Category Archives: democratic reform overseas

ethics of sanctions, boycotts, and de-platforming

I am a steadfast supporter of Ukrainian resistance, and I encourage Ukrainian friends to skip this post if it feels like a distraction from their crisis. Still, those of us in noncombatant countries face subtle ethical questions that arise with all such conflicts. How we resolve these issues probably won’t have an appreciable impact on the war in Ukraine–and if we can affect the outcome, I would be biased in favor of choices that benefit the resistance. Instead, these are mainly questions about our own internal processes and principles.

Consider these cases:

  • The Metropolitan Opera is one of many cultural institutions that has announced that it will not work with pro-Putin Russian artists. The Met’s ban could affect soprano Anna Netrebko, who had demonstrated active support for the separatists in eastern Ukraine but who has also posted on Instagram that she opposes the war, while adding that “forcing artists, or any public figure, to voice their political opinions in public and to denounce their homeland is not right.” (From Javier C. Hernandez in the New York Times.)
  • There are calls to ban former German Chancellor Gerhardt Schroeder (a former leader of an EU and NATO country) from entering the UK. Of note: Schroeder is not only close to Putin and unwilling to criticize the invasion of Ukraine, but he was a director of the state-controlled Russian energy company, Rosneft.
  • “The Russian filmmaker Kirill Sokolov has spent the past week distraught at the horror unfolding in Ukraine. Half his family is Ukrainian, he said in a telephone interview, and as a child he spent summers there, staying with his grandparents. … Yet despite his antiwar stance, Mr. Sokolov on Monday learned that the Glasgow Film Festival in Scotland had dropped his latest movie, ‘No Looking Back.’ A spokeswoman for the festival said in an email that Mr. Sokolov’s film … had received Russian state funding. The decision to exclude the movie was not a reflection on the filmmaker himself, she said.” (From Alex Marshall in the Times.)
  • The Alliance of Science Organizations in Germany is one of the biggest science funders that has announced a complete ban on grants, events, and collaborations with Russia. Meanwhile, 5,000 people, mostly Russian scientists, including 85 members of the Russian Academy of Sciences, have publicly signed a strong anti-war statement. They will be affected by the German boycott.
  • Yelena Balanovskaya and her family hold a mortgage on their Moscow apartment that is dominated in US dollars, meaning that they cannot afford their payments and may lose their home. Nothing is said in the article about Ms. Balanovskaya’s political views.
  • Afghanistan is suffering a nightmare winter, and the sanctions targeting Russia may be making matters worse.

Although I strongly support the sanctions on Russia, I think the ethical issues are complex. We must navigate principles that are in some tension.

First, working with an individual can be a discretionary choice, and it may be appropriate to consider that person’s values. In general, you shouldn’t have to work with a racist–or a Putin-apologist–if you don’t want to. I serve regularly on search committees and would be hard-pressed to give my support to a pro-Putin job candidate, even if the position had nothing to do with politics, just because I wouldn’t want to work with that person. I think a refusal to engage with specific individuals is an exercise of freedom, just like their choice to express their opinions.

On the other hand, when an institution–even a small, private one–decides to include or exclude individuals based on their opinions, several hard problems arise. Suddenly, we are in the business of assessing people’s thoughts, and that can be invasive as well as unreliable. Tyler Cowan asks, “What about performers who may have favored Putin in the more benign times of 2003 and now are skeptical, but have family members still living in Russia? Do they have to speak out? Another question: Who exactly counts as Russian? Ethnic Russians? Russian citizens? Former citizens? Ethnic Russians born in Ukraine?” I would add: What about leftist critics of US imperialism who have justified Putin’s policies to various degrees over time? Would we ban editors of The Nation? And if we apply this screen to Russia/Ukraine, why not to other conflicts and injustices?

