Category Archives: civic theory

leverage as a moral issue

Newly out from Springer is Leveraging: A Political, Economic and Societal Framework, edited by my friend David M. Anderson. Anderson identifies bargaining leverage, resource leverage, and investment leverage as three distinct but related issues and then develops the idea of a “leverage mean,” which is the “mean between the extremes of too much leverage and too little leverage.” He and the other contributors examine cases from Wall Street meltdowns to parenting. Significant portions of the book are available online for free.

I’ve been thinking about leverage lately as well. We begin the Summer Institute of Civic Studies by examining forms of human interaction that are direct and human. In community organizing, deliberative democracy, and the management of common pool resources, the participants can explain what they believe and value to one another and can tangibly affect the outcomes with their own words and work.

But we don’t believe that we can stop at that scale, because the national and global economy and environment are crucial. Therefore, by the second week of the course, we are reading authors like James Madison and Bruce Ackerman who are interested in the design of nations and other large-scale systems. But then the deliberate, intentional, active citizen tends to recede from view. After all, most of us are not in the position to write a new constitution that will be ratified. As one of our participants acutely noted, “I had to miss a day, and when I returned, we were talking about Madison. Where is the civic in that?”

The problem is one of leverage. If we only do what is right, we leave most of the world unchanged. If we seek to change the world at large scale, we must get others to do what is right as well. That is leverage. For the most part, our leverage in the social world comes from creating, using, and changing institutions.

As the Archimedean metaphor suggests, to use leverage is to manipulate–to treat something as a means. In the social world, that something will have to be human: a person or a group. Leverage is necessary if you care for the world at any significant scale. But leverage is also risky and is ethically problematic because it can’t be fully reciprocal and relational. I think this is a fundamental problem, and Anderson and colleagues have opened an important line of inquiry.

Frontiers of Democracy 2014

I’m with more than 140 scholars, practitioners, and activists from as far away as India, Ukraine, and Israel at Frontiers of Democracy 2014. We are streaming some of the conference live, but another good way to check in on the conversation is to follow the Twitter hashtag #demfront. So far, I’ve hear lots of tough, passionate, and thoughtful conversation about whether the small-scale democratic practices that we create–practices marked by deliberative and relational values–have anything to do with the large-scale structures that dominate our lives. One way that they might relate is by actually shoring up existing institutions, at the expense of justice. But can we critically assess powerful structures in a way that gives us agency? If this conference became a critical seminar on global crony capitalism, would we do anything differently after we left?

needed: the case method for civics

David Garvin has written, “All professional schools face the same difficult challenge: how to prepare students for the world of practice. Time in the classroom must somehow translate directly into real-world activity: how to diagnose, decide, and act. A surprisingly wide range of professional schools … have concluded that the best way to teach these skills is by the case method.”

I propose that we need cases for citizens. Of course, there are many case studies available. Participedia provides hundreds of examples of citizens’ engagement with government. Many books (including my own) tell stories of successful or failed civic efforts.

But the case method is a little different. A “case” in this context means a deliberately incomplete story. It ends at a point of decision for a character or small group. The decision is contrived or chosen to be difficult in the specific sense that it is unresolvable by any formula or algorithm. Such difficulty may arise because the situation involves conflicting and incommensurable values or because the facts and likely outcomes are uncertain–or both. These two sources of indeterminacy are extremely common. Yet we must act. Garvin writes:

“The case system, ” business school alumnus Powell Niland, now of Washington University, has observed, “puts the student in the habit of making decisions.” Day after day, classes revolve around protagonists who face critical choices. Delay is seldom an option. Both faculty and students cite the “bias for action” that results—what Fouraker professor of business administration Thomas Piper calls “courage to act under uncertainty.”

In the Summer Institute of Civic Studies last week, we discussed a case study from Harvard’s Pluralism Project. It involves an adult leader (who, coincidentally, I happen to know) who helped youth organize an interfaith event in a synagogue and who must decide, at very short notice, what to do about a sign that says, “We support Israel.” This is a case about religious pluralism, but we could also consider it a case of civic action. We need more cases like it.

