Author Archives: Peter Levine

why political recommendations often disappoint: an argument for reflexive social science

In an essay entitled “Why Last Chapters Disappoint,” David Greenberg lists American books about politics and culture that are famous for their provocative diagnoses of serious problems but that conclude with strangely weak recommendations. These include, in his opinion, Upton Sinclair’s The Jungle (1906), Walter Lippman’s Public Opinion (1922), Daniel Boorstin’s The Image (1961), Allan Bloom’s Closing of the American Mind (1987), Robert Shiller’s Irrational Exuberance (2000), Eric Scholsser’s Fast Food Nation (2001), and Al Gore’s The Assault on Reason (2007). Greenberg asserts that practically every book in this list, “no matter how shrewd or rich its survey of the question at hand, finishes with an obligatory prescription that is utopian, banal, unhelpful or out of tune with the rest of the book.” The partial exceptions are works like Schlosser’s Fast Food Nation that provide fully satisfactory legislative agendas while acknowledging that the most important reforms have no chance of passing in Congress.

The gap between diagnosis and prescription is no accident. Many serious social problems could be solved if everyone chose to behave better: eating less fast food, investing more wisely, using less carbon, or studying the classics. But the readers of a given treatise are too few to make a difference, and even before they begin to read they are better motivated than the rest of the population. Therefore, books that conclude with personal exhortations seem inadequate.

Likewise, some serious social problems could be ameliorated by better legislation. But the readers of any given book are too few to apply sufficient political pressure to obtain the necessary laws. Therefore, books that end with legislative agendas disappoint just as badly.

The failure of books to change the world is not a problem that any single book can solve. But it is a problem that can be addressed, just as we address complex challenges of description, analysis, diagnosis, and interpretation that arise in the social sciences and humanities. Every work of empirical scholarship should contribute to a cumulative research enterprise and a robust debate. Every worthy political book should also contribute to our understanding of how ideas influence the world. That means asking questions such as: “Who will read this book, and what can they do?”

Who reads a book depends, in part, on the structure of the news media and the degree to which the public is already interested in the book’s topic. What readers can do depends, in part, on which organizations and networks are available for them to join and how responsive other institutions are to their groups.

These matters change over time. Consider, for example, a book that did affect democracy, John W. Gardner’s In Common Cause: Citizen Action and How It Works (1972). After diagnosing America’s social problems as the result of corrupt and undemocratic political processes and proposing a series of reforms, such as open-government laws and public financing for campaigns, Gardner encouraged his readers to join the organization Common Cause. He had founded this organization two years earlier by taking out advertisements in leading national newspapers, promising “to build a true ‘citizens” lobby—a lobby concerned not with the advancement of special interests but with the well-being of the nation. … We want public officials to have literally millions of American citizens looking over their shoulders at every move they make.” More than 100,000 readers quickly responded by joining Gardner’s organization and sending money. Common Cause was soon involved in passing the Twenty-Sixth Amendment (which lowered the voting age to 18), the Federal Election Campaign Act, the Freedom of Information Act, and the Ethics in Government Act of 1978. The book In Common Cause was an early part of the organization’s successful outreach efforts.

It helped that Gardner was personally famous and respected before he founded Common Cause. It also helped that a series of election-related scandals, culminating with Watergate, dominated the news between 1972 and 1976, making procedural reforms a high public priority. As a book, In Common Cause was well written, fact-based, and clear about which laws were needed.

But the broader context also helped. Watergate dominated the news because the news business was still monopolized by relatively few television networks, agenda-setting newspapers, and wire services whose professional reporters believed that a campaign-finance story involving the president was important. Everyone who followed the news at all had to follow the Watergate story, regardless of their ideological or partisan backgrounds. In contrast, in 2010, some Americans were appalled by the false but prevalent charge that President Obama’s visit to Indonesia was costing taxpayers $200 million per day. Many other Americans had no idea that this accusation had even been made, so fractured was the news market.

