Category Archives: revitalizing the left

“vertical farms” and the new political economy

Since the Industrial Revolution, fossil fuels have reduced human–and animal–drudgery. This has generally been a blessing, although we are now in danger because all that burned carbon is messing up the global climate. (And wars have been fought over oil.)

The blessing of carbon is certainly a mixed one nowadays for older industrial cities like Baltimore, Detroit, or my hometown of Syracuse, NY. You can think of a city as an economy, with imports and exports. Energy is a major import; and we should count not only the electricity, oil, and gasoline that is literally moved into the city, but also the energy components of food, clothing, waste processing, and other necessities.

Fossil fuels have replaced work, but there is not enough rewarding work left in our older cities. The cities have to pay, somehow, for the fuel they import. The best way would be to produce exports, but manufacturing is cheaper in the developing world, and the knowledge economy belongs to people with excellent educations. The old plants lie empty–like Sparrows Point, near Baltimore, which once employed 30,000 people in steel and shipbuilding. The biggest employers in Baltimore City today are the government and private health and education facilities: together, they provide 165,000 out of 350,000 total jobs. Those positions are subsidized by state and federal taxes, but at insufficient rates. You could almost say that Baltimore purchases its fossil fuels and other necessities using Medicare, Medicaid, Title One Education funds, and state aid to schools–all funded by taxpayers who have little love for the inner cities. (I mention Baltimore because it’s nearby, but the same is certainly true of Syracuse, New Haven, and other cities in which I have lived.)

The most appealing alternative I can think of is to replace fossil fuels with rewarding human labor that must be done on-site and cannot be outsourced. That is a tall order, especially if we expect the labor to be both rewarding and accessible to people without college degrees. But there are glimmers of hope. I love the idea of vertical farms that would produce hydroponic fruits and vegetables right in the city, using solar power, waste water, and skilled human labor instead of fossil fuels. Think of the nutritional, environmental, educational, social, and even aesthetic advantages if we could pull this off. (The picture is a design by Chris Jacob.)

Feingold and La Follette

On Monday evening, I went to a party to celebrate my friend Sandy Horwitt’s recently released book, Feingold: A New Democratic Party. I haven’t read the whole book yet, but it’s very engaging. I share Sandy’s view that Senator Russ Feingold is a fitting successor to Senator Robert M. La Follette, Sr., who held the same seat a century ago. La Follette is the hero of my New Progressive Era, and I wrote quite a lot about him that didn’t make the final cut. I spent some time with his papers and read most of the major studies of him. La Follette was a true hero, but he was a tragic hero, most of whose causes failed. The reason, I think, is that he never resolved some fundamental dilemmas of modern democratic politics: how to make government effective without making it technocratic; how to mobilize people for popular reform without reducing their capacity to deliberate and form their own views; how to appeal to common interests without losing sight of the particular interests that make us human; how to separate the public sector from private money without shielding government from innovation; how to retain the spirit of the neighborly community in a mass society.

On the basis of Sandy Horwitt’s book, it appears that Senator Feingold is a serious student–and emulator–of La Follette. The modern Senator has the same moral compass as Fighting Bob. He is reacting to the current war much as La Follette responded to World War One, and he abhors G.W. Bush much as La Follette denounced Wilson. (Those two presidents are similar, I’ve argued.) Feingold is as independent as the founder of the Progressive Party was. But I don’t think that Feingold, or anyone in our time, has resolved the problems of mass democracy that arose at the beginning of the 20th century. His agenda of political reform lacks a large and passionate constituency, and that’s because of the atomization and technical rationality of modern society. Sandy evokes the small-town Wisconsin values that shaped both La Follette and Feingold (many decades apart), but he doesn’t say–because nobody knows–how to make those values salient in a nation of 300 million.

a new progressive era?