By the way, if you follow the argument of Bent Flyvberg (whom we also read in the Institute), then you will conclude that all knowledge of the social world is particularistic and case-specific. The only valid knowledge comes from cases. I think that is too strong. General knowledge is also helpful. If there are no laws or algorithms that tell us what we should do, there are at least useful rules-of-thumb and principles, both explanatory and normative. Yet cases play an essential role, especially if the purpose is to educate citizens to act.

explaining Dewey’s pragmatism

In the Summer Institute of Civic Studies, we read chapter 5 of John Dewey’s The Public and its Problems, which exemplifies pragmatism as a method or as a theory of knowledge and value. This year, we are also reading a lecture by Hilary Putnam entitled “The Three Enlightenments” (from “Ethics without Ontology”), which I find helpful for elucidating Dewey’s method.

Putnam distinguishes three stages of enlightenment, of which the last is the “pragmatic” stage inaugurated by Dewey. We can consider Putnam’s three stages using an example–voting–that he does not use himself.

1. The Greek stage of enlightenment is exemplified by Socrates’ going around Athens, asking “why?” Socrates won’t do or endorse anything until his “why?” question is answered. As Putnam says, Socrates seeks “reflective transcendence” as he tries to throw off both “conventional opinion” and “revelation” and make his own reason the only judge.

If Socrates encountered our practice of regularly voting for our leaders (which, of course, originated in his culture), he would say, “Why do you do that?” We could not reply: “Because it’s in the Constitution.” Or “Because it is our custom.” We would have to give a reason that could overcome his skepticism.

2. The Age of Enlightenment stage repeats this skepticism but adds two big ideas capable of offering answers: the social contract and natural science. Actually, each offers a potential justification of voting. If society is and ought to be a social contract, then giving everyone a vote to select their leaders is a means of renewing the contract. Or one could say that voting is a right that people would demand before they entered the contract in the first place. Further, we can study whether voting leads to good outcomes, such as social welfare. That kind of investigation employs the tools of natural science to study a social phenomenon.

3. The third stage is Deweyan and pragmatic. It is a “criticism of criticisms.” It rejects enlightenment reason. For instance, the concept of a social contract is an invention. Even if we accept it, it does not answer all the “Why?” questions. Why should there be a social contract? Why should persons be equal? Further, no empirical study of voting can vindicate it by demonstrating its positive outcomes. Why, after all, should we value those outcomes? Why did we decide to measure them as we do?

In contrast, Dewey would say that he was formed by a society in which voting is a norm. He does not have a vantage point completely independent of that society. That is the basic reason that he and the rest of us vote. It is not appropriate to ask the “Why?” question as if one could stand apart from this society. That kind of skepticism leads nowhere. As Dewey puts it (p.158), “philosophy [once] held that ideas and knowledge were functions of a mind or consciousness that originated in individuals by means of isolated contact with objects. But in fact, knowledge is a function of association and communication; it depends upon tradition, upon tools and methods socially transmitted, developed, and sanctioned.”

However, we do not have to continue doing what we have done. It is appropriate to ask whether we should change our political system. The evidence we need to make that decision is much more than data about causes and effects.

As Putnam says, Dewey is “simultaneously fallibilist and anti-skeptical.” To be fallibilist is to presume that what you believe today may be wrong. To be anti-skeptical is to believe that you ought to go forward even if you cannot answer every “Why?” question adequately. Putnam adds that “traditional empiricism is seen by pragmatists as oscillating between being too skeptical, in one moment, and insufficiently fallibilist in another of its moments.” For instance (a pragmatist might argue), empirical political science is too skeptical when it treats value-judgments about matters like democracy as mere matters of subjective opinion; but it is insufficiently fallibilist when it treats data about things like voting as reliable bases for deciding what to do. And political philosophy is insufficiently fallibilist when it strives for permanent answers to questions like, “Should we vote?” The answer will be different a century from now.

