Category Archives: academia

academic freedom and accountability

More than a week ago, Harry Brighouse wrote a Crooked Timber post entitled “What’s the point of academic freedom?” It provoked a lively, focused, and intelligent discussion. One of Harry’s main points was that academic freedom is not primarily a matter of individual autonomy. Universities, disciplines, and academic departments control what is taught, what is published, what work qualifies advanced students for degrees, what research is funded, who is hired, promoted, and tenured, who is invited to speak publicly, and on what topics. In all these respects, academia as a set of institutions constrains the free speech rights of individual academics when they are on the job.

The main questions, therefore, are: (1) To what extent should academic institutions be autonomous–collectively-self governing? (The alternative is for some outside power, such as the state government, to regulate them). (2) How should academia govern itself? For example, should the faculty of a whole university (which combines many disciplines) influence tenure decisions within a particular department? (3) To what extent should academic institutions decide to govern themselves by granting maximum individual autonomy to professors over such matters as course topics? To what extent should the internal norms of academia be libertarian, as opposed to meritocratic, egalitarian, or communitarian?

Much of the discussion in the comments thread favored institutional autonomy for academia on the grounds, first, that outsiders lack the expertise to make judgments of quality, and second, that politicians and students have untrustworthy agendas. The examples that arose include medieval studies, philosophy of language, and Victorian English literature. In these cases, research costs relatively little (thus is can be sustained with tuition money). Such research has relatively little impact on public policy or public issues. And such research can be particularly technical and hard for outsiders to judge properly. Thus it seems unnecessary and unwise for outsiders, such as politicians, to try to influence how these disciplines are practiced.

But the core liberal arts represent only a small fraction of academia. Some professors are engaged in pure research that is very costly, requiring particle accelerators or massive door-to-door surveys. These researchers are surely accountable to the taxpayers or foundations who fund their work. Even if legislators cannot understand particle physics, they must make judgments about whether it is worth money that could otherwise be spent on child health or returned to taxpayers. There is no expertise on that essentially moral matter, which is for the public and its representatives to decide.

Other professors teach and study fields like elementary education, accounting, marketing, planning, forestry, law, public health, librarianship, and nursing. These fields have direct relevance to public institutions and policies. For example, planners actually determine the shape of our cities; education professors profoundly influence aspects of our public schools. Academics are also gatekeepers to licensed professions, such as law and teaching, that are very powerful within the state sector; in this respect, their political power is evident and direct.

The expertise that these professions develop is at least partly problematic. For example, it is good to have rigorous, quantitative research on education. But it is also crucial for parents and other citizens to judge what their schools are doing and why. If education becomes dominated by highly technical jargon, our schools are no longer genuinely “public.” Genuinely public schools are ones in which many adults participate and influence the outcomes and norms. Participatory schools work better than others, but that is not the main point. The main point is that people have a right to shape the education of the next generation.

If one starts with the example of a philosopher of language, writing a paper in her own home after teaching classes to pay her salary, the arguments for academic autonomy are at their zenith. As one commenter writes, such “professors only answer to other professors.” But if one starts with a professor of educational administration or urban planning, I think it’s pretty obvious that the public has some rights of oversight and review. How exactly that should be exercised is a more complicated question.

making comparative judgments

Prof. Brian Tamanaha says that that he’s “losing [his] stomach for honest academic exchange,” meaning that he no longer wants to write critical reviews of peers’ work. He writes, “I feel like a coward, shirking my responsibility as an academic.” I can sympathize, having been deeply involved lately in making comparative judgments. I’m the chair of a job search committee that’s choosing among more than 225 applicants for–at most–three jobs. That inevitably means making comparative judgments about publications and presentations. I also do a fair amount of peer-reviewing. And I’m on the other side of the table all the time, with plenty of pending articles, grant proposals, and other applications of my own. A book manuscript of mine was recently rejected after a 15-month wait because of a negative peer-review.

It is our academic duty to make such critical judgments. My Institute cannot give jobs to all 225 applicants, so we must judge their merits, or at least their “fit” for our positions. Publishers cannot print even a small proportion of the manuscripts they are offered; they must try to pick the best ones. Even the search for truth requires critical judgments. If you argue that P and I believe that not-P, we cannot both be right. To establish whether P or not-P is the case, I should try to show why you are wrong. I need to do that in public so that you and others can follow and assess my arguments.

Still, making comparative judgments of merit is only one mode of academic interaction. We can also cooperate and learn from one another. Even if you argue P when P is not the case, I may be able to get a lot out of your argument, your evidence, your methodology, or your style. I share Professor Tamanaha’s feeling that making comparative critical judgments is one of the worst parts of academic life–a necessity, but not a pleasure.

building alternative intellectual establishments

Think back to the year 1970. ….