Tomorrow, I’m presenting at the Labor and Employment Relations Association (LERA) National Policy Forum. I’ve been invited to speak on a panel entitled, “A New Progressive Era? The Influence of State and Local Initiatives on National Policy.” Presumably, I was invited because I wrote a book entitled The New Progressive Era. I don’t have much to say about the real topic of the panel, which is whether “recent local and state initiatives on employment and labor relations” will lead to “national level policies.” If I’m going to be any help at all, I need to reflect on general parallels between the Progressive Era (1900-1924) and today. This will also be a chance to present a different view of the original progressive movement than the one I held in the 1990s.

Huge changes occurred during the Progressive Era, and the word “progressive” had such positive connotations at the time that proponents of every important development liked to call it “progressive.” (Walter Lippmann observed in 1921 that “an American will endure almost any insult except the charge that he is not progressive.”)

Among the important changes that could be called “progressive” were: administrative centralization in industry and government; specialization, professionalization, and the cult of science and expertise throughout society; the increased use of formal rules and regulations in both government and business, often to protect consumers; reform legislation designed to reduce the impact of money in politics; the “efficiency movement”; the growth of organized labor (which mimicked forms of administration seen in business and the state); and a new ideal of citizenship. Whereas the 19th century citizen was supposed to be a loyal and enthusiastic member of an identity group, the progressive citizen was supposed to be an independent, informed judge of public policies. That ideal led to concrete reforms such as the secret ballot and attacks on political parties. Overall, politics became less “popular,” more a matter of expert administration; and turnout dropped accordingly.

In my book, my heroes were Robert M. La Follette, Sr., Jane Addams, John Dewey, and their associates. Although these three surely deserve the label “progressive” (for instance, La Follette won the Progressive Party nomination), they were ambivalent about the main trends I mentioned above. In the Library of Congress, I read a book manuscript that La Follette wrote–but for some reason never published–criticizing the state government of Wisconsin for becoming overly professionalized, expert-driven, bureaucratic, and distant from ordinary people. Jane Addams battled the Chicago Democratic machine but wrote appreciatively of the emotional connection between a machine Alderman and his constituents. Compared to the “village kindness” of the ward boss, she wrote, “the notions of the civic reformer are negative and impotent …. The reformers give themselves over largely to criticisms of the present state of affairs, to writing and talking of what the future must be; but their goodness is not dramatic; it is not even concrete and human.”

I thought that my favorite progressives were characterized by three main principles:

  • They were democrats, willing to do what the public wanted rather than push policies that they favored for theoretical reasons. That was the heart of Dewey’s pragmatism: a rejection of general rules and a commitment to democratic processes. It is what separated all of my heroes from the Socialist Party of the time, which used democratic procedures but which was wedded to Marxist principles. La Follette embodied Deweyan pragmatism even before Dewey wrote any influential books. As a candidate, La Follette typically avoided strong policy proposals but argued for a more democratic process and pledged to do what the people wanted. Most of his policies were procedural–campaign finance, lobby disclosure, and the like.
  • They were egalitarians, critics of political processes that gave some people more power than others because of money, secrecy, or administrative structures.
  • They loved deliberation. La Follette printed the following words by Margaret Woodrow Wilson on the front cover of his popular Weekly in 1914: “No wonder that [politicians] do not always know what the people want. Let us get together so that we may tell them. All of our representatives are organized into deliberative bodies. We, whom they represent, ought also to be organized for deliberation. When this happens, and then only, shall we vote intelligently.” For these reformers, democratic participation did not mean developing preferences and expressing them in the ballot box or the marketplace. It rather meant discussion, listening and persuading–collective education.
  • I would now add a fourth principle:

  • They understood that deliberation and democracy could not be achieved through changes in rules and processes alone. Citizens needed new skills and identities in order to participate. Culture-change was essential. This explains why they built model institutions with strong democratic cultures, such as Hull-House, the Chicago Lab School, and the University of Wisconsin’s Department of Debating and Public Discussion, which sent 80,000 background papers per year to citizen groups.
  • The people I’m calling Progressives faced several serious dilemmas that we still haven’t solved. It was hard to sustain public support for “democracy” without promising concrete social and economic changes. Yet to promise a particular policy, such as a child-labor law, meant circumventing public discussion and dialogue. Progressives appealed to the general or public interest, but people understandably identified with narrower group interests. The Progressives built impressive small institutions that were genuinely deliberative and democratic; but they never figured out how to increase the scale of these efforts. For example, Deweyan educational practices, when implemented on a large scale, became grotesque parodies of his ideas. Finally, despite their ambivalence about expertise and centralization, the Progressives never designed large and strong institutions that remained participatory and egalitarian. The Wisconsin state government that La Follette criticized as bureaucractic and arrogant was the very same government that he had built during his own gubernatorial administration. Although he wasn’t directly responsible for how it developed, he did not know how to stop it from becoming a Weberian bureaucracy.

    Despite these dilemmas, I believe the Progressives whom I admire contributed an enormous amount to mid-20th-century liberalism. Most progressives (including Dewey) were ambivalent about the New Deal. But the New Deal benefited from the open deliberations of the Progressive Era (which generated a host of creative policy ideas) and from ordinary people’s trust in public institutions. People trusted the government and were willing to spend tax money on it because–among other reasons–many teachers, social workers, conservationists, and other public employees had Deweyan traditions of working collaboratively with laypeople. For instance, neighbors of Hull House and its employees had real mutual accountability and respect. So when Hull-House was “taken to scale” in the New Deal, people could feel a place in the new government agencies.

    In short, Progressive-Era pragmatism contributed to something that it wasn’t–to the ideology of mid-century liberalism that dominated government from the FDR to LBJ. Liberalism was a robust ideology because it had: a comprehensive diagnosis of social problems, a store of moving rhetoric and famous leaders, an impressive array of policies and institutions, and a set of active constituencies, many of which benefited from liberal policies. Thus the ideology replicated itself from generation to generation.

    But, in my opinion, mid-century liberalism has been dead for 25 years. The Great Society diagnosis doesn’t fit our contemporary problems, many of which have strong cultural dimensions. The leftover institutions, such as public schools and environmental agencies, are insufficiently participatory and accountable. The liberal constituency has shattered, in part because people don’t have good reasons to trust the government.

    The time is ripe for a revival of La Follette-style pragmatic progressivism. An open-ended, deliberative approach to politics is timely now because we don’t have any impressive ideologies. (Conservatism is as dead as liberalism is). An enthusiasm for deliberation is appropriate for an era in which we have exciting new techniques and technologies for public discussion and collaboration. It’s time for a new look at government agencies now that businesses and nonprofits are becoming less hierarchical and “flatter.” And small-scale experimentation is appropriate given the frailties of our large public institutions. Today’s charter schools, watershed restoration projects, community development corporations, and land trusts may well be our equivalents of settlement houses and lab schools.

    lessons from the health care defeat

    At the Democratic presidential debate in South Carolina, the candidates were asked: “What is the most significant political or professional mistake you have made in the past four years? And what, if anything, did you learn from this mistake which makes you a better candidate?” Senator Clinton replied: “Certainly, the mistakes I made around health care were deeply troubling to me and interfered with our ability to get our message out.”

    I would love to know what mistakes she thinks she made and what she learned from them. I would be sincerely interested in her full response–if she could give it candidly–because she is highly intelligent and experienced and she has a unique perspective as organizer of the 1993 health care reform effort. We cannot know for sure, but I suspect she would disagree with my interpretation, which is the following. …

    The 1993 health reform proposal represented a particular kind of liberalism which is dead. The proposed system would have required an enormous degree of public trust. The details were extremely complicated, so that people (certainly including me) could not understand them. The structure that Clinton proposed would have evolved and shifted as public-sector organizations negotiated with private insurers. Thus the details of the health plan were not only complex; they were unpredictable. Why then should citizens entrust thousands of their dollars per capita to the government? The implicit reasons were: 1) We (in the government) are more trustworthy than those greedy people in HMOs and insurance companies. 2) We will represent you because we are elected. We will act like an interest group in the marketplace, bargaining for advantage; but you will own us. And 3) We are extremely smart. Ira Magaziner is a Rhodes Scholar; we’ve known him since college days–he has a high IQ.

