Category Archives: philosophy

Verdant mountains usually walk

In a museum not far from our house, there is a painting entitled “Zen Saying” by the great teacher Hakuin Ekaku (1685-1768). Author of the koan “What is the sound of one hand clapping?”, Hakuin “was the most influential Rinzai Master in Japanese history” (Kasulis 1981, p. 105), and Rinzai is one of the three traditions of Japanese Zen.

The label translates the calligraphed words as: “Verdant mountains usually walk, barren women give birth at night.” The label also explains that the character for “usual” or “normal” (tsune) is here elongated in an unusual way–indeed, to the very “limits of legibility.”*

When I try to think about verdant mountains walking, I can form inferences. For example: if verdant mountains walk, we’d better stay out of their way! I cannot picture them walking without resorting to a cartoonish image. This is a limitation of my imagination, of language, or of the possible.

I can imagine that Hakuin–after decades of practice–had a different experience from mine when he thought of walking mountains and barren women giving birth. I can picture him having that experience without sharing it.

(By the way, he might equally have seen statements such as “The self exists” and “There is no self” as senseless paradoxes.)

I cannot read Hakuin’s brushstrokes. I could, however, learn to read Japanese calligraphy, and I already know (roughly) what this text means. The characters are across a border of understanding from me, yet I can know what lies over there and can even shift the border by learning more from scholars and intermediaries.

I cannot feel what it was like to be the artist who painted this image, but I can learn many facts about his life, his genre, the koan he represents here, the tradition of koans, and his context. Again, Hakuin stands across a border, but I can indefinitely continue learning about what is on his side.

Right now, I am looking at a photograph of the painting, having recently seen the original. My mental state is reasonably calm but perhaps a bit distracted, since I am also typing. I know that I could see the same image while anxious or bored, and the whole experience would be different. I could even deliberately induce a state of anxiety. Then I would know that I had experienced the image while I was calm, but I would no longer be able to feel it the same way.

In short, there is a border around my current state of mind. I know what lies beyond it and can say (roughly) how it feels over there, but I cannot feel it now. I do know that the world for me always has a certain mood, which can change. In that sense, I know that my condition is temporal.

Expanding the scale of time, I can recall (sometimes vividly) what it felt like to be a child or a young parent with a child in arms. But those are memories rather than experiences. There is a border around my identity as a middle-aged person. I can see over it but cannot cross it.

I can imagine the permanent end of my own consciousness. But experiences turn instantly into memories, and not so with death. There is a border around the whole of a life. We can know what the world will be like without ourselves in it but cannot feel that absence. Hakuin experienced the end of his consciousness and left something for us that he can no longer know.

I am sitting and typing next to my dog. We each know and care a lot about the other. But Luca has no idea about Japanese Buddhist calligraphy, not even enough to form questions that are beyond his ken. He doesn’t know that he doesn’t know. I understand barely enough about Zen that I do know some of what I don’t know, but my dog’s example shows that there can easily be things entirely beyond any being’s capacity to grasp.

The Japanese word kyogai is important in Zen practice. It is often translated as “consciousness.” It turns out that it literally means “boundary” or “bounded place,” and it derives originally from the Sanskrit word visayah, in the sense of a pasture that has a boundary.

Think of an animal grazing in a space surrounded by hedges. Or think of Hakuin, with his specific language and mood, writing about verdant mountains that walk. The mountains are outside his pasture, and he is outside mine.

Mumon Yamada (1900-1988) taught:

This thing called kyogai is an individual thing. Only a sparrow can understand the kyogai of a sparrow. Only a hen can understand the kyogai of a hen and only another fish can understand the kyogai of a fish. In this cold weather, perhaps you are feeling sorry for the fish, poor thing, for it has to live in the freezing water. But don’t make the mistake of thinking it would be better off if you put it in warm water; that would kill it. You are a human and there is no way you can understand the kyogai of a fish (in Hori 2000)

This is not precisely true. We can understand a vast amount about the fish, including its ideal water temperature and details about its sensory organs and neurology. There is a sense in which we can understand the kyogai of the fish and the fish cannot. It presumably has no grasp of the category of kyogai (or to draw from a different tradition, Umwelt). However, it is correct that we can never know how it feels to be a fish. We can’t even feel as we ourselves do in a different mood. And who knows what kyogai we cannot even imagine?

