Category Archives: academia

a market failure in higher ed (the Summers case)

In the highly competitive global market for college students and faculty, Harvard is the leader. A major consulting firm that was hired to advise Oxford (I think it was McKinsey & Co.) found that Oxford could potentially compete with any institution in the world except Harvard. In a business obsessed with rankings, Harvard sits on top, and everyone else emulates it.

President Larry Summers was popular with students (Harvard’s “customers”), but unpopular with faculty (the employees). He was forced out by the Trustees, who have a fiduciary duty to protect the institution. Although we know that students never have much clout, it’s a bit of a puzzle that the faculty should prevail in an organization that is so successful at attracting student-applicants.

Of course, it’s possible that Summers was forced to resign because he was wrong on the merits, and the Trustees saw that. I suspect, however, that the issue was not his comments about women scientists or his confrontation with Cornel West (on which the Trustees might have thought he was wrong). The issue was a set of curricular and budgetary reforms that promised to enhance Harvard’s actual education while eroding the power of tenured professors in the Arts and Sciences. On those matters, Summers was very likely correct.

I want to emphasize that I don’t see students as customers. Nevertheless, an economic analysis is useful for revealing how institutions actually work (as opposed to how they should work). Here are two contrasting views of the economics of the situation:

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a proposal for college reform

Last week, I wrote that it pays for colleges merely to select the most qualified high school students and then put their energy into attracting and retaining famous scholars. They don’t actually have to educate their students, because their graduates will succeed anyway. Those admitted to selective institutions are on a track for success at age 18; a college degree will certify their talent and thus give them a big income boost. Parents, students, professors, administrators, and prospective employers have little incentive to worry about how much value the college actually provides though courses. Only the state and the taxpayers have a reason to care.

Here is possible strategy for a college that wants to break the mold:

1. Select applicants who are most likely to benefit from the education that the college offers, based on a whole new admissions process that is not designed to cherry-pick the applicants who are already most advanced at age 18. When students are ready to graduate four years later, evaluate them using a comparable assessment and boast about the “value-added.” If a college uses this approach, its SAT scores and average high-school GPA may fall, and then it will sink in the US News and World Report rankings. I would make a virtue of that result and brag about adding value instead of selecting applicants who are bound to succeed.

2. Both during the application process and at graduation, assess students on their ability to address complex, multidimensional problems, ideally in cooperation with others. (My university’s Gemstone program is an example.) Set them problems that require a combination of interpretive skills, quantitative analysis, management and communication ability, and strategic thinking. Develop the assessment with input from private-sector employers and civic leaders who can certify that a high score means readiness for work and citizenship.

3. Constantly reform the curriculum and pedagogy to maximize gains for all students on the assessments described above. Perhaps a good approach would be to assign teams of students to address elaborate, multimensional problems over six weeks or longer. Given the same faculty-student ratio and the same faculty work-load that we have today, a college could reassign its professors to interdisciplinary teams that would advise teams of students working on projects. I’m not sure that this is a great idea, but it certainly seems more promising than having professors lecture to huge classes and rely on graduate students to translate their thoughts.

college teaching isn’t very effective

Yesterday’s post was long and meandering. I was thinking as I wrote about several different (but related) topics. I’m beginning to plan a speech that I’ll give in Texas in January, and yesterday’s post was preparatory. Anyway, I think I “buried the lead.” If anything I wrote was interesting, it was this paragraph:

College students score higher on tests of knowledge and critical thinking near the end of their undergraduate careers than at the beginning. The best estimates suggest that college exposure has a positive effect–between one quarter and one half of a standard deviation, depending on what outcomes we measure. However, there is remarkably little evidence that the type of college matters, even though colleges differ extraordinarily in size, selectivity, and mission. To me, this finding suggests that little of what a college does intentionally to educate students has an impact. Students grow, in part thanks to the college experience (which includes extracurricular activities and living arrangements); but they do not benefit to an impressive degree from college teaching.

