Category Archives: academia

Rethinking the Humanities

My chapter entitled “An Ethical Turn for the Humanities” has just been published in Rethinking the Humanities: Paths and Challenges, edited by Ricardo Gil Soeiro and Sofia Tavares. This volume originated in a Lisbon conference at which David Damrosch (Harvard Comp. Lit), Richard Wolin (History, CUNY Graduate Center), Cândido de Oliveira Martins (Catholic University of Portugal), José Pedro Serra (Lisbon), and António Sousa Ribeiro (Coimbra) presented papers that are now chapters. Rounding out the book are reprints of important recent essays by Paul Ricoeur, George Steiner, and Marjorie Perloff. My own chapter begins:

The original and fundamental purpose of the humanities is moral argumentation. Humanists are scholarly contributors to public discourse about matters of value. If there is a “crisis in the humanities” today, it arises from a general reluctance or inability to contribute to public ethical debate. The reasons for this reticence include widespread moral relativism or skepticism, envy of abstract theory, alienation from the public sphere, and a refusal to engage morally with stories, even though ethical interpretation of narrative is the characteristic contribution of the humanities.

Two recent developments are heartening and point to a revival. First, although philosophy in the English-speaking world was preoccupied for a generation with highly abstract and abstruse methodological questions, prominent Anglophone philosophers have lately resumed interpreting narratives and paying close attention to their literary qualities. Recent examples include Richard Rorty on Nabokov and Proust, Bernard Williams on the classical tragedies; Colin McGinn on Shakespeare; and Martha Nussbaum on many texts. Rorty recommended a “general turn against theory and toward narrative.”

Second, an “ethical turn” in literary studies mirrors the literary turn in philosophy. It has never been hard to find implicit moral judgments in literary criticism; and certain important moral topics (such as racism) have been close to the surface of criticism for 30 years. But it is a recent trend for literary critics to embrace the full range of moral issues and to defend explicit moral argumentation as a mode of criticism. In her influential 2006 book, The Way We Argue Now, Amanda Anderson announces: “We must keep in mind that the question. How should I live? is the most basic one.” This bold premise associates her, she says, with the “general turn to ethics.”

The ethical turn in literature and the turn to narrative in ethics converge. These trends are desirable because valid moral reasoning depends upon the telling and interpretation of stories. In turn, stories are necessary because ethical reasoning is largely particularistic, not categorical. It is about particular people in particular situations, not about abstract concepts.

In this respect, ethical judgment is like aesthetic judgment. A large patch of red paint may contribute to the beauty of a painting by de Kooning, but it would utterly ruin a Van Eyck. Patches of red paint are not the right unit of aesthetic judgment; paintings are. Likewise, we can make valid moral judgments about overall situations described in narratives, but not about their qualities or aspects when taken out of context.

In the fifth century BC, the Greek sophists developed a pedagogy based on the telling and interpretation of rich, particularistic stories. In the hands of some Sophists, this style of discourse may have been a mere tool for persuading audiences of the speaker’s goals, reflecting doubt that there was any moral truth or any need to be morally responsible. But for others, notably Protagoras, a method of describing particular circumstances seemed the best way to ascertain the moral truth and to participate responsibly in the public deliberations of a republican city state.

Almost two thousand years later, in the little republics of Renaissance Italy, authors like Lorenzo Valla again defended the telling and interpretation of concrete stories as an alternative to scholastic theoretical philosophy. They again celebrated active engagement in public life (the vita activa) as an alternative to monastic contemplation. They revived the sophists’ pedagogy by emphasizing the trivium (grammar, logic, and rhetoric—ancestors of philology and literary criticism) instead of the abstract, theoretical disciplines of philosophy and theology that had crowned the medieval educational system.

The first people to call themselves “humanists” were independent tutors who provided advanced undergraduates with instruction in grammar and rhetoric. They taught what they called the “studia humanitatis” on the side, while the university’s formal curriculum emphasized logic and theology. Parents paid for this “humanistic” instruction because they wanted their sons to learn eloquence to succeed at court or in the law. Humanist pedagogy consisted of reading and imitating ancient narrative authors, with attention to style and form, plot and character. Humanists like Thomas More, Erasmus, and Machiavelli also wrote books that we rightly classify as “philosophy.” But these texts were not treatises. They were literary works, self-conscious about character, context, voice, irony, and plot and meant for readers who understood such issues.

From the time of the Sophists and the Renaissance humanist to the present, defending the humanities as the best source of moral judgment has always required a critique of ambitious versions of moral theory (whether the theory of the time happens to come from Plato, from scholasticism, or from analytical philosophy). Moral theories are profoundly diverse and they yield a wide range of positions, from moral skepticism to Kantianism and utilitarianism. But all have one feature in common: abstraction. …

education and research for democracy need not be democratic

Moving in the circles that I do, I often hear claims that education for democracy must be democratic–and that research that serves citizens must be conducted in collaboration with citizens. These views reflect some wisdom and experience, but they are not logical truths.

