Monthly Archives: July 2017

science, law, and microagressions

We live and work in settings that are diverse but unequal. Opportunities and outcomes can often be predicted on the basis of race/ethnicity, culture and religion, gender and sexual orientation, and class background. In these settings, we communicate constantly. Some of our communications are blatantly inappropriate, threatening the recipients or intentionally and obviously making them feel unwelcome and inferior. Some are acceptable or even helpful. And in between, some are arguably problematic. They are being called “microaggressions“–“aggressions,” because they are wrong; and “micro-” because they are not blatantly or clearly objectionable when taken one at a time.

One problem with them is that they may combine with many similar statements to create an overall environment that prevents people from flourishing and succeeding. Another problem is that they are simply unethical. Even if a given aggression contributes no harm at all, it is not what a person should say to another person.

Our culture is uncomfortable with ethical distinctions. Even children are taught that ethical claims are opinions in contrast to facts. We are quick to see explicitly ethical claims as subjective and biased. To criticize another person’s expression on ethical grounds seems arrogant, judgmental, and a possible threat to liberty.

In contrast, two major forms of reasoning are confident and widely viewed as legitimate: science and law. So there is a constant temptation to convert an ethical discussion about what is right into a science-like or law-like analysis.

For instance, in Aeon recently, the psychology professor Scott O Lilienfeld wrote that all policies and programs that target microagressions

hinge on one overarching assumption: that the microaggression research programme aimed at documenting the phenomenon is sound, and that the concept itself has withstood rigorous scientific scrutiny. This is not the case. Microaggressions have not been defined with nearly enough clarity and consensus to allow rigorous scientific investigation. No one has shown that they are interpreted negatively by all or even most minority groups. No one has demonstrated that they reflect implicit prejudice or aggression. And no one has shown that microaggressions exert an adverse impact on mental health.

Lilienfeld concludes, “Until the evidence is in …, I recommend abandoning the term microaggression, which is potentially misleading. In addition, I call for a moratorium on microaggression training programmes and publicly distributed microaggression lists now widespread in the college and business worlds.”

I agree that it would be useful to know more about the consequences of definable categories of communication. The consequences of any form of speech will vary depending on the situation, the speaker, the recipient, etc. There won’t be one empirical finding about microagressions, but there may be many useful findings.

Still, note the assumptions that underlie this call for a scientific approach:

  1. A given act (in this case, a speech-act) should be criticized if, and only if, it causes a measurable harm. Moral philosophers would call this assumption “consequentialism.”
  2. Categories of behavior can be usefully abstracted from contexts and defined with necessary and sufficient conditions. This reasoning uses what Jonathan Dancy [in Moral Reasons, 1993, p. 65] calls “switching arguments”–arguments that isolate a given feature of a situation and assume that if it has a moral significance in its original context, it must have the same significance when the context is “switched” to another one. 

These are controversial positions. Kantians, virtue-ethicists, and others dispute consequentialism for various reasons, holding that an act can be right or wrong regardless of its causal impact. And particularists deny the validity of “switching arguments,” on the basis that a given feature can change its moral significance depending on the context. They criticize what Alfred North Whitehead called the “fallacy of misplaced concreteness.”

I don’t want to litigate those debates here, but merely to suggest that a scientific investigation of microaggressions makes strong assumptions about what should matter ethically. Those assumptions violate many ordinary people’s intuitions and ways of reasoning about what is right.

Meanwhile, legalistic reasoning influences the discourse of microaggressions. It’s not that critics want to make these acts literally illegal, but they introduce legal-sounding analysis. A microaggression deserves some kind of disciplinary intervention–perhaps not a punishment, but at least an authoritative statement that the speech is inappropriate in its context. A teacher or other authority figure who fails to intervene can be held responsible for creating a hostile environment.

But disciplinary responses threaten other values: freedom of speech, diversity of opinion, authentic expression of privately held views, and freedom from arbitrary judgments. Jesse Singal thinks that “microaggressions are being defined so broadly and so subjectively that students who are exposed to them are likely to come away very, very confused about what constitutes acceptable speech on campus — and campus disciplinary systems could get seriously gummed up in the years to come.” Thus we feel the pressure to introduce regular rules and policies that strike the appropriate balance and are predictable. Rule by people is to be replaced by rule of law.