As Hellmut Lotz noted in his comment yesterday, “course work provides valuable focus to the learning experience in dorms and friendship circles. If young adults went to … day care [for a year], they would probably learn less.” I agree. Students benefit from being congregated with other students in institutions supposedly dedicated to learning. Even the title of “student” probably has a positive effect. Nevertheless, the direct impact of the instruction that colleges offer seems remarkably small, given how much we charge for it. I blame large classes, unhelpful exercises, poorly prepared and motivated teachers, and inappropriate curricula–but the underlying problem is the incentive structure that I described yesterday. Neither colleges nor students have enough reason to care about the “value-added” from higher education.

The source, again, is Ernest T. Pascarella and Patrick T. Terenzini, How College Affects Students: Vol. 2, A Third Decade of Research (Jossey-Bass, 2005), p.145-6; 205-6.

effects of faculty ideology

In the debate about the alleged liberal bias of universities, some people say that it doesn’t make any difference if most professors are left-of-center, because most of their students soon become moderates or conservatives. In other words, professors’ political opinions have little impact.

Indeed, the impact of faculty can easily be exaggerated. Students form their own opinions, and to the extent that they are influenced by others, professors are by no means the most important guides. Peers, parents, clergy, and the mass media almost certainly have more impact. Nevertheless, longitudinal survey data show that the ideology of a given college’s faculty affects its students, even if we hold constant undergraduates’ attitudes when they enter.

The “political climate” of a college, measured in terms of average student opinions and average faculty opinions, has significant and consistent effects on individual undergraduates, influencing their likelihood of voting, their commitment to social activism, and their views on a wide range of contested current issues from the death penalty to taxation. The effects of faculty and peers are independent; the peer effects are considerably bigger. Sometimes, studies find that the peer effects completely negate the faculty effects. However, it may be that liberal students elect to attend certain colleges because their faculty have a reputation for being liberal. Then peer effects would reflect faculty effects.

Incidentally, having a liberal faculty is also associated with increases in students’ interests in the arts.

Pascarella and Terenzini find that “Participation in racial or cultural awareness workshops and enrollment in ethnic or women?s studies courses, for example, are both likely to nudge students’ political orientations toward the left side of the liberal-conservative political spectrum and increase their support for social activism.”

Students in private colleges and selective colleges are most likely to change their opinions in a liberal direction. (This finding is based on measures of attitudes toward a few policy issues.)

Source: Ernest T. Pascarella and Patrick T. Terenzini, How College Affects Students: Vol. 2, A Third Decade of Research (Jossey-Bass), pp. 286, 294-5, 292 306, 294.

universities and civic education

A 1911 committee of the American Political Science Association recommended that elementary school students should cooperate with local government agencies or community associations to beautify vacant lots, as a way of learning civic skills. They also suggested that high school students should become critics of their own education and be asked to write papers on topics like these:

“What changes have been made in your high school course of study in the last ten years? … What changes would you suggest in the content and methods of teaching the studies you are taking to make them more useful to you?”

In 1906, a distinguished political scientist recommended that boys be sent to live on empty land near town for several summer weeks. The boys would form a self-governing and self-sufficient “republic” of adolescent farmers and thereby learn democracy. These facts come from Hindy Lauer Schachter, “Civic Education: Three Early American Political Science Association Committees and their Relevance for Our Time,” PS Online (1998).

I’m reading this and other articles to prepare for a meeting that CIRCLE has organized along with the Carnegie Foundation for the Advancement of Teaching and the American Political Science Association’s Civic Education Committee. The subject is the civic role of universities. We will be looking at statistical studies of the civic effects of college education. So far, however, I have been reading historical papers.

The received wisdom is that American colleges were primarily dedicated to moral and civic education until the early years of the 20th century. As the anecdotes in Schachter’s article reveal, many leading academics favored a highly experiential approach to civic education–both for k-12 students and for undergraduates. However, under the influence of German research universities, the leading American institutions gradually devoted themselves to objective, scientific research and specialized professional training. A 1914 APSA Committee recommended that citizens “learn humility in the face of expertise.” As universities focused on the education of experts, they lost their moral and civic focus (for better or worse). They ceased recommending or implementing the kind of experiential civic education described above.

This is now a fairly standard story. Some of the best recent scholarship complicates it, noting, for example, that there was a powerful civic vision embodied in the new research universities. See William Talcott’s “Modern Universities, Absent Citizenship,” which is CIRCLE Working Paper # 39 (pdf).