  • Almost all university professors are men. They seem to be interested only in male historical figures and male issues. They select their own advanced students and colleagues and decide which manuscripts are published. They defend their profession as rigorous, objective, and politically neutral. Feminists respond by criticizing those claims; some also try to create a parallel set of academic institutions (women’s studies departments, feminist journals) that can confer degrees and tenure and publish.
  • Certain academic disciplines, including law, history, and political science, are seen as predominantly liberal. They seem to support a liberal political establishment that has considerable power. For example, law professors are gatekeepers to the legal profession, which produces all judges. Professors in these fields choose their own successors and claim to be guardians of professionalism, expertise, independence, and ethics. Conservatives–disputing these claims–decide to build a parallel set of research institutions, including the right-wing think tanks and organizations like the Federalist Society (founded 1982).
  • The National Endowment for the Arts gives competitive grants to individual artists. NEA peer-review committees are composed of artists, critics, and curators. They are said to be insulated from politics and capable of choosing only the best works. The artists they support tend to come from the “Art World” to which they also belong: a constellation of galleries, art schools, small theaters, and magazines, many based in New York City. Most of the funded work is avant-garde. It is usually politically-correct, aiming to “shake the bourgeoisie.” Critics complain about some particularly controversial artists, and ultimately the individual grants program is canceled.
  • Almost all professional biologists are Darwinians. They assert the legitimacy of science; but their religious critics believe that they depend on false metaphysical assumptions. Biologists use peer-review to select their students, to hire colleagues, to disperse research funds, and to choose articles for publication. Religious critics cannot get through this system, so they build a parallel one composed of the Institute for Creation Research, Students for Origins Research, and the like.
  • The most influential news organs in the country (some national newspapers and the nightly television news programs) claim neutrality, objectivity, accuracy, and comprehensiveness: in a phrase, “all the news that’s fit to print.” Critics from both the left and right detect all sorts of bias. They try (not for the first time in history) to construct alternative forms of media, including NPR (founded in 1970) and right-wing talk radio.
  • If you are influenced by Nietzsche’s Genealogy of Morals and Foucault, you may see all knowledge as constructed by institutions to serve their own wills to power. Then you must view all of the efforts mentioned above with equanimity–or perhaps with satisfaction, since they have unmasked pretentious claims to Truth. If you believe in separate spheres of human excellence, then you may lament the way that various disciplines and fields have been enlisted for political organizing. You may concede that all thought has a political dimension, but you may be sorry that scholarly and artistic institutions have been used as strategic resources in battles between the organized left and right. (I owe this idea to Steven Teles.)

    I guess my own response is ad hoc and mixed. For example, I think that conservative ideas about law, history, and political science are interesting and challenging and should be represented in academia. I’m sorry that some legal conservatives have found their way to the Supreme Court, but the solution is to win the public debate about the meaning of the Constitution–not to wish that conservatives would go away. The Federalist Society provides liberals with a valuable intellectual challenge.

    I suspect that the NEA’s peer-review committees of the 1970s and 1980s often identified the best artists: meaning those who were most innovative, sophisticated, and likely to figure in the history of art as it is written a century from now. (Although who can tell for sure?) But I’m not convinced that taxpayers’ money should be devoted to the “best” artists. Other criteria, such as geographical dispersion, various sorts of diversity, and public involvement, should perhaps also count. If it’s fair to say that the New York Art World dispersed public money to itself, that sounds like a special-interest takeover of a public agency.

    Finally, “creation science” and “intelligent design theory” strike me as both scientific and theological embarrassments, destined to disappear but not before they have done some damage. Nevertheless, the anti-Darwinian organizations reflect freedom of association and freedom of speech and must certainly be tolerated.

    (These ad hoc judgments are probably not consistent or coherent at a theoretical level.)

    the Jonathan Tisch College of Citizenship at Tufts

    I’m just back from visiting the Tisch College of Citizenship and Public Service at Tufts University, which is a very unusual and courageous experiment. At Tufts, there are several prominent experts on “active citizenship”–political scientists, psychologists, sociologists, and staff who guide students in service projects. To build on this strength, the university founded–and Jonathan M. Tisch, the chairman of Loews Hotels, endowed–a College of Citizenship and Public Service. The College does not grant degrees, enroll students, or offer courses. Its founders felt that a standard school or college would only affect a subset of Tufts’ students and faculty. It would become a specialized program, perhaps devoted to training future civil servants. Instead, the Tisch College exists to infuse active citizenship throughout the undergraduate education, graduate and professional schools, extracurricular activities, research, and community relations of Tufts.