Slippery-slope arguments are sometimes classified as fallacies. Just because bad behavior falls on a continuum, it doesn’t follow that we should do nothing about any of it. But when the question is whether to work with individuals, it is morally imperative to employ clear and consistent standards. Such standards are difficult to define and maintain when everyone holds a unique constellation of opinions, and particularly when people may be afraid to say everything they believe.

Another problem with “de-platforming” or “canceling” individuals is the risk of reinforcing polarization. We can easily end up with homogeneously liberal cultural institutions (and even ordinary businesses), which then lose their ability to influence the illiberal people whom they have excluded. This is true of US universities, which risk alienating enough American conservatives that they undermine their influence over the culture. Likewise, do we want to undermine our own soft power in Russia by excluding Russians?

In a confusing time, it may be best to send the simple message that we are an open, pluralist society that does not fear abhorrent views or despise anyone because of their ethnicity–in fact, we oppose ethno-national prejudice of all kinds. To send that message may require continuing to work with some people whose views are actually abhorrent. Plus, there is always something to learn from the bad guys–even if it is only what they are thinking so that you know how to counter it better.

Although I have itemized several arguments against de-platforming people like Anna Netrebko (the soprano with the mixed political record), I am not sure where I ultimately stand on these matters. There is a case for refusing to work with individuals who hold odious views.

At first glance, it seems morally simpler to punish institutions for their odious policies than to punish individuals, such as sopranos, scientists, or Moscow apartment-owners. I have tried to apply this distinction when working with individual scholars from many countries, but not with or for their governments. However, the line between institutions and people is porous. Even a big bank is partly composed of small depositors. Even an individual scholar typically works for a state university. Even a free-thinking artist, like filmmaker Kirill Sokolov, may have taken government grants.

Turning to economic sanctions: they might work in this case, and they have the moral advantage of not directly killing people–as well as a lower risk of escalating to all-out or even nuclear war. However, for sanctions to succeed, they must inflict substantial hardship on a lot of people, including innocent civilians and even active opponents of the regime. It is much easier to rationalize causing economic hardship than using overt violence, even when the economic damage is devastating.

And sanctions may not work. If they don’t, then people like me who support them must take responsibility for the hardship. We mustn’t forget Yelena Balanovskaya and millions like her, including people in noncombatant countries like Afghanistan.

By the way, true dissidents and strong opponents of their own governments’ policies should welcome sanctions that affect themselves, so long as those efforts are likely to work. That may be true for the 85 Russian academicians who have signed the anti-war statement.

One possible solution is to focus as much as possible on the “oligarchs,” the Russian billionaires. They might have more leverage than other people (although the extent of their influence is debated); they are unlikely to suffer even if they lose a lot of money; and on the whole, their wealth has been ill-gotten in the first place. They are part of the problem, regardless of their opinions. Targeting oligarchs is central to the “Progressive Foreign Policy Response to the War in Ukraine,” which I find generally persuasive. As Henry Farrell says, perhaps sanctions that target the oligarchs can “be used to reshape the underlying systems of banking and finance that the current version of globalization relies on.”

But can we really target economic measures so that billionaires bear most of the cost, while also doing enough macroeconomic damage to affect the course of the war? I doubt it. Besides, we would want to influence oligarchs’ behavior, and that might (i suppose) require giving them a way out if they act better. In that case, what must an individual billionaire do to evade sanctions? Does one anti-war remark in English count, if it is hardly seen inside Russia? How about five anti-war social media posts in Russian? We are back to drawing lines across uneven terrain.

See also marginalizing views in a time of polarization; marginalizing odious views: a strategy

survey of Ukrainians’ motivation to fight

Pippa Norris and Kseniya Kizlova have crunched some numbers from the European Social Survey’s Ukraine sample (2,901 people) to investigate “what mobilises the Ukrainian resistance?

In autumn 2020, Europeans were asked: “Of course, we all hope that there will not be another war, but if it were to come to that, would you be willing to fight for your country?” About 70% of Ukrainians said yes.