Putnam writes:

For Dewey, the problem is not to justify the existence of communities, or to show that people ought to make the interests of others their own [that much is natural and unavoidable]; the problem is to justify the claim that morally decent communities should be democratically organized. This Dewey does by appealing to the need to deal intelligently rather than unintelligently with the ethical and practical problems that we confront.

So what about voting (as an example of a social practice that we should assess)? It is what we have inherited, so we must start with it. It has arisen as a tool for making our social life more intelligent–or it is useful for that purpose, regardless of its original reasons. But it is merely a tool, and there may be better ones.

[We] must protest against the assumption that the [democratic] idea itself has produced the the governmental practices which obtain in democratic states: General suffrage, elected representatives, majority rule, and so on. … The forms to which we are accustomed in democratic governments represent the cumulative effect of a multitude of events, unpremeditated as far as political effects were concerned and having unpredictable consequences. …

The strongest point to be made in behalf of even such rudimentary political forms as democracy has already attained, popular voting, majority rule and so on, is that to some extent they involve a consultation and discussion which uncover social needs and troubles.

See also “Dewey and the current toward democracy.”

what qualifies a theorist to be part of civic studies?

We are almost halfway through the 2014 Summer Institute of Civic Studies at Tufts University. A group of 24 professors, graduate students, and civic leaders from many countries (only half are from the US) are deep into discussing several thousand pages of theoretical readings. We present the readings as an emerging–and disputable–canon for a field we call “civic studies.”

What qualifies an author to be included?

I have argued here that the only serious question for human beings as members of communities is: “What should we do?” Importantly, the question is not “What should be done?” which is much more commonly addressed in modern scholarship. Thus we must reform scholarship to make it address the citizen’s essential question.

A contributor to the nascent discipline of civic studies helps us to decide what we should do. A theorist of civic studies is someone who doesn’t just address that question in a particular context (e.g., “What should we parents of X school do to improve it?”). Instead, she or he offers guidance about broad categories of situations–perhaps about all situations that confront human beings. That is the screen through which I put potential contributors to the canon of civic studies.

So far this week, we have considered Jurgen Habermas, Elinor Ostrom, Robert Putnam, Harry Boyte, Albert Dzur, and Bent Flyvbjerg. Roberto Mangabeira Unger is up next.

As an example, Habermas addresses the question, “What should we do?” roughly as follows. It is a moral question, about what is right or just to do. It is not the question: “What do we want?” nor “What does our perspective, bias, or interest cause us to want?” We may have to choose against our desires or interests. The claim that something is right is like the claim that something is true. In both cases, we put the proposition before other human beings and seek their free agreement. If, for example, I assert that it would be right or just for me to pay lower taxes, then–if the conversation is free and public–I will have to give reasons persuasive to my fellow citizens. It won’t matter what my motives are. My arguments will have to be valid from others’ perspectives.

(By the way, if I make a claim about my motives–e.g., “I really only want to pay lower taxes because I want to help others,” that is a separate proposition that can also be tested by other human beings. They can look for consistency and other evidence of sincerity. Claims of justice, truth, beauty, and sincerity require different justifications but are alike in that they are all requests for free assent and they all promote reasonable inquiry.)

Thus what we should do is (a) whatever we decide to do in a very good conversation. But that implies (b) that we must participate in such conversations. And since they do not occur automatically, we must (c) work to make them happen, which is not just a matter of organizing and facilitating discussions but also of changing the incentives and rules that apply in public life so that democratic discussions flourish more. Finally, discussion by itself is insufficient to accomplish justice, so we must (d) press the economic and political systems to respond to reasonable public opinion.

This leaves much to be worked out–and is not ultimately satisfactory to me–but it qualifies Habermas as a civic theorist.