Many leaders have been deliberately prepared in disciplined, authoritarian educational settings to serve democracies. Consider, for example, how Martin Luther King Jr. portrayed his father:

Martin Luther King, Sr., is as strong in his will as he is in his body. He has a dynamic personality, and his very physical presence (weighing about 220 pounds) commands attention. He has always been a very strong and self-confident person … He never hesitates to tell the truth and speak his mind, however cutting it may be. This quality of frankness has often caused people to actually fear him. I have had young and old alike say to me, “I’m scared to death of your dad.” Indeed, he is stern at many points.

I assume this portrait was a bit euphemistic, because the elder King was very much alive to read it. “Daddy King” was not one for engaging children as equals in democratic discussions, yet he set MLK Jr. on a path to genuine democratic leadership.

I am inclined to think that the Venn diagram for democratic education looks like this (below). “Education for democracy” is any practice that increases the odds that children will turn into active, ethical, and effective members of communities. “Education that is democratic” is any pedagogy that emphasizes students’ voice in choosing topics, debating issues, and making things together. The two circles overlap in practices like “Action Civics,” which have been frequently found effective. But there can be good education for democracy that isn’t democratic (see “Daddy King,” above), and some democratic education doesn’t produce good citizens. That can be because it isn’t sufficiently political or because it simply isn’t good–kids waste their time.

Likewise, I think the Venn diagram for research looks like this (below). “Knowledge of value to citizens” means knowledge that we can use to improve the world. For example, a cure for cancer would be excellent, but it would not be useful for citizens unless it gave us something to do. Meanwhile, “knowledge produced collaboratively by citizens” includes the fruits of practices such as Participatory Action Research, Community Based Participatory Research, Popular Education, etc. Professors may be central players in this work, but they act as peers of fellow citizens.

Again, knowledge of value to citizens need not be produced collaboratively by citizens. Game theory, for example, has yielded many insights about how small groups work most effectively. Citizens should learn from game theory even though they did not co-produce it. Meanwhile, some knowledge produced collaboratively by citizens is not useful to citizens, because the results are incorrect, or partial, or too narrow and instrumental.

I happen to love the overlapping parts of these two Venn diagrams. At CIRCLE, we are completing a year-long and very ambitious evaluation of YouthBuild USA that we conducted with YouthBuild alumni as our co-investigators. My favorite educational programs use democratic pedagogies. But I do not assume that the circles above coincide, so that democratic education and research are always and exclusively valuable for citizens.

Rather, the core reason for my preference is ethical and pertains to means, not ends. I would rather treat children democratically (unless that actively harms their life prospects) because I think they deserve such treatment in the present. Likewise, I would rather treat a community partner as a co-investigator than a research subject because we are moral equals in the Kingdom of Ends. But I think the empirical questions–whether and when democratic processes yield good democratic outcomes–deserve more critical attention.

the state of the classics in 2050

(Washington, DC) In a fairly recent New York Review of Books essay, Mary Beard asks, “Do the Classics have a Future?” Borrowing a bit from her piece, I predict that the study of Greek and Latin will remain vital in the mid-21st century. Classics will not be a musty or ethnocentric discipline but will continue to have strategic centrality in the humanities as a whole. Yet the field will look quite different from the “classics” of 1900.

The study of classics is not valuable primarily because the ancient Greeks and Romans were interesting or admirable. Rather, the classical civilizations had enormous and lasting impact on subsequent cultures, even when the people who have come under their influence have resisted and resented it.

The impact of Greece and Rome was by no means limited to the “West,” whatever that may mean. In any country that is Catholic, Protestant, Orthodox, or (by no means least) Muslim, Greek sources have foundational importance. Those countries cover much of the five continents. Northern India also entered an important conversation with Hellenic civilization before the time of Alexander the Great. Add the Buddhist and Hindu countries to those previously mentioned, and most of the world shows Greek influence. Nor have the classics become less influential in recent years. From recent American poet laureates to Iranian Ayotallahs, serious readers of the Greeks and/or Romans remain very much alive. If one misses their classical referents, one cannot fully understand them.

In order to understand Greco-Roman civilization in any depth you need the ancient languages: not only a passing understanding of their grammars and vocabularies but significant experience in reading the original texts.

For almost 2,000 years, ending in the mid-1900s, privileged Europeans and European-influenced men around the world mastered Greek and/or Latin as a basic marks of education and class status. They did not merely translate from those languages but learned to write and speak in them. Three reasons explain the extraordinary investment in classical education.

  • Originally, it was practical. Latin long remained a living language, widely understood, and a convenient medium of international exchange in science as well as religion.
  • People believed in the special merit of the classical languages because the Christian Bible and liturgy had been conveyed in Greek and Latin and because pagan Greece and Rome were held in high regard.
  • Even when those first two reasons for a classical education had faded, it still offered a way of marking out people of intelligence and social advantage across the European-dominated world. Any difficult discipline would have worked for this third purpose, but people naturally settled on the classical languages because their curriculum was already well established and esteemed.

Since all three reasons have faded and a classical education no longer marks the ruling class, it is unrealistic to imagine that large numbers of people will ever again learn Greek and Latin. That means that our understanding of culture subsequent to the Fall of Rome is threatened.