That number isn’t especially meaningful on its own, since it is hypothetical. However, the correlates of the responses are interesting. As the table from Norris and Kizlova shows, Ukrainians were more likely to say they would fight if they felt patriotic, if they spoke Ukrainian rather than Russian at home, if they were confident in their government, and if they supported democratic values. Those are outputs of a statistical model, so they imply that each of these factors matters by itself. For instance, democratic values correlate with a willingness to fight when holding patriotism/nationalism constant. Also note that although speaking Ukrainian was a correlate of willingness to fight, 51% of those who spoke Russian at home said yes.

Since this was a question about personally taking up arms, it is not surprising that being male and younger correlated with positive responses. In general, the literature on nonviolent resistance suggests that it mobilizes people who are not young men.

Norris & Kizlova find regional differences, but not in a simple way. Indeed, the highest rate of willingness to fight was immediately adjacent to the Russian proxy “republics” in the east, followed by the Lviv area far to the west.

See also: civilian resistance in Ukraine, Russia, and Belarus; when a university is committed to democracy (about the Ukrainian Catholic University in Lviv); and why I stand with Ukraine (from 2015)

civilian resistance in Ukraine, Russia, and Belarus

Yesterday, I posted about prospects for nonviolent resistance in Ukraine and in Russia. Perhaps “civilian resistance” is a better heading. That category would include throwing a Molotov cocktail or firing grandpa’s hunting rifle as well as classic nonviolent acts like marches and occupations. My point is not that civilian resistance is better than military defense, or that refraining from violence is–or isn’t–morally superior. I hope for every possible Ukrainian success on the battlefield. But I believe that civilian resistance also has real potential, and indeed, that resistance by Russian civilians offers the best hope in this dire situation.

So I will try to track relevant developments, although with no hope of being comprehensive.

  • This is Rob Lee’s thread of videos showing Ukrainian civilians successfully blocking Russian troops–evidence of courage and of Russian soldiers’ reluctance to kill.
  • This a thread by my Tufts colleague Oxana Shevel arguing that Ukrainian civilians will make the country ungovernable by Russian occupiers.
  • Alexei Navalny’s group is officially calling for civil disobedience against the war. OVD-Info is reporting that 6,494 Russians have been detained in “anti-war actions” since Feb 24.
  • Despite the incredible difficulty of organizing resistance in Belarus, there have been antiwar protests in several Belarusian cities.
  • When Ukrainian government officials express deep sadness about the deaths of Russian soldiers, they reframe the conflict as Putin versus the peoples of both countries. This framing invites Russian civilians to help end the war and creates the basis for reconciliation. It reminds me of the way Lincoln describes Confederate deaths in the Second Inaugural Address. He bears responsibility for these deaths as the leader of the North’s military effort, “upon which all else chiefly depends.” Yet he presents both sides’ losses as a shared sacrifice to end slavery and build a better society. Similarly, in honoring the Union dead at Gettysburg, Lincoln never mentions their bloody military victory (or the Confederates’ loss) but describes the soldiers’ sacrifice almost as if it had been nonviolent. In both cases–Lincoln and Ukraine–I presume the sorrow is genuine, but it is also a brilliant strategy.

I have no way of estimating the chances of success in any of these three countries, but guessing the odds is not our task. We should do everything we can to increase the probability of successful civilian (and military) resistance by contributing money, upholding the best examples, and advocating for support in our own countries and institutions.

On Ukraine, see also: prospects for nonviolent resistance in Ukraine and in Russia; why I stand with Ukraine (from 2015); working on civic education in Ukraine (2017); and Ukraine means borderland (2017)

On civilian resistance, see also: the case for (and against) nonviolence; self-limiting popular politics; Why Civil Resistance Works; the kind of sacrifice required in nonviolence.

prospects for nonviolent resistance in Ukraine and in Russia

It is not inevitable that Russia will gain control of large portions of Ukraine, but that outcome is certainly possible, even if the invaders must resort to sustained shelling and bombing to capture cities. If an occupation does come to pass, I would anticipate (and support) an armed insurgency. My topic, however, is the possibility of nonviolent resistance–in Ukraine, in Russia, and even in Belarus.