Jürgen Habermas laments the tendency to “juridify” or “judicialize” what he calls the “Lifeworld.” For instance, when well-intentioned governments seek to protect pupils and parents against unfairness in testing and discipline, he writes, fairness “is gained at the cost of a judicialization and bureaucratization that penetrates deep into the teaching and learning process,” depersonalizing the school, inhibiting innovation, and undermining relationships [Theory of Communicative Action, vol. 2, p. 371.] Habermas reads the New Social Movements that have arisen since the 1970s–both on the right and the left–as efforts to protect the authenticity of the everyday Lifeworld from both the market and the intrusive welfare-state. It is an ironic outcome when these movements ultimately “juridify” such contexts as classrooms by turning ethical judgments into legalistic arguments. For example, some people cut their teeth in liberatory social movements but end up as diversity & inclusion specialists inside institutions, writing empirical papers (science) and establishing policies (law).

I am inclined to agree with Habermas that the underlying process is specialization. In large and technically complex modern societies, it pays to differentiate one’s expertise and authority. Constantly increasing specialization is thus a fundamental process of modernity. [Ibid. p. 374]. Science and law are two categories of specialization, each endlessly ramifying into sub-specialties. They seek legitimacy and often obtain it. Lilienfeld’s review of psychological research is an example of a scientist asserting authority on the basis of expertise.

Science and law are sometimes in tension. Behavioral scientists may argue that laws lack empirical basis; lawyers may block empirically justifiable rules on constitutional grounds. But these two systems also easily interlock. For instance, both disciplines need to categorize behavior and draw causal implications. 

Science and law offer important checks on the kinds of judgments that we may reach intuitively in ordinary life. When we assert that a given statement has (or does not have) effects on specific individuals, that is a causal claim that must stand up to scientific scrutiny. When we make a judgment about an individual’s speech, we should check it against general principles that would block favoritism and arbitrariness.

But these two limited forms of reasoning can distort or block ethical judgment–as when Lilienfeld uses the lack of scientific evidence to support a “moratorium” on the use of the word “microagression,” even though that is ultimately an ethical category. The imposition of law and science can overwhelm the following values:

  • Responsibility: We are obligated to make judgments about speech, our own and others’. We can’t offload responsibility onto bureaucratic or scientific systems.
  • Judgment and discretion: There is no algorithm that can settle subtle cases. It is up to the moral agent to decide, under circumstances of uncertainty and moral ambiguity. Discretion cuts two ways, sometimes requiring us to excuse behavior that violates policies or that has negative effects, and sometimes requiring us to condemn behavior that is allowable and inconsequential.
  • Holism: Good judgment requires concern for the whole individual, the whole situation, and the whole community.
  • Relationships: Ultimately, what matters are relationships among differently situated human beings. Relationships are affective as well as rational, embodied as well as communicative, implicit as well as explicit, and prolonged over time.

See also: morality in psychotherapy; insanity and evil: two paradigmsprotecting authentic human interaction;  is all truth scientific truth?free speech at a university; and don’t confuse bias and judgment.

Arendt, freedom, Trump

This passage, from a previously unpublished 1966 or 1967 lecture by Hannah Arendt, is a rich text for the week of Independence Day while Donald Trump is president:

The first elements of a political philosophy corresponding to this notion of public freedom are spelled out in John Adams’s writings. His point of departure is the observation that “Wherever men, women, or children are to be found, whether they be old or young, rich or poor, high or low . . . ignorant or learned, every individual is seen to be strongly actuated by a desire to be seen, heard, talked of, approved and respected by the people about him and within his knowledge.” The virtue of this “desire” Adams saw in “the desire to excel another,” and its vice he called “ambition,” which “aims at power as a means of distinction.” And these two indeed are among the chief virtues and vices of political man. For the will to power as such, regardless of any passion for distinction (in which power is not a means but an end), is characteristic of the tyrant and is no longer even a political vice. It is rather the quality that tends to destroy all political life, its vices no less than its virtues. It is precisely because the tyrant has no desire to excel and lacks all passion for distinction that he finds it so pleasant to dominate, thereby excluding himself from the company of others; conversely, it is the desire to excel which makes men love the company of their peers and spurs them on into the public realm. This public freedom is a tangible worldly reality, created by men to enjoy together in public—to be seen, heard, known, and remembered by others. And this kind of freedom demands equality, it is possible only amongst peers. Institutionally speaking, it is possible only in a republic, which knows no subjects.

Note, first of all, that Arendt, like John Adams, views “the desire to excel another” in public life as a virtue. She could be thinking pragmatically: by encouraging people to excel in debates, we motivate them to enter public life and do their best. We give them a reason to “love the company of their peers and [spur] them on into the public realm.” But I read Arendt as making a second point as well. She sees political excellence as an intrinsic virtue, as constitutive of a good life. Her theory differs from views of democracy that emphasize humbleness, self-abnegating service, or the dispassionate pursuit of truth or consensus. She admires people who effectively advocate their own views and obtain recognition for their special eloquence.