Victor Sogen Hori adds:

Kyogai can be said to change and develop, for it is a product of human effort. Thus one can say “His kyogai is still unripe” (Mada kyogai ga mijuku) or “His kyogai is still shallow” (Mada kyogai ga asai), implying that even though the monk has been working at overcoming his indecision, or fear, or pride, he still shows traces of self-consciousness. Finally, kyogai bears the quite personal imprint of the particular individual. One person’s way of acting in a fire drill, cooking in the kitchen, carrying on the tasks of daily life may be energetic and impassioned; another may do the same tasks coolly and methodically. Yet each may in his own fashion be narikitta in the way he acts. Thus one can say of monk Daijo’s way of performing some task, “That is typically Daijo kyogai.” (Hori 2000, p. 293).

If we can change our kyogai, how should we go about that?

We can ignore the boundaries (including the boundary of death) and graze in our respective pastures. This may be wise.

We can explore our own pasture and its boundaries to come to understand it fully. That is what Kant meant by a “critique” of reason–not a criticism of it, but an analysis of its structure and limits.

We can interact with people who have crossed our own boundaries. I am fortunate that a painting from the hand of one of the most famous Zen masters is in my neighborhood. To study that painting is to observe someone from a different time and context–and specifically someone who wrote about things “whereof one cannot speak.” Hakuin wrote koans not for himself but to benefit others, living and not yet born.

And we can try to cross the boundaries. A koan is a tool for doing that. The painting by Hakuin represents a verbal koan in Japanese characters. It is also a physical object that can work as a koan.

Dogen (1200-1253) comments on the koan, “Who can hear insentient beings speak dharma?” He says:

Only the insentient know the dharma they speak of,
just as walls, grass, and trees know the spring.
Ordinary and sacred are not hemmed in by boundaries,
nor are mountains and rivers; sun, moon, or stars.

“Zen Saying” is an insentient object that hangs on the wall of the museum. During a few seconds more than 250 years ago, Hakuin took a stick of hardened soot and glue, ground it with water, dipped a brush into the mix, and spread some of the blackness downward across the paper to make a long, imperfectly straight, sometimes translucent line that is unmistakably a brushstroke. That line is a bit of earth, a thing. It depicts nothing, but it means “usual,” contributing to a sentence about something so unusual that we cannot envision it.*

The line is a trace of the act of a specific man who long ago became insentient soot himself. The other insentient things around this work look different in its presence, as–according to Heidegger–a Greek temple that stands on the earth and presents itself as the home of a god makes a world appear:

The luster and gleam of stone, glowing by grace of the sun, first makes manifest the light of the day, the breadth of the sky, the darkness of the night. The temple’s firm towering makes visible the space of air. The steadfastness of the work contrasts with the weaving of the flowing sea, and in its own repose brings out the latter’s turmoil. Trees and grass, eagle and bull, snake and cricket first enter into their contrasting shape and thus come to appear as that which they are (Heidegger 1964, pp. 669-70).

Standing in the presence of the “Zen Saying,” I sense my contrast with it and feel myself appearing as that which I am.


References: T.P. Kasulis, Zen Action, Zen Person (University Press of Hawaii, 1981); Victor Sogen Hori, “Koan and Kensho in the Rinzai Zen Curriculum,” in The Koan. Texts and Contexts in Zen Buddhism (2000); The Essential Dogen, edited by Kazuaki Tanahashi and Peter Lovitt (2013), p. 170; and Martin Heidegger, “The Origin of the Work of Art,” trans. Albert Hofstadter, in Philosophies of Art and Beauty, ed. Albert Hofstadter and Richard Kuhns (New York: The Modem Library, 1964). See also: thinking both sides of the limits of human cognition; ‘every thing that lives is holy’: Blake’s radical relativism; a Heideggerian meditation; nostalgia for now; Ito Jakuchu at the National Gallery; and on inhabiting earth with inaccessibly beautiful things

*I got that information from the label, but a friend tells me that the character that is so boldly elongated stands for “walk.”

