Category Archives: civic theory

from classical liberalism to a civic perspective

Earlier this summer, I was in the van Mises Room in the Friedrich von Hayek Program in the James Buchanan Building at George Mason University, talking about my intellectual hero, Elinor Ostrom, who learned a great deal from Hayek and Buchanan. This is a sketch of how I presented my own position. By the way, the audience was ideologically diverse, and each attendee held nuanced views; but I wanted to say something about the people for whom the space was named.

Hayek objected to thinking about “social justice” for two reasons that I endorse. First, no person or group has nearly enough cognitive or moral capacity to decide what everyone deserves across a whole society. Second, thinking about “social justice” encourages ideas about what the state should do to make the society just and to keep it just. I’ve collected quotations from a wide range of political theorists who move quickly from ideas of social justice to blueprints for states. There’s an interesting “tell” in Philip Pettit’s influential book Republicanism when he distinguishes between the objectives of “the authorities” (people who exercise power in a republican system) from what “we, as system designers” seek. He imagines his readers to be system-designers, but we are not that. We are participants in existing systems. And if we had the power to design and enact a real polity, we should be primarily concerned with humility and with placing limits on our own power to dictate to others. Hundreds of millions of people were shot or gassed in the 1900s by people who thought their job was to design polities and who had opportunities to do so.

The main question that confronts us is what should we do, not what regime should we live in. If I could choose which country I’d like mine to resemble–Denmark, Burkina Faso, or North Korea?–I would vote for Denmark. But I don’t need an elaborate theory to help me answer that question, nor do I need a theoretical rationale for my choice. Interestingly, everyone from a classical liberal to a social democrat would concur. It appears that well- designed, balanced regimes that rest on strong civic cultures optimize both freedom and equality.

I can vote on whether to make the US a little more like Denmark, and that is the way I usually choose to vote (i.e., for candidates of the left or center-left in our system). But my vote is far from the most consequential civic decision I make, and those candidates won’t redesign our regime. Like me, they are embedded in complex systems that they seek to adjust from where they are.

However, none of the above means that we should cease assessing the justice, fairness, and desirability of the situations that we observe around us. In fact, we must not only assess but try to remedy the injustices we see. That is our duty as ethical persons. We can think about social justice as members of a society, not as designers of it.

In a polycentric world, we are participants in many overlapping and nested political, economic, cultural, linguistic, and natural systems, all at once. We are immanent in these systems but we can influence them. We have moves to make in the “games” that we find ourselves in, but we can also change the rules or shift to different games. We are public entrepreneurs who can choose where and how to exercise leverage.

As such, we have much to gain from Vincent and Elinor Ostrom and the Bloomington School of Political Economy. First, we obtain the concept of polycentricity itself and a theory of ourselves as a participants in numerous interrelated systems. Second, the Institutional Analysis and Development Framework gives us a way of identifying the “action arenas,” “contexts,” “actors,” etc. that we must understand in order to be effective. Third, the list of design principles that Lin Ostrom and colleagues gleaned from experiments and observations is not only useful for practice–which it is–but it also exemplifies a process of gleaning rule-of-thumb guidelines from complex reality.

Yet the Bloomington School does not suffice. It focuses on certain problems that confront groups of people–e.g., how to encourage contributions and discourage free-riding–but not on other problems, such as how to deal with disagreements about principles or about the justice of boundaries among groups. The School offers a response to power asymmetries (basically, the classical liberal response of reducing concentrated power and encouraging people to manage their own concerns at the local level). This response is important but it doesn’t satisfy me as way of dealing with massive disparities in wealth and power or oppressive mentalities and norms.

Finally, the Bloomington School’s concrete suggestions (when abstracted from its philosophical background) are too value-neutral. The design principles, for example, would be just as useful for fascists as for democrats; just as useful for a cocaine cartel as for a community hospital.

We need to know what is right. As human beings, we lack direct access to certainties about ethics and justice. Our intuitions and are badly fallible. Most of our forebears had terrible values, and we are also subject to error for the same reasons they were. The best we can do is to listen and learn from people who have different values and interests from our own. Under the heading of “listening and learning,” I include not only discourse and deliberation but also art and narrative.

Thus we need a theory of communication, a theory that helps us to avoid propaganda and ideology, to distinguish good rhetorical moves from bad ones, and to design good formats for discussion (broadly defined). For that theory, I’d look to the Frankfurt School more than the Bloomington School, to Habermas more than the Ostroms.

