competent). We could be much worse off than we are now, and the rest of the world is at risk as well. I do not want our system to break down.

However, it is an idiosyncratic US trait to view the Constitution as both fixed and fragile and to equate that document with the people and the nation. France has had five republics, two monarchies, two empires, a nascent commune, and a Quisling dictatorship during the period that our Constitution has stood.

French history is not enviable. More people were executed during the suppression of the Commune in 1871 than during the Terror of 1793-4, to name just two cruel episodes. Yet the French nation and people have demonstrated deep continuities, even when their formal system has changed.

Between the Second and Third Republics, Napoleon III ruled as a quasi-dictator. This was a betrayal of democratic rights and values, yet the republic in a deeper sense persisted. French history continued, and the French continued to influence their own state–as well, tragically, as the subjected peoples of their colonies. When Napoleon III won his rigged 1851 referendum, I doubt that many French people thought that the game was over. In fact, there were three more republics to come. And their history is far more typical than ours.

We Americans must be ready in case we have to use vocabulary and concepts that are familiar around the world: coups and auto-coups, oligarchs and juntas, Bonapartism, unrest and disorder, state media and oppositional media, states of emergency, security forces (and security-force defections), popular fronts, civil service strikes, general strikes, electoral boycotts, mass civil resistance, and constitutional restorations and re-foundings.

I devoutly that hope we experience none of these things, but if we do, it will be up to us to determine how they turn out. In that sense, the republic will still be ours, whether we can keep it consistently or not.

See also: the relevance of American civil religion to K-12 education; constitutional pietyhow to respond, revisited.

what voters are hearing about in the 2024 election

It’s easy to imagine that our fellow citizens see the same political news that we do, and yet many of them draw the opposite conclusions about the candidates. But this impression is only partly true. To a significant extent, prospective voters are seeing and hearing different things, depending on their parties and demographic groups. Specifically, the most inflammatory comments often reverberate most widely among a candidate’s opponents and hardly reach his supporters at all.

This point is well known, but it would be informative to quantify it for the 2024 campaign. CNN and several partners have been asking an online panel an open-ended question about what news they have heard lately. The results are published after a significant delay (presumably due to the work involved in the analysis), and the only reports that I have found are rather cursory so far. They leave me with a methodological concern: individuals’ reports of what they hear may not match what they were actually exposed to, because their attentions and memories may be selective. Still, these simple reports offer insights.

The graphic with this post shows the main topics that a sample of Americans say they heard regarding Donald Trump during several days in September. At that time, some of us were hearing his lies about Haitian immigrants in Springfield, OH–which echoed the inflammatory and hateful slanders that have preceded massacres of vulnerable minority groups here and around the world–and we wondered how anyone could consider voting for this man. But the people who heard about Trump and pets and immigrants had something in common: they were generally Democrats.

Republican and Independent voters remembered hearing one main news item about Donald Trump in late September: he had survived a second assassination attempt, this one on his own golf course. For them, Trump was a victim of crime, and the main events of this campaign were attacks on him. In general, many Americans get a diet of news about crime and unrest. According to Pew, crime is usually the second-most common news topic, after weather, and 77 percent of people see crime news. That is the context in which Republican and Independent voters processed the news that Trump was a crime-victim.

A more recent article about news consumption from Oct 11-14 doesn’t divide the data according to the respondents’ choice of candidates, which makes it less relevant for my purposes. But it is interesting that the word “assassination” continued to be prominent in news about Trump in mid-October.

It’s worth asking whether “the media” is responsible for our balkanized news environment. There are many competing news sources, and people can choose among them, so it’s possible that balkanization is inevitable.

It’s also worth asking whether individuals are responsible for choosing to follow–and remember–high-quality news, and if so, what that is. (I am far from perfect in that respect, spending too much time on polls and horserace news and not enough on troubling issues.)

In any case, it is an analytic mistake to assume that many people support the most awful things that one observes. To understand is not to forgive, but I can at least understand why people would feel differently about Trump if they didn’t hear what I hear about him.

a garbage-can model of political ideologies

Summary: This short essay explores four models for understanding political parties and ideologies:

  1. Each party has an ideology that represents positions that fall somewhere on the left-right spectrum;
  2. Each party represents a temperament or underlying principle, such as traditionalism or progress;
  3. Each party represents an interest-group coalition, such as the workers or business;
  4. Each ideology represents whatever its major associated political party stands for at the moment. In turn, per Cohen, March and Olsen (1972), any political party is a “collection of choices looking for problems, issues and feelings looking for decision situations in which they might be aired, solutions looking for issues to which they might be the answer, and decision makers looking for work.”

