Category Archives: academia

what is a university?

I’m taking a training course for managers at Tufts, in which I learn techniques for assessing staff performance, mentoring, and so on. The idea is that Tufts University is a single entity that succeeds or fails as a whole. The job of managers is to maximize the degree to which all Tufts employees promote the organization’s success. We can use carrots and sticks–but also the softer skills that I’m learning in the course, such as how to give advice effectively. For anyone who has absorbed a dose of Foucault, these softer methods may seem the most troubling, because they promise to reshape people’s souls, not just their behavior, to fit the organization’s imperatives.

My value-judgment is less negative. Tufts is an entity–a nonprofit corporation–that charges nearly $50,000/year for its main service (undergraduate education) and is heavily subsidized by taxpayers. Those of us who receive Tufts paychecks need to promote the valid goals of the university in an efficient way. We could call Tufts a “bureaucracy,” but that isn’t a term of abuse. Bureaucracies arise to reduce slack and get things done.

At the same time, Tufts is several other things:

It can be a seen as a partially democratic community, in which autonomous agents (especially faculty and students) make collective decisions after giving reasons in public. Hence the faculty “senate,” the student government, the newspaper, and the right of tenure, meant to protect freedom of speech. The Tufts community does not stand alone; faculty, in particular, also belong to disciplinary associations that are self-governing and quite powerful.

It can be seen as a zone of individual autonomy. An academic doesn’t want to be The Man (or Woman) in a Gray Flannel Suit. Academics set a high value on doing what they think is right in relation to their own readers, students, colleagues, and The Truth. Autonomy trades off against bureaucracy and also against democracy, since one’s colleagues may not know what is right.

It can be seen as a market competitor. Tufts is like a firm, competing with other universities (and some private companies) for faculty, students, grants, and contracts. Insofar as Tufts is a competitor, it must operate internally like a bureaucracy in order to ensure that its “agents”–faculty and staff–promote Tufts’ interests and not their own. But it is not autonomous. The market, not the Tufts administration, decides what to value. If, for example, a senior professor gets an offer from Brown, we must match it to hold onto her. So Brown has made a decision about our personnel.

Finally, Tufts can be seen as a collection of individual entrepreneurs who are maximizing their own salary, security, status, fame, and quality of life in a marketplace. They are expected to seek external offers, publish for international audiences, form teams with colleagues at other universities, and otherwise pursue their own market position.

I don’t actually believe that the ideals of democracy or autonomy can prevail, although they have some actual force and deserve moral respect. I think a university must be something of a bureaucracy and something of a platform for individual entrepreneurs. The hard part, for me, is when these competing values clash in borderline cases. For example, there may be a single process for evaluating, supporting, and disciplining all employees. But if the tenured faculty cannot actually be disciplined, the process is merely formal for them while it is highly consequential for receptionists and food workers. It is important to be clear about when we are each kind of institution, and why.

be true to your school

I spent this morning at a training/discussion for administrators at Tufts. One topic was the need to strengthen collaborations within our university, especially ones that combine several departments or schools. Collaboration has evident value, whether for research, social impact, or teaching. But often the best collaborators are not colleagues within your own institution. Tufts happens to be a relatively small research university in a metropolitan area with a remarkable array of other universities. Even on a direct journey from our own medical school to our own school of arts and sciences, one must pass by or under Harvard, MIT, Lesley, Emerson, and Suffolk universities. This means that collaborating with colleagues at other institutions is especially tempting for Tufts faculty. But the same opportunities are really available to scholars anywhere. Even if you teach at a relatively large and remote university (like Penn State), you can easily collaborate with colleagues around the world.

Collaboration across a single university is good for the institution. Collaboration among several universities is sometimes better for the actual research or service, because it allows the strongest and most coherent group to form.

I think we should care about our own universities. They pay us, after all. And Tufts is a good community, worthy of loyalty. The world is better off when Tufts is stronger as an institution.

That does not mean that collaborating within a university is better than working across institutions. The tradeoff is undeniable. I simply believe that there is value to intra-university collaborations, and they deserve deliberate attention and resources.

could a college education prevent Wall Street greed?

At the Tisch College of Citizenship and Public Service, we are in the business of civic education (and therefore character education) for college students. At CIRCLE, we study the same topic. Given my role, people frequently ask me how colleges and universities should improve the character of their graduates so that they do not act like the Wall Street barons who recently wrecked our economy in their own selfish interests.

Unfortunately, most research finds that human beings are profoundly influenced by their immediate contexts. It’s a bit of a myth that we have stable characters that will determine how we react in various contexts. If you place people in charge of an unregulated hedge fund, it doesn’t matter whether they are religious, empathetic, and reflective; their behavior will be determined by immediate opportunities and expectations. Any hedge fund dealer will behave very differently from anyone placed in a seminary. Moreover, we tend to opt for the worst behaviors expected or allowed within a given context–we make the most selfish and short-sighted available choices. That’s because we have internal defense attorneys who vigorously advocate our self-interests during our mental deliberations. I have seen no evidence that education can lastingly change those calculations.

But we do choose what contexts we place ourselves in. In 1970, 5 percent of male Harvard graduates worked in the financial sector. In 2007, 58 percent of male Harvard seniors said they were heading for finance jobs. It seems pretty clear to me that the shift of creativity, talent, and ambition from manufacturing and government to banking has deeply damaged us as a nation. And at a personal level, it has put those Harvard graduates in contexts where they are likely to sin (if you’ll excuse the theological terminology).