And both the Frankfurt School and the Bloomington School are most helpful for relatively stable situations in which a community exists and faces problems of collective action or of disagreement. These schools are less helpful for moments when a community needs to be formed, when some people are excluded from a community that they have a right to join, or when some people want to exit a system that they find oppressive. For these situations, we need the tradition of nonviolent civil resistance represented by Gandhi and King. I come to that tradition without a fixed commitment to pacifism (I happen to think that some wars are just). Instead, I believe we can learn general principles from cases in which people forego violence yet still confront power.

The Bloomington School offers a framework: a cluster of theories, models, theses, and findings. I think we need a larger framework that encompasses the Bloomington School plus theories of deliberation and of nonviolence.

See also: social justice from the citizen’s perspectiveagainst state-centric political theorythe legacy of Elinor Ostrom and the Bloomington School; and Habermas, Ostrom, Gandhi (II).

new special issue of The Good Society on reintegrating facts, values, and strategies (open access)

Newly published–and free without a subscription through November — is The Good Society‘s Special Issue on Reintegrating Facts, Values, Strategies, vol. 26, no. 2-3 (2017). Guest edited by me.

Table of Contents

civility: not too much, not too little

This is the summer for critiques of civility as a virtue or goal. See, for instance, the Color of Change video entitled “Civility Will Not Save Us,” or Tavia Nyong’o’s and Kyla Wazana Tompkins’ argument that “the accusation of incivility is a technique of depoliticization.” For them, the “opposite of civility is not incivility, but militancy.”

I take these points seriously. I have never made civility a core goal. I define my work as civic, but civic doesn’t equal civil. Civic politics surely encompasses militant direct action when the circumstances demand it. It’s true that “civility will not save us” because mass participation and resistance are often needed. If “civility” means being nice to political opponents, or accepting the validity of their claims, then sometimes civility is inappropriate. Frederick Douglass was asked to debate apologists of slavery. The British fascist leader Oswald Mosley invited Bertrand Russell to debate him. Both Douglass and Russell were right to refuse these invitations–some people should be shunned.

Further, demands for civility can represent efforts to suppress worthy activism.  William Chafee’s book Civilities and Civil Rights: Greensboro, North Carolina, and the Black Struggle for Freedom is a classic account of how calls for “civility” were used to try to block Martin Luther King.

Yet, I don’t agree that civility lacks value completely. For one thing, it can be rhetorically most effective to take the high ground. In 1965, Bayard Rustin made the case for talking directly to the undecided middle of the US electorate in ways that would persuade them to support the immediate political goals of the Civil Rights Movement (“From Protest to Politics: The Future of the Civil Rights Movement“). Whenever we move from protesting to trying to determine policy, we need rhetoric that appeals widely. Rustin was an architect of the March on Washington, at which King gave his “I Have a Dream Speech.” According to my friend Harry Boyte, the organizers of the March distributed flyers that said, “In a neighborhood dispute there may be stunts, rough words, and even hot insults. But when a whole people speaks to its government, the dialogue and the action must be on a level reflecting the worth of that people and the responsibility of that government.” They saw that to demonstrate civility was persuasive and empowering.

To be sure, the agenda of the Civil Rights Movement was left unfinished. This week we read of a Trump voter in Alabama who remembers “that Rosa Parks time” as “just a scary time,” when “her parents, fearing violence, had sent her to the country to stay with relatives.” She believes Barack Obama is a Muslim and fears that the memorial to the victims of lynching may stir up “race war.”  The March on Washington hardly converted this person to justice. But it did help to shift more than 50% of American voters to support a set of landmark bills that made a significant difference, and I would credit these victories to a combination of militancy plus civility.

For his part, Donald Trump would be much more popular if he presided over a strong economy, pushed right-wing policies, but refrained from daily violations of basic civility. His tweets may cost him a friendly majority in Congress. They are contrary to justice, but they are also uncivil, and the incivility may cost him worse politically.

These cases illustrate that political success does not (necessarily) trade off against civility. The two can go together.

Further, we can understand civility not as a way of expressing our views but as a set of rhetorical techniques that invite the other person to talk. Douglass would gain nothing from hearing the speech of slavers. He knew from personal experience what slavery meant, and his position was correct. A debate had no value. But I am in a different position from Douglass. My views about most current issues are murky, evolving, and deeply fallible. I could be wrong–in fact, I certainly am wrong about many things, but alas, I don’t know which ones. For me, inviting others to speak is a way of learning. The Civic Commons says (or used to say): “We’re as interested in each other’s opinions as we are in our own. And we act like it.” If that is civility, then it is a valuable stance for anyone who may be wrong—which certainly includes me.