I make no assumption that nonviolence is morally superior to war. An insurgency will be fully justified in the event of an occupation. However, I believe:

  • Nonviolence has powerful potential.
  • A nonviolent movement can complement a violent insurrection, as was the case in British India, South Africa under apartheid, or Palestine 1987-93 (notwithstanding major differences among these examples).
  • A nonviolent movement permits a whole population to participate in forging a democratic future together, whereas a military effort is intrinsically hierarchical and selective; and
  • The circumstances for nonviolence could be propitious. Here I will make a cautious case for optimism.

Already, we see effective moments of nonviolent resistance in Ukraine. This is the widely-viewed video of a Russian tank turning around and driving away when confronted by civilians (apparently near Zaporizhzhia). Although many such cases will have tragic results, the example is powerful. Presumably, most Russian soldiers do not want to run over or shoot Ukrainian civilians. Their reluctance will be a serious challenge to the Putin regime.

Restraint by ordinary Russian soldiers is one reason for tentative optimism. I do not share the view that Russians will be restrained because of their cultural, linguistic, and other similarities to Ukrainians. During this period of very strongly justified concern about racism, we sometimes forget that people can eagerly slaughter others who look just like them. Ukraine from 1932 to 1945 (or even from 1914 to 1945) provides catastrophic examples. Putin’s problem is different. He has failed to legitimate the invasion in any way; and human beings rarely like killing other people unless a war has been legitimized (or they are scared of being killed first).

A second favorable circumstance: Ukraine may have the largest number of highly experienced nonviolent civil resisters in the world, thanks to the successful Revolution of Dignity (2014), which is pervasively and eloquently memorialized in the parts of the country that I have visited. Certainly, the Russian regime–and any puppet regime it installs Ukraine–will be more ruthless than many of the governments that have lost to nonviolent protests. At the same time, the Ukrainian nonviolent resistance will be particularly large, experienced, and motivated. An almost unstoppable force will meet an almost immovable object, with unpredictable results.

Size is an advantage for nonviolent movements. Erica Chenoweth and Maria Stephan found that no major protest movement between 1900 and 2006 failed if it mobilized 3.5 percent of the national population. Their work has inspired claims like this one: “Once around 3.5% of the whole population has begun to participate actively, success appears to be inevitable.” The word “inevitable” overstates Chenoweth’s and Stephan’s findings: the next effort could end in failure. Many of the fully successful cases occurred during a period (ca. 1985-95) when authoritarian regimes were senile and demoralized, whereas lately they have proven resourceful and resilient.

More importantly, some people have drawn a mistaken inference from Chenoweth’s and Stephan’s finding, assuming that the presence of 3.5 percent of the population on the streets causes a regime-change or another major policy shift. As several experts have told me, the causal story is almost certainly different. If a set of organizations and networks is able to get 3.5 percent of the population onto the streets against a government, then either it is strong enough to pose a serious threat, or else the failure of the regime to stop such a large protest indicates the government’s hesitancy, incompetence or internal divisions–or all of the above. In other words, 3.5 percent is a symptom, not a cause.

Still, we could expect a large nonviolent movement in Ukraine. Maciej Bartkowski summarizes a 2015 survey of Ukrainians that showed a high degree of hypothetical willingness to join a nonviolent movement against a foreign occupier. Of course, there is no way to know whether answers to such survey questions predict actual behavior, but so far, the level of mobilization in Ukraine exceeds expectations. In the 2015 poll, three times more people stated that they would act nonviolently than violently. Given the extraordinarily high rates of voluntary participation in the war so far, that ratio would imply that virtually every Ukrainian will take part in nonviolent direct actions.

