Category Archives: philosophy

two doses of realism about democracy

I’m an egalitarian, participatory democrat (with a lower-case “d”). I believe that everyone should have as close as possible to an equal say in the political process. We can then decide fairly what scope we will give to markets. I also believe that participating in political institutions and community work can be intrinsically rewarding; therefore, as many people as possible should have the skills and opportunities to participate. Finally, I believe that everyone has knowledge, talents, and energies to contribute.

Nevertheless, political equality has two limitations that I think we should face squarely:

1. Business has a ?privileged position,” as Charles Lindblom noted long ago. Corporations shouldn’t be able to buy influence through campaign contributions or control of the mass media. However, they will be influential in any commercial society?and I believe that that’s what we have, by virtual consensus, in the United States. Without even seeking to affect government policies, they will allocate investments in communities and in nations that have favorable economic policies. Governments will compete to attract investment, and this competition will put downward pressure on taxes and regulation. Although there should be countervailing pressures, the influence of business is unavoidable in a commercial society.

If this is true, then we should be concerned about the degree of alignment between business interests and those of the rest of the public. Peter Peterson, Nixon’s Secretary of Commerce, recently lamented the demise of “corporate patriotism” and the lack of “corporate statesmen” today. He recalled the essential role that business had played in passing the Employment Act of 1946, (attacked at the time as “socialistic”), creating the president’s Council of Economic Advisors and the World Bank and IMF, and selling the Marshall Plan. Each of these reforms can be criticized for its substance, but each had broad support on the left.

We will be particularly suspicious of such reforms if we view the very idea of benign business influence as a myth and a sham. My sense is that business interests sometimes align sufficiently with public interests to allow compromises that are about the closest we can get to social justice in a commercial society. I also have the sense that such alignment is less likely today than in the period 1945-1970. Big businesses should be concerned about the federal government’s long-term fiscal solvency, and also about extremes of wealth and poverty, since their broader self-interest is involved. Yet they have little tangible positive influence today.

I suspect that business interests are most likely to align with broader interests if (a) firms have a lot of ?sunk costs? and cannot casually move their investments around; (b) the personal standing of their leaders is connected to their reputations for public service; (c) they are forced, by collective-bargaining and other arrangements, to consult regularly with workers and consumers, so that they are aware of other perspectives; and (d) they know that corporate ?statesmanship? is valued by religious congregations, community associations, colleges, and the press. Each of these factors is weaker than it used to be because of globalization, market worship, and declining unions.

2. Civic engagement is a minority taste. All types of people can and do participate in politics and civil society, whether they are young or old, rich or poor, white or people of color, women or men, citizens, residents, or even illegal aliens. However, participation is not for everyone. Only a minority of any community will attend meetings regularly, closely follow the news, lead and form associations, and organize and motivate others.

If this is true, then we should care whether these civic activists are a diverse and representative group, whether their interests align with those of average people, what techniques they use to gain influence, and how public-spirited they are. We should also care what resources they have at their disposal.

This is an abstract argument, but it has concrete, practical implications. For example, I have argued in favor of some kind of separate space on the Internet that imposes civic norms (decided on by the participants) and that serves civic activists. One way to do this would be to have a separate .civ (?dot-civ?) domain in which websites would be governed by norms that they enacted deliberatively.

There?s an argument against such an approach. The ?dot-civ? space would doubtless become a kind of walled-garden for people who are already civically active–uninteresting to those who go online for other reasons, including pop culture. Beth Noveck writes (pdf, p. 22) that my proposal was ?roundly criticized and rejected by the group assembled? to consider it. I remember the same conversation as considerably more balanced. In any case, I would argue?as a general matter?that it can be more effective to provide resources and networks for the ?civic tenth? in all our communities than to try to infuse small doses of civic values into mass culture. Again, we must be concerned about how diverse the active citizens are, but it?s a mistake to imagine that they will be very numerous.

Paolo & Francesca

Among the most common keyword searches that lead visitors to this website are “Paolo” and “Francesca.” I don’t blog about those two doomed lovers from Canto V of Dante’s Inferno, but I am (slowly) writing a book about them. It’s an odd book (which may prove very hard to publish), because it combines rather detailed readings of the Inferno and various modern versions of Francesca da Rimini’s story with a lot of analytical philosophy to build an argument for a certain way of thinking about morality. I’ve recently rewritten the Introduction to match the evolving content of the book.

libertarianism and socialization: replies

(Written in Macon, GA): It’s amazing how a comment about libertarianism draws more attention than almost anything else in the “blogosphere.” In a post from last week, I argued that libertarians ought to be concerned about how parents and communities raise their kids, because most people are not raised to value individual liberties as highly as libertarians would want. I also expressed some openness to pragmatic libertarianism while rejecting a pure philosophical form of the ideology. This post provoked comments on my site, in my email inbox, and on the Crooked Timber site, thanks to a nice mention by Kieran Healy. I’d like to respond to several of these comments together:

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thoughts on libertarianism

Since I?m at a Liberty Fund conference with several libertarians, I?d like to make two comments about this ideology:

1. I?m open to pragmatic but not philosophical libertarianism: If you come at me with a coherent and radical version of libertarianism, I will resist it. In contrast to libertarians, I believe that human beings may make claims on others for economic support; that some of these claims are morally obligatory; and that governments may enforce such claims through taxing and spending. I don?t see a tax as an immoral ?taking? of sacrosanct private property. This is only one place where I part company with abstract libertarian theory.