A third argument in favor of civility is that we should strive to live in a democracy that includes an element of public deliberation. Uncivil discourse is not the main barrier to that form of government. The major obstacles are disenfranchisement, the influence of money, and poorly designed political institutions. But the value of good talk should not be set at zero. Learning to listen and speak to all is part of a more complex formula for achieving a deliberative democracy.

In the end, I can’t help turning to old Aristotle for guidance on how to think about civility if we view it as a virtue.

Aristotelian virtues don’t come with algorithms for determining when and how to exercise them. That requires good judgment, attention to the particular circumstances, experience, and tolerance for uncertain outcomes. We can overdo or neglect any virtue by failing to apply practical judgment (phronesis).

The previous paragraph suggests that any virtue is a “mean” between too much and too little. Thus, in the case of civility, we should apply a Goldilocks principle: rhetoric shouldn’t be too cold or too hot for the circumstances, but just right. Both proponents and opponents of civility make valid points–aimed at the excesses and the deficiencies of civility. Exercising the appropriate amount protects you from both critiques. It’s just that it’s hard to know where the mean lies.

Aristotle would also suggest that each virtue intersects with others. A valuable way to reason about whether we are being too civil, or not civil enough, under particular circumstances is to consider related virtues and vices. Is someone’s civility a manifestation of intellectual humility and fallibalism, compassion, and love of peace? Or does it represent complacency, cowardice, and indecision? Is someone’s righteous indignation a sign of love for justice, commitment, solidarity, and courage, or rather a retreat into self-congratulation?

It takes judgment to know. We should be quick to judge ourselves and much slower to criticize others. And we should welcome a variety of responses, because the same norms are not right for all people in all social and political positions.

civic education that is less about the state

We are completing the tenth (!) annual Summer Institute of Civic Studies, which revolves around the three schools of civic theory outlined below. (Each “school” encompasses diverse views and criticisms.) Today we talked about what these theories would mean for civic education at various levels and in several nations.

I certainly don’t advocate assigning The Theory of Communicative Action vols. 1-2Governing the Commons, or Hind Swaraj in an 8th grade civics class. But we might involve 8th graders in managing common resources, incorporate them in the public sphere by inviting them to join public deliberations, and ask them to develop strategies for addressing power disparities at the human level. Indeed, we do all these things, but they tend to be somewhat marginal in civics curricula around the world, which focus much more on the state, the law, and the citizen in relation to those.

The Bloomington School of Political Economy (Elinor Ostrom et al) The Frankfurt School in its second generation (Jurgen Habermas et al) Nonviolent social movements (Gandhi/King)
Fundamental problem People fail to achieve what would be good for them collectively People manipulate other people by influencing their opinions and goals People fail to view others (or themselves) as fully human
Characteristic starting point People know what they want but can’t get it People don’t know what they want or want the wrong things Some people won’t recognize other people as fellow citizens
Prominent example of failure We destroy an environmental asset by failing to work together Government or corporate propaganda distorts our authentic values One national or ethnic group exploits another
Essential behavior of a citizen Working together to make or preserve something. Talking and listening about controversial values. Using nonviolent sacrifice to compel change
Keyword Collaboration Deliberation Relationships
Instead of homo economicus (the individual who maximizes material self-interest) we need … Homo faber (the person as a maker) Homo sapiens (the person as a reasoner) or homo politicus (the participant in public assemblies) A satyagrahi (the person as a bearer of soul force)
Role of the state A set of nested and overlapping associations, not fundamentally different from other associations (firms, nonprofits, etc.) Citizens form public opinion, which should guide the state, which makes law. The state should be radically distinct from other sectors A target of demands
Modernity is … A threat to local and traditional ways of cooperating, but we can use science to assist people in solving their own problems A process of enlightenment that liberates people, but it goes wrong when states and markets “colonize” the private domain For Gandhi: An imperialist imposition, undermining swaraj
How facts and values are combined Not explicitly. Implicitly by using research on collective action to liberate people for reflective self-government By proposing counterfactual ideals such as “the ideal speech situation” and diagnosing the reasons these are not met Through “experiments in living”

In a prophetic mode

Main interdisciplinary combination Game theory plus observations of indigenous problem-solving Normative philosophy (mainly achieved through critical readings of past philosophers) plus system-level sociology Critical theology plus military strategy

social justice from the citizen’s perspective

I believe that each of us is responsible for forming a view–even if it’s tentative and evolving–of social justice. This is our theory of how rights, goods, and powers should be distributed in our society and who should be able to change that distribution in various ways. Any decent theory must address much more than equity, because liberty, community, harmony, diversity, sustainability, efficiency, and democracy are also values worthy of consideration.