John Gardner was able to reach a generation of joiners who were setting records for organizational membership.* Newspaper reading and joining groups were strongly correlated; and presumably people who read the news and joined groups also displayed relatively deep concern about public issues. Thus it was not surprising that more than 100,000 people should respond to Gardner’s newspaper advertisements about national political reform by joining his new group. By the 2000’s, the rate of newspaper reading had dropped in half, and the rate of group membership was also down significantly. The original membership of Common Cause aged and was never replaced in similar numbers after the 1970s. John Gardner’s strategy fit his time but did not outlive him.

Any analysis of social issues should take account of contextual changes like these. Considering how one’s thought relates to the world means making one’s scholarship “reflexive,” in the particular sense advocated by the Danish political theorist Bent Flyvbjerg. He notes that modern writers frequently distinguish between rationality and power. “The [modern scholarly] ideal prescribes that first we must know about a problem, then we can decide about it. … Power is brought to bear on the problem only after we have made ourselves knowledgeable about it.”** With this ideal in mind, authors write many chapters about social problems, followed by unsatisfactory codas about what should be done. As documents, their books evidently lack the capacity to improve the world. Their rationality is disconnected from power. And, in my experience, the more critical and radical the author is, the more disempowered he or she feels.

Truly “reflexive” writing and politics recognizes that even the facts used in the empirical or descriptive sections of any scholarly work come from institutions that have been shaped by power. For example, in my own writing, I frequently cite historical data about voting and volunteering in the United States. The federal government tracks both variables by fielding the Census Current Population Surveys and funding the American National Election Studies. Various influential individuals and groups have persuaded the government to measure these variables, for the same (somewhat diverse) reasons that they have pressed for changes in voting rules and investments in volunteer service. On the other hand, there are no reliable historical data on the prevalence of public engagement by government agencies. One cannot track the rate at which the police have consulted residents about crime-fighting strategies or the importance of parental voice in schools. That is because no influential groups and networks have successfully advocated for these variables to be measured. Thus the empirical basis of my work is affected by the main problem that I identify in my work: the lack of support for public engagement.

Reflexive scholarship also acknowledges that values motivate all empirical research. Our values–our beliefs about goals and principles–should be influenced and constrained by what we think can work in the world: “ought implies can.” Wise advice comes not from philosophical principles alone, but also from reflection on salient trends in society and successful experiments in the real world. An experiment can be a strong argument for doing more of the same: sometimes, “can implies ought.” If there were no recent successful experiments in civic engagement, my democratic values would be more modest and pessimistic. If recent experiments were more robust and radical than they are, I might adopt more ambitious positions. In short, my values rest on other people’s practical work, even as my goal is to support their work.

Finally, reflexive scholarship should address the question of what readers ought to do. A book is fully satisfactory only if it helps to persuade readers to do what it recommends and if their efforts actually improve the world. In that sense, the book offers a hypothesis that can be proved or disproved by its consequences. No author will be able to foresee clearly what readers will do, because they will contribute their own intelligence, and the situation will change. Nevertheless, the book and its readers can contribute to a cumulative intellectual enterprise that others will then take up and improve.


*In 1974, 80 percent of the “Greatest Generation” (people who had been born between 1925 and 1944) said that they were members of at least one club or organization. Among Baby Boomers at the same time, the rate of group membership was 66.8%. The Greatest Generation continued to belong at similar rates into the 1990s. The Boomers never caught up with them, their best year being 1994, when three quarters reported belonging to some kind of group. In 1974, 6.3% of the Greatest Generation said they were in political clubs. The Boomers have never reached that level: their highest rate of belonging to political clubs was 4.9% in 1989. (General Social Survey data analyzed by me.)

**Bent Flyvbjerg, Making Social Science Matter (Cambridge: Cambridge University Press, 2001), p. 143

participatory budgeting in Recife, Brazil wins the Reinhard Mohn Prize

The best civic engagement process in the world is participatory budgeting in Recife, according to 11,600 German citizens who voted for their favorite among a set of impressive nominees. In “participatory budgeting,” large groups of citizens deliberate and vote to allocate municipal capital budgets. Many evaluations have found juster decisions, much lower corruption, and higher levels of democratic legitimacy as outcomes.