An Association as a Belief Network and Social Network

This is a paper that I presented at the Midwest Political Science Association on April 6, 2024. I hope to reproduce this study with another organization before publishing the results as a comparison. I am open to investigating groups that you may be involved with–a Rotary Club like the one in this study, a religious congregation, or something else. Please contact me if you are interested in exploring such a study.

Abstract

A social network is composed of individuals who may have various relationships with one another. Each member of such a network may hold relevant beliefs and may connect each belief to other beliefs. A connection between two beliefs is a reason. Each member’s beliefs and reasons form a more-or-less connected network. As members of a group interact, they share some of their respective beliefs and reasons with peers and form a belief-network that represents their common view. However, either the social network or the belief network can be disconnected if the group is divided.

This study mapped both the social network and the belief-network of a Rotary Club in the US Midwest. The Club’s leadership found the results useful for diagnostic and planning purposes. This study also piloted a methodology that may be useful for social scientists who analyze organizations and associations of various kinds.

What was Nietzsche doing?

I enjoyed guest-teaching a course on Leo Strauss last evening that enrolls an extraordinary group of students. Deeply steeped in political philosophy–and especially Nietzsche–they are able to cite Nietzschean texts by heart, with references.

I had assigned a selection from Will to Power for this session because, in my early work (and even in a roman-a-clef), I presented Strauss as thoroughly Nietszchean. As we discussed the earlier philosopher, I asked–without premeditation–what we think he was up to. Was Nietzsche …

  1. A therapist
  2. A political actor
  3. An artist
  4. A philosopher with views
  5. A scholar

Any forced-choice question about a major thinker is reductive, but I recommend this one to provoke conversation.

Students provided some alternatives that were not on my impromptu list, such as “a recruiter of philosophers.” For what it’s worth, I would choose c. (an artist), while recognizing that a. and e. are also true, to a degree. I am not so sure that Nietzsche was political, in even the loosest sense of that word; in other words, I am skeptical that he wrote to change society. And I don’t think he had philosophical views, in the standard way, because his core doctrines were meant to be self-refuting. I think that Nietzsche wrote to create beautiful, original, and formally fascinating works, in which the author is also a character.

See also: Philosophy as a Way of Life (on Pierre Hadot); Cuttings version 2.0: a book about happiness

applied ethics need not mean applying ethical systems

Recently, hearing a distinguished technologist talk about the ethics of artificial intelligence (AI), I recognized a familiar style. People in a given technical field realize that they face an ethical issue. They turn to the relevant academic discipline (philosophy), and they think that they discern a set of available ethical “systems.” These options include at least utilitarianism and Kantianism/deontology. They apply each system to the issue at hand and explore its apparent conclusions. The various systems seem to disagree about at least some cases, and the analysts conclude that ethical questions are hard and unresolved and that people who happen to start from different premises will probably reach different conclusions. The last slide of the PowerPoint is a head-scratcher about the difficulty of ethical reasoning.

I suspect that these “systems” look authoritative because they have been discussed in vast numbers of peer-reviewed publications. If you want to mention deontology, you can cite Kant (1788) and innumerable subsequent works. For utilitarianism, you have Bentham (1789) and its successors. (See Stahl 2021 as just one example.) In a technocratic world, this form of authority seems weighty. You are not just expressing a personal opinion if you can mention a book that has thousands of citations.

The mental model behind this kind of analysis also resembles technical forms of reasoning. The various philosophical systems are seen as very general and internally consistent premises that generate conclusions algorithmically. Ethics is treated as a Normal Science.

To be fully satisfactory, a system’s premises should apply to all cases. Trolley-problems and similar thought-experiments are fascinating because they suggest that the general premises of different systems conflict in select cases. Different algorithms yield different results. The methodological assumption is that analyzing such exotic thought-experiments should clarify principles that will then apply universally. Since this method doesn’t seem to have succeeded (yet), the analyst is entitled to conclude that ethics is unresolved. Hence the last slide of the presentation is about not knowing what to do.

It is often acknowledged that there are more than two or three ethical views for which we can provide fancy citations. What about Thomism, Stoicism, Marxism (of various flavors), feminism, the Five Precepts of Buddhism, Confucianism, African “Sage Philosophy” as explored by H. Odera Oruka (1990), deep ecology, Nietzsche, Levinas, etc. etc.? The notion that there are two or three available systems has a specific history in secular, 20th-century, Anglophone philosophy departments, and it was always controversial even there.