Organization and leadership offer a third reason for optimism. A Russian guy who was aligned with Putin once badgered me with the question: “Do you believe in spontaneous revolutions?” He believed–as Putin probably sincerely believes–that the Ukrainian peaceful revolutions have been CIA operations. I could have named the Russian Revolution of 1905 as an example of a spontaneous uprising, since it seemed to come out of nowhere. But a better answer is: no. Massive popular movements are not spontaneous; they are organized. However, the Ukrainian Revolution of Dignity was organized by Ukrainians in a decentralized way (with modest European and US support), and many of the organizers are still around to try the same approach again.

I am not sure whether the same person can serve as the leader of a nonviolent movement and an armed insurrection. (Nelson Mandela is a special case, for many reasons, including that he was imprisoned.) President Zelensky, if he survives, will presumably head the insurrection, just as he currently serves as the commander in chief of Ukraine’s armed forces. Still, one can see his principled decision not to leave Kyiv as an example of the kind of sacrifice that nonviolence demands. He may inspire, even if he cannot organize, a nonviolent struggle.

The other side of the coin is the potential for nonviolent antiwar–or even pro-democracy–movements in Russia and Belarus. I have no way of estimating the chances of success in either country. However, we have already seen very brave Russians take to the streets as well as anti-war protests in Minsk. May they succeed, not only for Ukraine’s sake but also for the good of their respective countries.

A truly effective movement in Russia or Belarus would require the kinds of organization and coordination that state security agencies are increasingly effective at destroying. Therefore, no one should imagine that success will be likely or easy. Yet resistance can take many forms: not only massive public protests but also a palace coup, emigration and disinvestment, or what James C. Scott named the “weapons of the weak”: ordinary foot-dragging and noncompliance. Russians and Belarusians might use those tools out of genuine support for Ukraine or simply because they resent their superiors and their orders. The Ukrainian official Oleksiy Arestovich appealed recently to Russian soldiers: “Like any military person, you know that there are a million ways not follow the order … You get lost, you break down, the radio station does not work, etc. We believe in you and count on your courage, honor and prudence, which will allow you to make the right choice in this time of tension.”

Indeed, courage, honor and prudence can take a wide range of forms, from throwing a Molotov cocktail at an armored personnel carrier, to holding a sign in a Moscow street, to challenging Putin in a closed-door meeting, to just failing to understand an order on the radio. I am certain we will see a lot of all these things in the days and weeks to come. Whether they succeed is perhaps the most important question of all, unless the Ukrainian military can actually win a conventional war on the ground.

See also: why I stand with Ukraine (from 2015); working on civic education in Ukraine (2017); and Ukraine means borderland (2017). See also the case for (and against) nonviolence.

an overview of civic education in the USA and Germany

In this video, I offer a very broad introduction to civic education in the USA–framing my remarks historically. Essentially, I trace a tradition of experiential, community-based civic learning that runs from de Tocqueville through Jane Addams to Dorothy Cotton and onward; and a tradition of studying civics in school that really takes off with Horace Mann. These two traditions intertwine, and John Dewey is an important bridge between them. I argue that neither is in very good condition today.

Then Bettina Heinrich, from the Protestant University of Applied Sciences Ludwigsburg, gives an overview of “politische Bildung” (political education or development) in the Federal Republic of Germany, focusing on the post-War period. We both note significant mutual influence between these two countries.

Another event will follow this one:

“Growing Up Across the Pond” (May 3, noon US Eastern Time) will be more about the general context for youth in Germany and the USA today. (You can register here.)

These are both open events, meant for anyone who is interested. They are also introductory events for people who might want to join The Transatlantic Exchange of Civic Educators (TECE), which “will bring together German and U.S.-American extracurricular civic learning professionals to unlock opportunities for mutual learning and reintroduce a transatlantic dimension to the field.”