Classical liberals offer reasons not to ask the question of social justice. I ultimately disagree but believe that their concerns should influence us. We should make sure to ask the question of social justice in the right way. It is interesting, too, that Gandhi anticipated several of the main concerns raised by such classical liberals as Friedrich von Hayek. (As is often the case, the libertarian right and the highly participatory left share some common concerns.)

Here are the objections:

  1. Adding the word “social” to a personal belief is pretentious and arrogant. To say that your view represents social justice–instead of talking about what you think is “‘moral’ or simply good”–means substituting your “individual judgment” for what the society has come to believe collectively. Talk of social justice is “ultimately the result of a contempt for what really is a social phenomenon and of a belief in the superior powers of individual human reason” (Hayek, The Constitution of Justice, p. 65).
  2. We don’t know enough to define social justice. We are too cognitively limited, too biased. We cannot see moral advances that may arise in the future. We should respect local norms and diverse cultural heritages. As Gandhi said in opposition to a specific plan for Indian independence, “the only universal definition to give [the word “independence” or swaraj] is ‘that status of India which her people desire at a given moment.’” They will desire something in 10 years that we cannot imagine now.
  3. By asserting a view of social justice, we implicitly adopt the perspective of the state and imply that the state is responsible for achieving justice. “Seeing like a state” may not be an inevitable result of discussing social justice, but authors as diverse as Martha Nussbaum, Philip Pettit, and John Rawls exemplify this move: they argue that if social justice demands something, then the state is responsible for it. That means that they talk like state-builders or advisers to states.
  4. People differ in interests and values. Consensus is neither likely nor desirable. No conception of social justice imposed by a state on a whole society is really compatible with our fundamental plurality. For example, since we disagree about the value of toleration, state-imposed toleration will not satisfy everyone (even if it’s better than state-imposed censorship and oppression).
  5. “The state” is an abstraction. Actual states (even dictatorships) are always complex amalgams of people, rules, and physical assets–such as guns and filing systems–with multiple power centers. And the people who work for or within a state also belong to other social institutions, including markets and families. So no state acts simply according to its official doctrines and policies.
  6. Even if we know what a state should do, it’s hard to see how we can make an actual state do it. To imagine an ideal state is like assuming a can opener on a desert island. The practical question of how to found, reform, or revolutionize the actual state is unavoidable.
  7. It’s not clear that what makes some states work better than others is the degree to which they embrace abstract theories of social justice. If you’re a libertarian or a social democrat, you have good reasons to consider Denmark one of the best societies in the world. It optimizes liberty and equality pretty well. That’s because its institutions are more capable and less corrupt than most other nations’. Much depends on basic efficiency and integrity.
  8. Steps toward social justice can be dead ends. Motion in another direction sometimes leads to greater social justice. For instance, if you lived in 19th century Scandinavia, you might have assumed that equity required curtailing the power of capital. Instead, a social system that made capital very comfortable seems to have created the comity that then allowed labor and capital to negotiate a more equitable distribution. The road that led to equity did not start off in that direction.

One conclusion–Hayek’s, for example–would be to discourage talk of “social justice.” You should say what you like, or what you believe is good, not what is “socially just,” because that is just a sign that you are seeing like a state.

I draw a different conclusion. We should not evade the question with which I began this post: What is social justice? It’s our obligation to reason about who deserves what across the whole society and even the globe. In all likelihood, reality will not meet our respective standards of social justice, and then we should try to change things.

But the point of the question is to guide our own behavior. We don’t (and shouldn’t) have the opportunity to pick a perfect social democracy, a pure free market, or a theocracy. Institutions are (and ought to be) plural, evolutionary, overlapping, impure, and internally inconsistent.  It’s a pitfall to imagine ourselves as the designers of brand-new societies or as voters able to choose among different systems. We are people embedded in complex systems who have limited reasoning capacity, limited empathy, limited imagination, limited resources, and limited leverage. In engaging the institutions we have, we should consider opportunities to advance social justice. When we talk about social justice, we are saying, in effect, “My fellow members of this specific community, this is how I think that the whole system should be organized, and that has the following implications for what we should do next.”

See also against state-centric political theoryGandhi on the primacy of means over endspolycentricity: the case for a (very) mixed economyThe truth in Hayekwe are for social justice, but what is it?