    Those three arguments could work in 1935, when Roosevelt brought lots of talented Ivy Leaguers to Washington to create elaborate programs. It could work in those days because there was more deference to expertise, more hostility to business, and a deeper national emergency–but also because people belonged to institutions with which they had real contracts. They were members of local party organizations and unions that had to pay attention to them in return for their participation. In turn, the New Deal administration was accountable to the unions and the party organizations.

    By 1993, that infrastructure was gone. Less than 15 percent of the private sector workforce belonged to unions, which seemed unaccountable even to their shrinking membership. The parties were not organizations at all, but collections of political entrepreneurs. Although we have very pressing reasons to distrust private health insurers, we also have reasons to distrust the government, which gives us urban police departments, the Iraq war, etc.

    In the South Carolina debate, Senator Clinton mentioned “getting the message out.” I don’t think a better message for government-funded health care could work, under these conditions. I’d argue that we cannot have a national health care reform plan unless we use one of these strategies to earn public trust:

    1) We could design a government-run system: for example, a single-payer insurance fund that actually set prices for health care. This would give the state enormous power, but also achieve huge savings. In order for people to trust it, they (or a large representative group of them) would have to be actively engaged in writing the law and then revising it. We would need an ambitious series of public deliberations involving a representative sample of citizens. As a charter member of the Deliberative Democracy Consortium and a board member of AmericaSpeaks (which organizes such processes), I’m hopeful that this approach could work. However, I must concede that we have no idea whether public deliberations could build trust for an enormously expensive program, especially if well-funded special interests bitterly attacked it.

    2) We could rebuild participatory local institutions as the base for stronger government. That’s an attractive idea, but one that would take decades to achieve, if we could figure out how to do it at all.

    3) We could have some simple and transparent system that was trustable because it was understandable. I don’t think that the government could set prices, because that is inevitably complex. Instead, the government would probably have to issue vouchers that people would use to buy insurance. Unfortunately, we would then be stuck with insurance-company profits and marketing costs.

    managing risk

    In an age of weak family structures and communities–and unstable employment–individuals and nuclear families are on their own; they need to be able to manage risk so that they can bounce back from adversity. To help people to hedge risk is different from guaranteeing their welfare or reducing social inequality. It probably isn’t adequate, but it is important in the current era of high volatility.

    What are the big economic risks for Americans, especially for the working class? Being laid off or seeing one’s salary drop dramatically, perhaps because of a reduction in paid hours. Sickness or injury, including injury caused by crime. Divorce and widowhood. Kids who are sick or in trouble. Business failure, including the failure of very small enterprises such as trading pages on e-Bay. Loss of property (such as homes and vehicles) due to robbery, fire, or accidents. Steep declines in the value of one’s home or land, such as we see in Rust Belt cities and the Farm Belt.

    There are financial instruments designed for some of these risks–for example, home insurance. But sometimes such instruments are too expensive for people whose property is particularly modest. Other risks do not seem to be covered at all by available insurance (divorce, for instance; or the delinquency of one’s child). The government covers some people’s medical care, but many are not eligible for Medicare or Medicaid and cannot afford private packages. The state is supposed to prevent crime in the first place and can sometimes order restitution. But crime can devastate its victims.

    It’s interesting to envision a comprehensive set of mechanisms for managing these risks. Some mechanisms could be provided by the state or state-subsidized. Others might be developed by private organizations.