Fortunately, not many people must master any particular field for that field to be understood. Knowledge is specialized, and the important question is not whether everyone knows everything, but whether the specialists share what they know both with professional collaborators in other fields and with laypeople.

We collectively must understand China and the biology of viruses, but that does not mean that most Americans must know Chinese or virology. Likewise, we need classicists, but we do not need everyone to study the classics. There should always be a strong cadre of professional classicists distributed around schools and universities so that they can influence interdisciplinary research and debates.

In 2050, most educated people will know far less about the classical languages and cultures than their predecessors did in 1950. That will not be lamentable, because they will know things that no one understood in 1950. They will continue to have some basic background in Greco-Roman civilization and will know how to find out more from increasingly sophisticated reference tools.

Professional classicists will be rare but not extinct. They will know more than has ever been known before about Greco-Roman civilization. After all, scholarship is cumulative, and classical scholarship draws on other fields across the humanities, social sciences, and even natural sciences. Although classicists will be rare, they will be in high demand, because the global impact of the Greeks and Romans make them crucial topics of study. And because classics is an interdisciplinary field covering more than a millennium of history, society, and culture, it will seem broad and integrative in ways that many other fields are not.

Florida Gulf Coast University sets a standard for service

One of the winners of the 2011 Higher Education Civic Engagement Awards from the Washington Center for Internships was Florida Gulf Coast University. I served on the selection committee and recently had occasion to reread FGCU’s proposal. Their work deserves national attention. (By the way, the awards had nothing to do with internships; it’s just that the Washington Center chose to give a national prize for civic engagement.)

FGCU enrolls more than 11,000 students who each pay $5,352 in tuition, about 10 percent of the sticker price of an Ivy League education. The college requires all students to conduct 80 hours of community service and to take a semester-long course on the “environmental, social, ethical, historical, scientific, economic, and political influences” on sustainability in Southwest Florida. Thus all students have an academic basis for work that involves local environmental issues. Many of the 200 community agencies that are partners of the University emphasize those issues.

In addition, 40% of all undergraduates are Arts and Sciences majors, and they all gave to take a course on the Foundations of Civic Engagement, which includes reading assignments, community service projects, and a pre/post self-assessment of students’ “understanding of civic engagement.”

The Honors program also offers courses that combine community service with relevant research. In its proposal, FGCU cited impressive examples (such as students working with migrant farmworkers in an organizing campaign against the tomato industry) and statistics, such as its annual 132,451 total hours of student service-learning.

FGCU was founded in 1997, so it had the opportunity to create a coherent, campus-wide program oriented toward service with an environmental theme. It would be much harder for an established institution to shift the whole curriculum in that direction.

Although I am a civic engagement specialist, I don’t believe that every student must perform community service or conduct community-based research. Taking Shakespeare seminars is also good. I would argue that the kinds of courses FGCU provides are examples of purposeful, challenging, collaborative experiences that advance a larger cause (in this case, civic environmentalism) and that engage both mind and spirit. The same could be said of directing a film or working in a biology lab. But we can’t just leave it to students to find their own ways to such challenging experiences. FGCU should be applauded for creating a coherent structure, on a large scale, at a low cost.

the controversy over badges

(Washington, DC) We have a pending proposal to create a system that will demonstrate whether students are appropriately prepared to conduct community service. Meanwhile, I am currently teaching a whole course that aims to prepare undergraduates for active citizenship. My class will help design an online module that other students will take before they may participate in civic work in the communities around Tufts University. Students who complete that module will have a kind of “badge” (not necessarily by that name) for community service.

This work is part of a general movement toward “badging” that recently attracted a good summary article in the Chronicle of Higher Education.

If I had to summarize the debate with two stylized positions (recognizing, obviously, that many other positions are also possible), here they would be:

In favor: We must find alternatives to the standard model, which is selling students “seat time” and awarding diplomas to people who pass enough tests. That model is too expensive, it alienates too many students, it fails to recognize skills that some students do acquire, and it is poorly designed to teach many important skills. To be sure, students should read and discuss Plato and write analytical or scholarly papers, graded by professors. But most undergraduates do not experience that kind of education now. And in any case, we should also teach other things, such how to work in community organizations, and allow students to demonstrate competency in those areas. Further, we must recognize that schools and colleges are not the only educators. Instead of piling more responsibilities onto students and schools (and adding new ways for them to fail), we should create opportunities for a whole range of institutions to educate and to recognize individuals’ skills.

Against: Education is “holistic” in that it’s not just the aggregate of discrete courses or other educational experiences. An entire curriculum should have a shape, so that the whole is greater than its parts. Likewise, education should combine academic work with membership in a learning community; skills with knowledge and values; theory with application and critical reflection; individual work with collaboration. One of our problems is that we try to sell education in chunks, one credit at a time, to a public that mistakes it for a divisible good. A four-year degree earned at a single residential college is the ideal, because it is coherent. Badging just contributes to the false idea that education is modular, skill-oriented, and portable.

I see both sides, but I believe we have a desperate need to experiment with alternatives, even if they present dangers, because we are very far from being able to offer a satisfactory education for most American students.