I argue that the first three models don’t fit US politics by themselves, and the last one (a “garbage-can” model) has some validity.

We are familiar with a model in which each political party promotes an ideology, and we can place the various parties’ ideologies on a spectrum to tell how far apart they are, where the median lies, and whether the right or left is more influential. When this model is applied to US politics empirically, the typical finding is that our parties have moved apart or “polarized.”

Verlan Lewis (2021) has argued that most empirical measures of polarization do not inquire into the content of the left or right positions. They identify statistical clusters that they label as ideologies, but they do not tell us what the ideologies stand for. Closer inspection reveals that the meaning of the ideological labels has changed drastically over time.

As Lewis notes, “in the 1960s, liberal MCs [Members of Congress] tended to vote against tax increases and in favor of tax cuts, while conservative MCs tended to vote just the opposite.” This statistical relationship was very strong. The words “liberal” and “conservative” later changed their meanings so that conservatives are now the tax-cutters.

Lewis also illustrates his critique of the standard “static” model with the examples of three 20th-century senators: “‘Cotton’ Ed Smith (D-SC, 1909–1944), Henry ‘Scoop’ Jackson (D-WA, 1953–1983), and Ron Wyden (D-OR, 1996–present).” All three have the same ideological score–left of the median–on the influential DW-NOMINATE scale, yet “Smith was a racist demagogue who opposed the New Deal, Jackson was a ‘neoconservative’ who supported both the Great Society and the Vietnam War, and Wyden is a ‘progressive liberal’ who opposes racism, has sought to reform entitlement spending, and opposes militarism.”

Lewis concludes, “As we can see, what it meant to be a ‘liberal’ MC in the 1930s was very different from what it meant to be a ‘liberal’ MC in the 1970s, and both are very different from what it means to be a ‘liberal’ MC today.” 

We might try to detect some underlying values or dispositions that define ideologies over time. One candidate: conservatives want to preserve something or return to the past, whereas progressives want to move forward.

I think that American progressives from 1932 until 1970 were, indeed, temperamentally oriented to change, while conservatives during that period wanted to hold onto traditions. Since then, however, I observe that progressives often want to preserve and conserve institutions that have become traditional (neighborhood public schools. welfare programs, unions) whereas conservatives from Reagan and Gingrich to G.W. Bush (not to mention Trump) embrace radical change. The temperamental orientation of the ideologies has switched.

A third possible model assumes that parties change their positions–and even their temperaments–but they retain the same core interest groups over time. We might expect a given country to have a party for the workers and one for the bourgeoisie, with potentially a third for the peasants. Perhaps the US has only bourgeois parties, but Republicans rely on business-owners and professionals from suburbs and small towns in the North, while Democrats depend on farmers plus urban industrial workers.

The problem with this third model is that the parties prove surprisingly likely to change their interest groups. Indeed, upscale professionals in northern suburbs are now at the heart of the Democratic coalition, while rural people in the South are core Republicans; and Northern industrial workers tilt to the GOP. Each of these groups has switched sides.

Nor is this pattern unique to the USA. The UK Labour Party, formed to represent industrial workers, drew 38 percent of the most advantaged social stratum in the 2024 General Election, compared to the Tory’s 18 percent. Labour performed a little worse among semi-skilled and skilled laborers than among managerial and professional employees. In France, the supposedly left-wing New Popular Front performed worst among workers (ouvriers), and was the top choice of the managerial class (cadres). The German Social Democratic Party, formed in 1875 to represent workers, now performs better among white-collar workers with high education.

if these models based on issues, temperaments, or interest groups fail, what model could work? I’d turn to Cohen, March and Olsen (1972), who posited that any “organization is a collection of choices looking for problems, issues and feelings looking for decision situations in which they might be aired, solutions looking for issues to which they might be the answer, and decision makers looking for work. … To understand processes within organizations, one can view a choice opportunity as a garbage can into which various kinds of problems and solutions are dumped by participants as they are generated” (Cohen, March & Olsen 1972).

If this model applies to politics, then a given party is not a manifestation of any specific principles, nor an agent for a given demographic coalition. It is a space within which various actors can participate, yielding various outcomes over time. In turn, an ideology–at least in a regime like the USA–is mainly the name for that set of views that is currently held by one of the parties.

In that case, it is not illogical if the word “liberal” comes to mean entirely different policy positions over time; that is the outcome of people dumping “various kinds of problems and solutions” into the garbage can of the Democratic Party, which then represents “liberalism.” (And the same for the GOP and conservatism.)