Then again, when people extend the list of available philosophies, often they reach even more relativist conclusions. If “systems” from distant times and places disagree, then surely there can be no right answers. Now the PowerPoint really ends with a head-scratcher.

But in order to conduct this kind of analysis, one must assume that very general premises should apply across all relevant cases. In other words, the appropriate units of analysis are broad generalizations. It is either right or wrong that we should maximize aggregate welfare or that we should treat people as ends rather than means.

One of the leading systems, deontology, may not purport to generate guidance about specific cases. In the Shadow of God (2022) Michael Rosen gives an up-to-date argument that Kant did not intend for his principles to answer questions of applied ethics. If that’s true, then it’s a bit odd to treat utilitarianism and Kantianism as rival “systems.” Utilitarianism might even be the only available philosophy that can really work like an algorithm, and only in some of its forms.

If you are a particularist, you believe that generalizations are not the appropriate units of analysis. What is right or wrong is the specific act, not the generalization. Most people aren’t true particularists, but many are somewhat leery of pure abstraction. We presume that general ethical statements can have some validity and value but that generalizations rarely settle particular cases.

I like Jonathan Dancy’s aesthetic analogy: the best object of judgment is a painting, not a feature (like a splotch of red paint) that recurs in many paintings. Aesthetic judgment is holistic, and the whole is the work of art. Likewise, ethical judgment is often about a whole ethical situation that has many features, not about each feature taken abstractly.

One irony is that applied ethics derives its authority from the academic discipline of philosophy, yet not very many current philosophy professors apply ethical “systems” to cases. I think that approach comes most naturally to technologists who expect reasoning to be algorithmic, whereas philosophers are often humanists who prefer close readings and thick-description.

The applied ethics that I admire most is much more attentive to the empirical and pragmatic details of specific cases, much more closely engaged with the dilemmas of practitioners, more focused on real situations instead of thought-experiments, and more open to normative insights from a range of sources (literature, history, folklore …). It aims to address problems, not to provoke skepticism. And it accepts responsibility for its own consequences.

My favorite applied ethicists work in the world (almost always with collaborators) and are willing to reflect on whether the outcomes are good or bad. Their final PowerPoint slide says: “This is what we’re building, what we hope to accomplish, and why. What do you think about it?”

See also why ambitious ethical theories don’t serve applied ethics; how we use Kant today; analytical moral philosophy as a way of life.

Beliefs and connections among beliefs in a club

An Association as a Belief Network and Social Network

I will present a paper entitled “An Association as a Belief Network and Social Network” at next week’s Midwestern Political Science Association meeting (remotely). This is the paper.

Abstract:

A social network is composed of individuals who may have various relationships with one another. Each member of such a network may hold relevant beliefs and may connect each belief to other beliefs. A connection between two beliefs is a reason. Each member’s beliefs and reasons form a more-or-less connected network. As members of a group interact, they share some of their respective beliefs and reasons with peers and form a belief-network that represents their common view. However, either the social network or the belief network can be disconnected if the group is divided.

This study mapped both the social network and the belief-network of a Rotary Club in the US Midwest. The Club’s leadership found the results useful for diagnostic and planning purposes. This study also piloted a methodology that may be useful for social scientists who analyze organizations and associations of various kinds.

Two illustrative graphs …

Below is the social network of the organization. A link indicates that someone named another person as a significant influence. The size of each dot reflects the number of people who named that individual. The network is connected, not balkanized. However, there are definitely some insiders, who have lots of connections, and a periphery.

The belief-network is shown above this post. The nodes are beliefs held by members of the group. A link indicates that some members connect one belief to another as a reason, e.g., “I appreciate friendships in the club” and therefore, “I enjoy the meetings” (or vice-versa). Nodes with more connections are larger and placed nearer the center.

One takeaway is that members disagree about certain matters, such as the state of the local economy, but those contested beliefs do not serve as reasons for other beliefs, which prevents the group from fragmenting.

I would be interested in replicating this method with other organizations. I can share practical takeaways with a group while learning more from the additional case.

See also: a method for analyzing organizations