Author Archives: Peter Levine

you know you’re in Germany because the roofs are all covered with solar panels

Last week, driving around Alpine Europe, we crossed the borders of Germany, Austria, Liechtenstein, Switzerland, and Italy, sometimes more than once. Nowadays, the border guards are gone, and even the roadside signs marking borders are very modest, but you can tell you’re in Germany by one simple clue: everything is covered by solar panels. There are fields of photovoltaic cells, like crops, and they cover every other roof. That’s not just my impression, but a significant national phenomenon, driven (natürlich!) by policy:

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Data come from here. Interesting explanatory report here. (Liechtenstein, with just 35,000 people, doesn’t count.)

what is the best participatory process in the world?

The Bertelsmann Foundation–the largest foundation in Europe, I believe–will give its Reinhard Mohn Prize in 2011 to the best project anywhere in the world that “vitalizes democracy through participation.” I am serving on an advisory board for the prize, but a major aspect of the competition this year is open and public. You can go to this website and nominate a project or read and vote on the nominees (or both).

I personally nominated the Unified New Orleans Plan, which was written after Hurricane Katrina by thousands of citizens whom AmericaSpeaks convened for town meetings; Community Conversations in Bridgeport, CT; and deliberative governance in Hampton, Va. These are strongly institutionalized, politically significant examples of public deliberation in the US. They have recruited diverse and representative citizens in large numbers, addressed real problems, and strengthened their communities’ civic cultures.

There are 78 other nominees right now. They include clever ideas, like an online space for citizens of different EU countries to agree to vote together. Promising work comes from unexpected places, like a deliberative polling exercise at the municipal level in China. There are many e-democracy platforms, most of which seem to be suites of online tools for following the government and discussing issues. The Danish Board of Technology, which has an impressive track record of public engagement over many years, convened people in 38 nations to discuss global warming together–an impressive experiment that yielded news reports in many of the countries.

Participatory Budgeting (which gives citizens the right to allocate public funds in deliberative meetings) has spread from its homeland of Brazil to places like Tower Hamlets, London and the Indian state of Kerala. Some important legislative reforms have been nominated and should be celebrated, although I am not sure they meet the criteria of the prize. The Central Information Commission in India is an example.

I am not sure that my own nominees are the best, but I am most enthusiastic about all the examples that are multidimensional, lasting efforts, driven by several institutions instead of only the government, and involving work, cultural production, and education as well as dialogue and advice. Some examples other than my own nominees would include Co-Governance in Belo Horizonte, Brazil, perhaps the Abuja Town Hall Meetings in Nigeria (if they are genuine democratic spaces), and Toronto Community Housing’s Tenant Participation System.

Vote for your favorites!

a bull market in youth civic engagement

Today I received my copy of the Handbook of Research on Civic Engagement in Youth, edited by the star team of Lonnie R. Sherrod, Judith Torney-Purta, and Constance A. Flanagan. It provides 706 large pages–24 chapters by 53 authors–about how, why, and when young people participate in politics and civic life.

In 1985, Timothy Cook wrote an American Political Science Review piece entitled “The Bear Market in Political Socialization.” As he noted, the body of research on how people become citizens was then strikingly small, considering that the future of our democracy depends on that question. A few fine scholars wrote on this topic, but they were scattered among political science, developmental psychology, and education research, with little interdisciplinary dialogue and few inroads into other relevant disciplines, such as sociology and communications.

Further, the current scholarship had virtually no impact on practice. Educational policies, classroom strategies at all levels (from kindergarten to graduate school), community service programs, and the efforts of political campaigns and the news media to reach young audiences were some of the areas of practice that were conspicuously uninfluenced by theory or research about young people as citizens.

The new Handbook illustrates that we are now in a bull market, with scores of active scholars turning out heaps of research on youth civic engagement and interacting constantly with practitioners.

My own chapter, by the way–co-written with Ann Higgins-D’Alessandro–considers some of the crucial philosophical questions that arise when we ask how young people should be educated for citizenship. A not-so-hidden agenda is to persuade readers that education is not a matter for positivist social science alone. It is intrinsically about values; and good research is defined in part by having good values.

states versus markets (a somewhat different take)

On a major blog some months ago (unfortunately, I can’t find the link), the blogger complained about his Internet-service provider, and a debate ensued in the comments section about whether corporations or governments are worse. One writer remarked, in effect: Companies can be as bad as government agencies, but when a company mistreats you, you can just walk away. It’s irrational to get all worked up about that. When the government wastes your money or time or gives you bad service, it’s an outrage. The author concluded that markets are better than governments.

I have a somewhat more complicated view. I think it is smart to minimize your emotional reaction when a company performs poorly; just take your business elsewhere, if you can. It is more appropriate to be angry at government because:

  • It usually offers less choice or none at all, which is frustrating.
  • We have a legitimate sense of ownership and identity with our government. It is “ours.” Its bad performance is a matter of deeper significance for us.
  • The mechanism of reform in government is “voice,” not “exit.”* Government services improve when some citizens (perhaps including state employees) take it upon themselves to complain and advocate for change. That can also happen in a marketplace, but the main mechanism for improvement in a market is Darwinian. Customers are supposed to move their money to the best-performing companies and not provide free advice. So we should hope for frictionless, unemotional decisions in a market and periodic expressions of anger in the public sector.