Although I have never seen evidence that education can change people’s choices within a given context, I have seen research demonstrating that educational programs and curricula influence career choices. Once someone works on Wall Street, the only way to influence his or her behavior is to change the rules: punish risky and socially damaging decisions. But before our students decide to go to Wall Street, we can open their eyes to alternatives.

assessing higher education

I used to think that a “good” college or university was one where the students had excellent skills and the professors published lots of fine scholarship. But colleges and universities can select students and faculty who are already great before they show up. An institution that has very strong market position basically uses its admissions office to guarantee a talented student body and its hiring committees to produce an illustrious faculty. It doesn’t have to educate well.

One might hope that the way to attain a strong market position is to provide an excellent education. But I think that’s only one factor among many. Imagine two schools:

1. Low Budget State starts with no reputation. It has a fairly drab campus; entering students have low average SATs. The dedicated faculty and staff have really thought about curriculum and pedagogy and deliver a great education, appropriate for their students. Prospective applicants may realize that the teaching is good, although this is a little hard to tell because test scores and job prospects are not too impressive. What’s more, prospective students know that they won’t get much reputational advantage from attending this school, nor will the amenities be very comfortable, nor will the other students be especially stimulating, nor will they enter powerful alumni networks. So the best qualified students may turn their attention to …

2. Legacy University, which was was founded in 1750. Its campus is on the Register of National Historic Treasures and three of its alumni have become presidents of the United States. People have heard of it as far away as China. It only accepts one in 20 of its applicants and is able to screen for very high SATs. The faculty and staff are quite uninterested in undergraduate education. However, there are tremendous amenities, including the palazzo in Venice and the observatory at the South Pole. Discussions among students are very stimulating and educational, because the university is so selective. Graduates run the country, thanks to the advantages of a diploma.

This imaginary example hints at some real problems. The system provides few incentives for actually teaching students. Young people from advantaged background have a huge leg up in the admissions process and thereby reap most of the advantages. Public subsidies (grants and tax deductions for alumni donations) help to underwrite this stratified system. The whole thing might be justifiable if it were the best way to generate high-quality research and culture. But I am not sure this works, because it is easier for Legacy University to hire established scholars than to develop their scholarly skills. As for Low Budget State–its faculty have little time for publishing and are locked out of prestigious scholarly networks.

It’s modestly helpful to have alternative rankings that don’t use reputation or entering students’ SAT scores, as US News and World Report does, but instead try to measure “value added.” Washington Monthly is the leader here. But such alternative rankings won’t help if there are rational reasons for students and faculty to opt for reputation over impact.

Another approach is to evaluate the impact of teaching and scholarship and let incentives (such as tenure, salary, and government grants) go to those who add the most value. This strategy makes professors nervous because they imagine someone giving a simplistic, multiple-choice assessment of subtle material. For instance, if the purpose of reading the Phaedrus is to spark in the student’s soul a yearning for wisdom, can you imagine a pre/post survey that measures what’s important? (“Mark the answer that comes closest to your opinion. 1. My soul completely shuns wisdom. 2. My soul is indifferent to wisdom. 3. My soul is strangely drawn to wisdom ….”) There are also valid concerns about restrictions on intellectual freedom–not to mention illegitimate concerns about having to work harder.

I think it’s incumbent on us to figure out better ways to assess impact. That won’t solve the problem, but it will at least help prospective students and faculty who want to go where the education is best.

a college curriculum defined by active citizenship

This is a complete list of the departments and subject areas that would be offered at an imaginary college. The idea is to provide all the most important fields of study that people need if they want to sustain and improve a community to which they belong. (That’s my definition of “citizenship.” The community can be anything from a small religious congregation to the earth.) Each student would major in one of the first four departments. There would be mandatory courses in all seven.

Department of Ethical Reasoning

Courses in moral philosophy, normative political and social theory, literary criticism and history (with emphasis on ethical analysis), religious ethics

Department of Cultural Interpretation

Courses in cultural history, literary criticism, cultural anthropology, history of art, musicology

Department of Institutional Analysis

Courses in economics (markets as institutions), political science, public law, institutional history, organizational sociology, social psychology, and abstract methods of analysis such as game theory and network theory

Department of Policy

General courses in policy analysis and focused courses on international relations, education, environment, health, etc.

Office of Community Partnerships and Placements

Providing an array of internships, research, and service opportunities; also, courses about the local community based on accumulated research by students

Department of Methods and Tools

Courses in statistics, psychometrics, foreign languages, qualitative research, accounting, evaluation methods, rhetoric (written and spoken), and pedagogy.

Department of Natural Context

Courses in environmental sciences, cognitive science, human development, and health, all taught with relevance to questions of active citizenship

I do not believe that this civic focus is the only valuable one. If all colleges and universities adopted this model, the natural sciences, aesthetic values, and such abstract fields as mathematics and metaphysics would become too marginal. I dissent from the instrumental pragmatism of reformers like Mark C. Taylor, who wants to focus all education on addressing “important problems.”

On the other hand, I admire coherent educational programs–both for individuals and for whole communities of scholars and students. No student can learn everything; breadth degenerates into superficiality. A large university can offer practically every field of study in some depth, but then there is no common set of issues and values for everyone to debate. “Great books” colleges, religious programs, experiential curricula, and Mark Taylor’s “zones of inquiry” are worthy examples of attempts to bring some coherence and focus to undergraduate education. We badly need more experimentation and more diverse models, and this “civics” curriculum seems a promising one to add to the mix.