I consulted on the Reinhard Mohn competition and also nominated Hampton, VA for the prize. Hampton came in fourth (in the world) with 1,935 votes. I liked Hampton because the city has systematically embedded deliberation and public participation in most of its systems–education, policing, budgeting, parks and recreation, and planning–for decades. Hampton now also uses participatory budgeting.

On the other hand, I understand what the German voters were thinking. Brazil is the birthplace of participatory budgeting, which is one of the most impressive democratic innovations of the last quarter century. Recife seems to be the best example–notable (among other things) for having a separate youth participatory budget. As one astute voter wrote, “In this project I was particularly impressed by the children’s citizen budget. This makes it possible for people to experience and learn about the basic principles of democracy from a very young age. Anyone growing up with that experience will naturally engage in democratic processes as an adult.”

upcoming research discussions at Tisch College

These three events are open to the public.

1. Discussion with 2011 Tisch Research Prize winner John Gaventa

2. “Determinants of Health Among Caribbean Latinos” with Flavia Peréa and Linda Sprague Martinez

3. “Development of Korean Civil Society” with Prof. Sang-Il Han

1. John Gaventa, April 14, 2011 at Tisch College, 4:30-6 pm

Dr. Gaventa has combined rigorous scholarship with various forms of collaboration with communities. Such collaboration was the hallmark of his work at the Highlander Research and Education Center, which led to his being granted a MacArthur Fellowship in 1981. It has also been central to his 10 years of leadership at the Development Research Centre on Citizenship, Participation and Accountability, a global network facilitated by the Institute of Development Studies. Among many other products, the Center has produced an eight-volume books series of case studies on civic action from around the world, most of whose authors write from the Global South. Meanwhile, Gaventa chairs the board of Britain’s largest overseas NGO, Oxfam Great Britain, and plays other leadership roles in civil society. Gaventa will accept the Tisch Research award and discuss his work with Tisch research director Peter Levine on April 14, 2011 at Tisch College (4:30-6 pm). Appropriate for students as well as faculty, staff, and community partners. Please register through this page if you are interested in attending.

2. “Determinants of Health Among Caribbean Latinos”

Dr. Flavia Peréa and Dr. Linda Sprague Martinez

A faculty discussion co-sponsored by Peace and Justice Studies and the Tisch College.

Friday, April 15, noon-1:30

Mayer Campus Center room 112, Zamparelli Room

Lunch provided Please RSVP to Peter Levine (peter.levine@tufts.edu), who will reply with menu options for the lunch.

Drs. Flavia Peréa and Linda Sprague Martinez will discuss their research and present on their current projects in Jamaica Plain (funded by the National Institute on Minority Health and Health Disparities) and Lawrence (funded by the Robert Woods Johnson Foundation). Their work is community- and youth-engaged and focused on the socio-environmental determinants of health among urban Caribbean Latinos. They will discuss their collaborative, partnership approach to community based research, which emphasizes community leadership, youth development, and civic engagement. Linda Sprague Martinez is a Lecturer in the Community Health Program at the School of Arts and Sciences, and Flavia Peréa is an Assistant Professor in the Department of Public Health and Community Medicine at the Medical School.

3. “Development of Korean Democracy and Civil Society”

Dr. Sang-Il Han, visiting scholar in residence at Tisch College.

May 5, Noon-1:15 pm, Mayer Campus Center room 112, Zamparelli Room

Tisch College will provide light lunch, so please RSVP Peter Levine (peter.levine@tufts.edu) if you plan to attend.

Dr. Han has been chair of the Division of Social Science and chair of Public Administration at Yonsei University in Korea, where he is a professor. The topic will be “The Development of Korean Democracy and Civil Society” (a broad introduction). There will be time for discussion.

recent fiction by Karen Russell, Jed Rubenfeld, Harry Dolan

Bad Things Happen by Harry Dolan is a neatly constructed mystery with elements of noir, police procedural, and a drawing-room detective story. The author, a very clever guy with a philosophy degree, plays with some interesting ideas as he introduces a plot about mystery writers who may be killers. The two detectives–not exactly partners, but potential friends–are, respectively, a single mom and a tough guy with a fake name and an unknown past. Everyone except the killer is described with affection.