In fact, I don’t think the garbage-can model quite works for US parties. They do retain some philosophical premises and portions of their coalitions over substantial periods, and to some extent, their changes in positions reflect changes in the external world. For example, the parties may have switched their positions on isolationism versus interventionism because the main perceived adversary was communism for 45 years–but not before or after that.

Still, the first three models don’t fit by themselves, and the garbage-can model has some validity.


Sources: Lewis, V. (2021). The problem of Donald Trump and the Static Spectrum Fallacy. Party Politics27(4), 605-618; Cohen, M. D., March, J. G., & Olsen, J. P. (1972). A garbage can model of organizational choice. Administrative science quarterly, 1-25. See also: Mapping Ideologies as Networks of Ideas; in defense of institutions as “garbage cans”; what if political parties structure our thinking for us?; UK election results by social classsocial class inversion in the 2022 US elections;  class inversion as an alternative to the polarization thesisclass inversion in France and what does the European Green surge mean?

why “liberal” can sound like “upper-class”

In an article reporting The New York Times‘ recent battleground state polls, Lisa Lerer and Ruth Igielnik quote Jonathan Ball, a Michigan floor-installer:

[He] said he believed Mr. Trump would do more to help working Americans than Ms. Harris. “I think she’s more liberal. I just don’t think she’s all for the middle class,” said Mr. Ball, 46, who plans to support Mr. Trump for a third time this fall. “I just see her one-sided. You know, for the rich.”

I don’t know how many people associate being liberal with being from (or for) the rich. I would like to see survey data specifically on that question, which would allow us to measure the prevalence of this view in various parts of the electorate. But we know that Mr. Ball’s view is not unique. In her book American Made: What Happens to People When Work Disappears, Farah Stockman discusses an Indiana industrial worker who divides the world between workers (such as himself) and capitalists, urges his union to fight the company, and votes for Trump. His wife is more favorable to management. On that basis, he categorizes her as a “liberal.” I’ve heard real people say the same kind of thing myself.

I grew up believing the opposite: that liberals were more favorable to workers than conservatives were. I acknowledge that this assumption is debatable. Libertarians argue that liberal policies are especially costly to working people. Socialists may distinguish bourgeois liberalism from more radical reform and sometimes see liberals as the main obstacles to social justice. But I doubt either framework is driving these workers’ interpretation of liberalism as favorable to the upper class.

Here is an alternative theory. If you are a worker and a consumer, you are always being notified of rules and policies that constrain and modify your behavior. Some of these rules result from governmental policies that I would code as “liberal.” For instance, the state might pass a law that results in your HR department warning you against sexual harassment. Some of the rules come from government but are not especially liberal, e.g., Don’t use marijuana. And many are not due to the government at all. For example, the same HR department that warns you not to sexually harass your colleagues also warns you not to take unauthorized breaks and not to use the company’s equipment for private purposes.

The tone, format, and consequences of all these rules are similar. The same people deliver and enforce them. These people are managers: white-collar workers with college degrees, sometimes from the corporate HQ in a big coastal city.

They talk and act rather like the most prominent advocates of liberal policies. First of all, politicians in general come from the same professions that set and enforce rules in the workplace. Nicholas Carnes notes that 75% of members of Congress were lawyers or business owners before they ran for office, compared to less than 2% who “came [directly] from working class occupations. … Even districts where working-class people make up disproportionate shares of voters seldom elect working-class politicians” (Carnes 2011). And, among politicians, Democrats are perhaps especially likely to sound like upper management. For instance, Democrats now represent the 17 richest congressional districts.

You’d have to be very politically sophisticated to separate the directives that result from liberal (or progressive, or leftist) governmental policies from those that are meant to profit the company. They all sound like the wishes of highly-educated and well-paid people at corporate headquarters. And the national leaders who advocate for the policies that are liberal sound just the same as your corporate managers.

Regulations can be beneficial and even necessary, but they are not very transparent. It is hard for the recipients to understand who is responsible for a given regulation; and legislators can’t be sure who will be affected, or how. Laws must go through regulatory agencies, courts, and private offices (like a corporation’s HR department) before they reach the people who are regulated, by which time the legislators who voted for them may not recognize the results. And workers and consumers receive a constant stream of directives that reflect companies’ wishes rather than legal mandates.

I am more enthusiastic about taxing and spending as tools of public policy. And I prefer direct, transparent taxes, especially taxes on personal income, rather than sales taxes, tariffs, or corporate income taxes, which have opaque and unpredictable costs for various people. We should be able to say: We compelled these people to pay this proportion of their incomes to buy these goods, which include new jobs for working people.