The question is whether, when, and for what purposes we want to rely on voice versus exit as the mechanism of improvement. I see the advantages of exit and competition and am therefore biased in favor of markets as the means for delivering ordinary services. But there can be at least three powerful rationales for state involvement:

  • To promote equity. Markets don’t deliver services to everyone. For example, there is virtual consensus in the US that governments should fund universal k-12 education, a view shared even by market-enthusiasts who believe that education should be delivered by private schools. Unless the government funds education, being born poor will be a life sentence to poverty. That means that we hold the state accountable for education even if it chooses to outsource the work of educating. Voice is inescapable.
  • To promote security. Governments are in the security business when they guard our borders, arrest criminals, prevent pollution, regulate markets, or provide fundamental services to people in need. We can debate which forms of security are appropriate and whether the government should directly provide them or else fund private entities to do so. But again, when we believe in some form of society-wide security, we hold the government accountable for results and use voice to express dissatisfaction.
  • When we feel a sense of ownership in an object. For example, Americans think of the national parks as theirs. If they don’t like the services at Yellowstone, they are not going to be happy switching over to some private resort. It doesn’t matter whether the National Park Service does the work at Yellowstone or outsources it; as long as people feel they own the park, they will hold the federal government accountable for it. This feeling is socially constructed, not inevitable. We could feel ownership over different acres instead of Yellowstone–or none at all. But the initial creation of the National Parks was popular and has been validated by decades of public opinion.

To complicate matters, all markets are (at best) imperfectly competitive, and there can be choice and competition among governments (because individuals and companies can move). Thus voice is sometimes appropriate in the private sector; and exit sometimes matters in the public sector. Also, communities as well as governments can own public resources. Finally, some private corporations own resources that people identify as theirs–for instance, fans identify with their local professional sports teams. In such cases, whether to honor voice is the company’s choice, but it is often a wise one.

* Albert O. Hirschman, Exit, Voice, and Loyalty: Responses to Decline in Firms, Organizations, and States (Harvard, 1970)

talking about this generation

I am paid to write about the civic and political engagement of young Americans. Many people who are interested in this topic believe that today’s younger adults, often called the Millennials (born 1985-2004), have distinctive and admirable attributes that will help to remedy the deep problems that we older people have created for them. Chief among their distinctive characteristics are a propensity to serve (marked by record-high volunteering levels), appreciation of diversity, creativity and entrepreneurship, and resistance to the dead-end ideological debates and culture wars of the previous decades.

The portrait is controversial and subject to much debate. For example, I keep on my shelf the following pair of books. Generation We by Eric Greenberg and Karl Weber is subtitled, How American Youth are Taking Over America and Changing Our World Forever. Norman Lear provides one of many enthusiastic endorsements on the back cover: “The Bible tells us, ‘a little child shall lead them.’ … Greenberg and Weber chronicle today’s wonderful young people as they push, pull, and propel us toward global salvation.” But I also own The Dumbest Generation by Mark Bauerlein, subtitled How the Digital Age Stupefies Young Americans and Jeopardizes Our Future, or Don’t Trust Anyone Under 30. The back cover warns: “If they don’t change, they will be remembered as fortunate ones who were unworthy of the privileges they inherited. They may even be the generation that lost that great American heritage, forever.”

If these books are witnesses for the defense and the prosecution, I would give my ultimate vote to the defense. I think the positive trends (rising volunteering rates, strong turnout in 2004 and 2008, and tolerant attitudes) outweigh the negative ones (record-low interpersonal trust and news media use)–while other measures of civic engagement (such as students’ knowledge of politics) are remarkably flat. Although there is nothing inevitably good about youth movements–European fascism was an important example–this generation inspires somewhat more hope than fear in me.

On the other hand, the whole business of making a case for or against a generation should be viewed with suspicion, for four reasons. First, generations are arbitrary constructs: babies are born every second, and all the important trends in civic engagement are smoothly continuous, not broken suddenly at twenty-year intervals. Second, there are many aspects of civic engagement, and some rise while others fall. Third, people born around the same time can have totally different formative experiences. For example, about one third of young Americans are not graduating from high school today, and they come of age in very different circumstances from their contemporaries who attend four-year colleges. The gaps in volunteering and voting rates by educational experience are vastly larger than any differences among generations. (Almost three quarters of young college graduates voted in 2008, compared to 26% of young high school dropouts.)

Finally, we do not know how the current generation of younger adults will turn out over their life course. The children of post-War suburbs who bought Davey Crocket hats and acted like Charlie Brown and Lucy were wearing dashikis and love beads a decade later. Today’s generation had early experiences with peace and prosperity, but more recently have faced the longest war in American history and the deepest recession since the Great Depression. To the extent that they have typical formative experiences, we cannot yet say what those experiences will be.

Notwithstanding all those caveats, there is something to the idea of social reform through generational mobilization. In the 1920s, Karl Mannheim argued that younger adults have valuable roles as critics, reformers, and renewers of society, even as elders contribute experience, and people in their middle years hold most of the managerial responsibility. Furthermore, when one is born affects one’s development as a citizen, even though other factors also matter. It is important that today’s youth grew up with Facebook and two wars in the Middle East, instead of Walter Cronkite and war in South East Asia.

Thus one does not need a strongly positive evaluation of the Millennials to motivate a commitment to youth civic engagement. It is always valuable to get younger adults constructively involved, and to do so effectively requires careful attention to their particular traits. Each cohort has distinctive assets and challenges which one must understand to develop strategies for civic renewal. With regard to the current generation of young adults, the most salient characteristics appear to be a fondness for online social networking, experience with volunteer service, comfort with diversity, unprecedentedly high levels of support for the winning presidential candidate (in 2008), low interpersonal trust, and low levels of formal group membership. This is the mixture of which something valuable can and must be made.