However, libertarians have also developed a whole set of pragmatic arguments to accompany their core philosophical beliefs. They say that governments tend to fail at their own explicit purposes, are often captured by special interests, and promote upward economic redistribution; and that markets work better. Libertarians often assert that these arguments must apply in all (or almost all) circumstances. They rely on fundamental theoretical reasons that derive from economics, not philosophy?for example, the idea that markets efficiently deliver what everyone demands. I think, in partial contrast, that market solutions often work in particular domains and are worth testing. In practice, this means that I am open to, and interested in, libertarian arguments that take the form, ?A market will solve problem x? (where x is something like poverty, crime, or environmental degradation). Pure philosophical libertarianism, however, says, ?We shouldn?t structure the ground rules of society in order to solve problems of this type; we should simply respect private individual liberty.? I disagree with this formulation, but that doesn?t prevent me from learning practical lessons from libertarianism.

For example, my colleague Bob Nelson is a libertarian who has argued for a long time that cities ought to grant all their zoning power to neighborhood associations. I can imagine granting such associations the right to buy garbage and sewer services on the open market; and the right to operate charter schools. Local police precincts could also be made accountable to the same associations. I suspect that in poor neighborhoods, people could do better for themselves than the city government can do for them. I?m not positive that this is a libertarian position, but whatever it is, it?s well worth a try.

2. Libertarians should be much more concerned than they are with political socialization: For well over a century, libertarian authors have been arguing eloquently for a minimal state. Yet most Americans favor Social Security and Medicare, oppose drug legalization, and are even lukewarm about the Bill of Rights. What?s gone wrong? Perhaps libertarian arguments are not compelling. (That is my own view.) Or perhaps parents and communities are raising their kids to be other than libertarians. A shelfload of books and articles by the likes of Hayek, Nozick, and Ayn Rand cannot counteract powerful socialization by millions of parents.

I mentioned an example in my last post, but let me spell it out a little more. In some metropolitan areas, there?s a stark contrast between neat, safe, prosperous private communities in which open displays of political opinion are banned, and poor, relatively high-crime urban neighborhoods in which you often see political signs and even some picketers and canvassers. There is also a contrast between fancy suburban malls?considered private property?in which canvassing and leafleting are banned, and decrepit urban streets in which you can see all kinds of political speech, including graffiti. If millions of kids grow up in communities that are wealthy but intolerant of public speech, they are likely to draw the conclusion that speech is detrimental to order and prosperity. As I wrote in my last post, this is political socialization for fascism.

Libertarians are loath to restrict private contracts, even those that voluntarily restrict speech. They have a point: we aren?t free if we cannot associate in intolerant communities. But if many people choose to ban freedom within their commonly-owned private property, then they are highly unlikely to raise libertarian kids. This is a big problem for libertarianism. Paper guarantees of freedom mean nothing if most people are against freedom.

The great libertarian economist Frank Knight wrote in 1939:

The individual cannot be the datum for the purposes of social policy, because he is largely formed by the social process, and the nature of the individual must be affected by social action. Consequently, social policy must be judged by the kind of individuals that are produced by or under it, and not merely by the type of relations which subsist among individuals taken as they stand.

Moral: if you want libertarian policies, you need “social processes” that make people libertarians, and those policies may not arise as a result of free choices by individuals “taken as they stand.” What’s more, free parents make choices that overwhelmingly shape their children, which means that there can be tradeoffs between parental liberty and the liberty of the next generation. As Knight wrote, “liberalism is more ‘familism’ than literal individualism.” But if families don’t produce children who strongly prize freedom, then liberalism and “familism” will work at cross purposes.

condos, gated communities, and shadow governments

Montr?al: I?m at a Liberty Fund conference on private neighborhood associations. The Liberty Fund is a basically libertarian foundation that organizes more than 100 small conferences a year. The participants are not all libertarians?or else I would not have been invited.

It turns out that some 50 million Americans now live in some kind of community governed by an association: a condominium, cooperative, or a planned community with a board. Often a developer subdivides some land or constructs an apartment building and sells the units with deeds that (a) impose numerous rules on the buyer; and (b) create a board or other body that can legislate further and enforce existing rules.

These are voluntary associations: you don?t have to buy a house or an apartment in any particular condo or planned community. At the same time, they act like governments, taxing, regulating and fining residents and enforcing their decisions in courts. Indeed, they are more powerful than conventional governments, which are restrained by the Constitution of the United States. Residential associations can, and actually have, banned the display of signs critical of themselves, banned the sales of certain newspapers, even banned the private possession of materials they deem pornographic. The rationale for these rules is to increase property values, although the rules may also have other purposes, benign or malevolent.

These quasi-governments raise questions of interest to libertarians and others. For example:

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