    The Tisch College is still in its early years, but it has already produced a stream of publications, programs, and events.

    why colleges should embrace a civic mission

    I’m traveling today to Oglethorpe University in Martin Luther King’s city of Atlanta. Oglethorpe has begun a major initiative to incorporate service and civic engagement into the whole experience of its students. I’m going to moderate a day of discussion for the faculty. I won’t talk much: I want to listen and help the professors to develop their own ideas. However, I have promised a brief opening presentation about why colleges and universities should embrace their civic missions. My outline follows:

    In the 19th century, citizenship and higher education went together. The good citizen, like the good college graduate, knew his or her duty and did it.

    In politics, for example, voting was a public act. You voted for your party?s candidate, and your neighbors watched you do it. Most people were brought up within a party and were expected to stay loyal to it. The parties were defined by ascribed identities that were difficult for individuals to escape: class, race, religion, and region.

    Newspapers routinely mixed editorializing with factual reporting, and each one aimed at a specific identity group. They advocated fiercely.

    In colleges and universities, there was little choice among courses. Most college presidents were clergymen; teaching involved lots of moral exhortation. Moral development was a central function of the institution. Student bodies were homogeneous–often from the same denomination, race, and community. Oglethorpe University had a rather typical founding purpose: to train young men of Georgia to be ministers for the Presbyterian Church.

    A new model of citizenship arose in the 20th century, and a new form of college and university developed to embody it. Now the good citizen was an independent, informed maker of free choices.

    In politics, voting became a private act (thanks to the secret ballot). Because voting for a party is a crude way to choose one’s political preferences, there were efforts to disaggregate the choice. Party-line voting was discouraged; citizens were supposed to choose individual candidates. The referendum, initiative, and recall were launched.

    The best newspapers now aspired to neutrality and separated fact from opinion. Their role was to inform the private reader who would then make choices.

    Higher education changed accordingly. Students were given choices among courses and majors. Professors won autonomy and academic freedom. Knowledge and critical thinking became the chief educational goals. Graduates were supposed to choose their beliefs, their political preferences, and their social roles based on information. Indoctrination was seen as a fault, and as a result there was much less moral exhortation.

    This model reached its apogee soon after World War II. The Oglethorpe Idea (launched in 1944) was unusual in that it put an emphasis on “citizenship.” More typical was a statement by the University of Chicago’s president, Robert Hutchins, in 1933: “‘education for citizenship’ has no place in the university.” Hutchins led a modern research university devoted to dispassionate academic study.

    This ideal came under attack after the War:

  • Conservatives noted that the alleged neutrality of the modern university was misleading, because the curriculum and ethos were pervasively secular. (See William Buckley, God and Man at Yale, 1951).
  • Liberals and leftists noted that the supposedly independent and neutral university won contracts from the Defense Department and prepared its graduates to run corporate America. It was also the gateway to the middle class, yet its admissions decisions were hardly neutral.
  • Others (regardless of ideology) argued that a university devoted to choice lacked any central purpose. It had become a hollow shell without a meaningful set of values that could orient young people.
  • Meanwhile, there were gradual but substantial declines in the actual proportion of Americans who were participating in public life. Presented with a free choice among civic or political groups and causes, many chose not to engage at all. Between 1975 and 2005, the decline was 14% for belonging to at least one group, 31% for being interested in public affairs, 38% for working on community projects, 38% for regularly reading the newspaper, and 44% for attending community meetings.

    Clearly, higher education did not deserve all the blame for this disengagemrnt. (Indeed, people without college degrees were the most likely to drop out of public life.) But higher education wasn’t doing enough to help–to develop interests, skills, and habits of participation.

    Colleges and universities also had another good reason to worry about civic engagement. They were now trying to attract and retain a broader range of students, many of whom were not comfortable or motivated in institutions devoted only to academic knowledge and critical thinking. These students needed to see applications and purposes for what they were learning.

    Therefore, a new set of teaching practices have developed that go beyond both the 19th and the 20th century university. These practices include service-learning, community-based research, living/learning communities, and exercises in public deliberation.

    At their best, these forms of education avoid indoctrination and mere moral exhortation. They prize and teach critical thinking and independence. Nevertheless, they deliberately develop skills, habits, and values that will connect graduates to public life. In short, they don’t tell students what to think about controversial issues, but they do train them to think, to care, and to act on public matters.

    Some controversies and challenges to consider:

  • Can civic education avoid indoctrination? [Stanley Fish says no: “Universities could engage in moral and civic education only by deciding in advance which of the competing views of morality and citizenship is the right one, and then devoting academic resources and energy to the task of realizing it. But that task would deform (by replacing) the true task of academic work: the search for truth and the dissemination of it through teaching.”]
  • Are colleges and universities competent to develop character, especially if such education requires them to work with non-academic institutions and communities?
  • Is it fair to put a university’s resources into service or civic education, when students have paid their tuition and alumni have given money on the understanding that the institution is devoted to academic study?