As long as we deputize private actors to regulate behavior, we must try to mitigate the resulting confusions. Small steps may be worth taking, like nominating Tim Walz instead of yet another big-city lawyer to be a face of the Democratic Party. But the problem may be endemic to the administrative state, in which case it requires more than cosmetic changes.

See also a conversation with Farah Stockman about American Made: What Happens to People When Work Disappears; class inversion as an alternative to the polarization thesis; beyond Chevron

using a model to explain a single case

Charles Sanders Peirce introduced the logic of what he called “abduction” — a complement to both deduction and induction — with this example:

The surprising fact, C, is observed;
But if A were true, C would be a matter of course,
Hence, there is reason to suspect that A is true.

At least since Harry Frankfurt in 1958, many readers have been skeptical. Can’t we make up an infinite number of premises that could explain any surprising fact?

For instance, Kamala Harris has gained in the polls compared to Joe Biden. If it were true that voters generally prefer female presidential candidates, then her rise would be a “matter of course.” But it is a mistake to infer that Harris has gained because she is a woman. Other explanations are possible and, indeed, more plausible.

Note that “voters prefer women candidates” is an empirical generalization. Generalizations cannot be derived from any single case. If that is what abduction means, then it seems shaky. Its only role might be to suggest hypotheses that should then be tested with representative samples or controlled experiments.

But what if A (the premise) is not an empirical generalization but rather a model? For instance, a model might posit that Harris’ current position in the polls is the combined result of eight different factors, some of them general (voters usually follow partisan cues) and some of them quite unrepeatable (the incumbent president has suddenly bowed out).

Positing a model to explain a single case has risks of its own. Perhaps we add no insight by contriving an elaborate model just to fit the observed reality. And we might be tempted to treat the various components of the model as general patterns and apply them elsewhere, even though one case should give us no basis for generalizing.

But let’s look at this example from a different perspective–a pragmatic one, as Peirce would recommend. After all, Peirce calls his topic “Abductive Judgment” (Peirce 1903), suggesting a connection to practical reason or phronesis.

The question is what should (someone) do? For instance, a month ago, should Joe Biden have dropped out and endorsed Harris? Right now, should Harris accentuate her gender or try to balance it with a male vice-presidential candidate?

Inductive logic might offer some insights. Research suggests that the choice of vice-president has never affected the outcome of a presidential election, and this general inference would suggest that Harris needn’t pay attention to the gender of her VP. But induction cannot answer other key questions, such as what to do when you replace the nominee 100 days before the election. (There is no data on this matter because it hasn’t happened before.)

Besides, various factors can interrelate. The general pattern that vice-presidents do not matter might be reversed in a situation where the nominee had herself been the second person on the ticket until last week.

And the important questions are inescapably normative. For Harris, one good goal is to win the election, but she must attend to other values as well. For instance, I think she should adopt positions that would benefit working-class voters of all races. Possibly this would help her win by restoring some of Biden’s working-class coalition from 2020. Polling data would help us assess that claim. But I favor a worker-oriented strategy for reasons of justice, and I think the important question is how (not whether) to campaign that way.

Models of social phenomena typically incorporate descriptive elements (Harris is down by two points today), causal claims (Trump is still benefitting from a minor convention bump), and normative premises (Harris must win)–all combined for the purpose of guiding action.

Arguably, we cannot do better than abduction when we are trying to decide what to do next. Beginning with a surprising fact, C (and almost anything can be seen as “surprising”), we must come up with something, A, that we can rely on to guide our next steps. A should not be a single sentence, but rather a model composed of various elements.

It is worthwhile to consider evidence from other cases that may validate or challenge components of A. But it is not possible to prove or disprove A. As the pioneering statistician Georg Rasch said, “Models should not be true, but it is important that they are applicable, and whether they are applicable for any given purpose must of course be investigated. This also means that a model is never accepted finally, only on trial.”

If a model cannot be true, why should we make it explicit? It lays out what we are assuming so that we can test the assumptions as we act. It promotes learning from error. And it can help us to hold decision-makers accountable. When evaluating leaders, we should not assess the outcomes, which are beyond anyone’s control, but rather the quality of their models and their ability to adjust in in the light of new experience.

Sources: Peirce, C.S. 1903. Lectures on Pragmatism, Lecture 1: Pragmatism: The Normative Sciences; Frankfurt, Harry G. “Peirce’s notion of abduction.” The Journal of Philosophy 55.14 (1958): 593-597. See also: choosing models that illuminate issues–on the logic of abduction in the social sciences and policy; modeling social reality; different kinds of social models