The Death Instinct by Jed Rubenfeld is even cleverer, weaving together such ideas as Freud’s reaction to World War I, the capacity of radium to kill and to cure, and America’s response to terrorism. A surprising proportion of the unbelievable events in the novel actually occurred, as the afterward explains. Freud and Madame Curie are among the historical figures who make appearances in this mystery/spy novel. I only wish that the two heroes weren’t perfectly competent, physically courageous, and handsome (possessing between them many languages and scientific disciplines), while the chief female character is so beautiful that she literally turns the heads of whole regiments.

Swamplandia! by Karen Russell is in a whole different category, literature rather than genre fiction, but I mention it with these two works because it is equally suspenseful. Russell is an aphoristic writer, capable of passages like this: “Some things you know right away to be final–when you lose your last baby tooth, or when you go to sleep for the ultimate time as a twelve-year-old on the night before your thirteenth birthday. Other times, you have to work out the milestone later via subtraction, a math you do to assign significance, like when I figured out that I’d just blown though my last-ever Wednesday with Mom on the day after she died.” She is a self-conscious writer, MFA-style, an echoer of diverse American voices and dialects and describer of remarkable places. I feared that her plot would veer off into some kind of unbelievable fantasy, but it remained compelling to the end. In fact, I wouldn’t recommend reading it unless you can handle some truly bad things happening to innocent youth. Overall, it’s a powerful study of what it means to leave the family for the big, cruel world–in this case, symbolized by the urban mainland of South Florida.

Arne Duncan on civic education policy

(Washington, DC) At a conference here on Educating for Democracy in a Digital Age, the Secretary of Education, Arne Duncan, said, “A foundation in civics education is not a luxury but a necessity. … Civics cannot be pushed to the sidelines in schools. …. At the same time, civics instruction needs to be more engaging and exciting, both inside and outside the classroom. … It’s time for us to dust off and revitalize civics education for the 21st century.”

Duncan said that many students receive an implicit message that they don’t have to pay attention to civics. To succeed, they must focus on reading, math, and science. But “the skills acquired through civic education are critical to succeeding in the knowledge economy.” Duncan gave equal emphasis to the political importance of civics for a democracy. “Civics education is the first bullwark against tyranny.”

He cited statistics about low knowledge of civics. He assigned some responsibility to schools. “Too often, our schools are doing a poor job of transmitting civic knowledge.” The most recent National Assessment of Educational Progress showed “distressing disparities–what we call ‘the civics achievement gap.'” (I am glad he uses that phrase, which you could read first on our website.)

Duncan cited iCivics, Rock the Vote, the American Bar Association, and Mikva Challenge as examples of cutting-edge civic education (giving Mikva an extended and well-deserved endorsement).

Duncan said that wherever he goes, people complain about the narrowing of the curriculum. History and civics are also important. It’s “simply unacceptable” for schools to have to choose between reading and math and civics.

He summarized the administration’s excellent proposal to replace small, earmarked civics programs with a much larger competitive pool of funding. His proposal, however, lumps civics together with all the disciplines currently subject to being crowded out of our schools. We would prefer a separate pool for civics so that it doesn’t get lost.

Civics is about giving students the skills for effective participation. The “need to improve civic education is urgent, but with great need comes great opportunity.” He called the Internet more than a source of information; it is also a platform for students to create and organize.

In response to a question about bullying, he said he was especially excited about opportunities for the students themselves to build zero-tolerance against bullying.

Duncan was one of the keynoters at the conference. Others included Justice Sandra Day O’Connor and former Rep. Lee Hamilton (the co-chairs of the Campaign for the Civic Mission of Schools); the presidents of the MacArthur and McCormick Tribune foundations, and all-star academics like Joe Kahne and Diana Hess.