Excellence of this sort “demands equality.” As a matter of logic, you cannot display the virtue of persuasiveness unless the people whom you seek to persuade are your equals, free to agree or disagree with you. Thus anyone who develops a love of political virtue will fight for political equality. Helping other people to be equal is not just good for them; it’s a necessary condition of one’s own “public freedom,” meaning the freedom “to be seen, heard, known, and remembered by others.”

The corresponding vice is “’ambition,’ which ‘aims at power as a means of distinction.’” For John Adams, virtuous citizens seek to distinguish themselves by demonstrating excellence and receiving the free respect of peers. This makes them fundamentally sociable; they seek company. In contrast, “the tyrant has no desire to excel and lacks all passion for distinction.” He tries to “dominate” or exclude others, seen as threats rather than peers. That leaves him alone, “exclud[ed] from the company of others,” with only his power over them as a connection to his fellow human beings.

Examples of civic virtue in Arendt’s sense are not terribly rare, but as a well-known case, I will cite our last president. Barack Obama is not self-abnegating. He demonstrates confidence and strives for excellence. He attempts to win arguments. But he never denies his fellow citizens’ standing in the public sphere or claims arbitrary power over others. On the contrary, almost every significant speech by the former president explicitly invites opponents into the conversation. Although President Obama is sometimes described as reserved or even mildly introverted, he “loves the company of peers” in the sense that he evidently appreciates the give-and-take of ideas in public forums.

In contrast, our current president understands speech as the mere display of power. Criticism is by nature a threat. A successful statement is one that demonstrates greater power. Trump doesn’t strive for eloquence–he doesn’t even spell-check his tweets. He demands loyalty to his person and shows no interest in differences of principle. He “thereby [excludes] himself from the company of others” and is fundamentally lonely in a way I don’t think we have seen in the White House since the last days of Richard M. Nixon.

I do not mean to imply that Donald Trump is a tyrant in Arendt’s sense. He lacks sufficient constitutional power for that; his incompetence provides an additional barrier. His efforts at domination tend to be more pathetic than terrifying. A tyrannical personality without tyrannical authority verges on a laughing-stock. Because the constitutional order creates independent peers for the president–members of Congress, judges, reporters, foreign leaders, and courageous citizens–a president who talks like a tyrant just loses friends and allies. Still, Arendt’s portrait fits, and if an extrinsic factor like a terrorist attack suddenly confers power on our national laughing-stock, the patterns she observed in 1789 and 1917 will become frighteningly relevant.

See also: Hannah Arendt and Lin-Manuel Miranda and notes on Hannah Arendt’s On Revolution.

Does Service Work? Lessons from the ServiceWorks Program

Points of Light’s ServiceWorks program engages thousands of disadvantaged teenagers and young adults across the United States. The participants, known as “Scholars,” participate in a series of about five educational modules designed to enhance their skills for work and higher education. They receive support from AmeriCorps VISTAs (Volunteers in Service to America), other adult volunteers, and/or professional program staff and teachers. They conduct community service projects, including a capstone project that they choose and design.

This spring, I conducted an evaluation of ServiceWorks based on original interviews and close review of the program’s documents and data. The evaluation has now been published. (Click “Does Service Work?” to read it.)

Key Findings

  • “The program’s design is consistent with previous research that shows that giving disadvantaged youth opportunities to serve their communities also strengthens skills, habits, and dispositions that help them in school, college and careers.”
    “Numerous former participants report highly concrete bene?ts, from attending college to obtaining speci?c jobs. They also describe subtler shifts in their core values and expectations.”
  • “The meetings and events that occur through ServiceWorks feel to many participants like islands of purposive, constructive, and focused work amid chaos and dysfunction that prevails elsewhere in their schools and neighborhoods.”

Lessons Learned

  • During ServiceWorks, “the students identified public policies as a cause of the problem, but their service project addressed students’ empathy, not policy. … Since ServiceWorks Scholars understand the relevance of policy, it may be worth drawing on some of the experiences of Action Civics.”
  • “Many Scholars’ service projects involved elements of communications or awareness-raising: Scholars organized or produced school assemblies, videos, murals, and forums for invited speakers. … Since youth have considerable power as communicators, and since effective communication requires skills that are highly relevant to the 21st century workplace, it may be worth focusing more attention on communications.”

There’s much more in the Executive Brief by Points of Light or my Full Report.