Monthly Archives: April 2011

ideology affecting market behavior

You might think that ideology affects what you say, but not where you put your dollars. Nothing like an investment decision to clear the head and focus your mind on empirical data. But just before the federal shutdown was averted last Friday, CNN reported that investors weren’t concerned. “The shutdown talk is noise,” said Jeffrey Saut, chief investment strategist for Raymond James in St. Petersburg, Fla. “It really won’t have a major effect on the economy. The government is unproductive. Everybody already knows that.”

I thought that story was good news at the time. I expected a shutdown and was glad to read that markets wouldn’t fall. But Mr. Saut’s literal claims are very debatable. First, even if the government were totally unproductive, it is a massive consumer and employer. If it fails to pay any bills, that will have a deleterious impact on the parts of the economy that Mr. Saut thinks are productive (including his own financial services sector). Second, government can be productive. It funded the invention of computers, founded the Internet, and built the interstate highway system. Even some routine services have impressive payoffs. A random-controlled study of an educational program called Quantum Opportunities found that its net benefits were $28,427 per student, a pretty good return. I have no stake in claiming that the government is more productive than other economic sectors, such as banking. But it seems purely ideological to dismiss its positive impact impact on the economy as zero on the basis that “everyone knows” it isn’t productive.

I wrote a post in fall 2010 about how investment advisers were bullish, claiming that divided government would bring “stability.” That claim seemed un-empirical to me. Various forms of turmoil and unpredictability were likely to follow from Republican control of the House, not the “stability” that investment banks wrote about in their prospectuses.

So I return to two rival hypotheses:

1. These people really believe what they literally say, and it affects their behavior. They think that a market shutdown won’t affect markets because the government is unproductive, and therefore it won’t affect markets.

2. These people find palatable ways to convey what they actually think–not that Republican control will bring stability or that a shutdown will have zero impact on markets, but rather that Republican control means lower taxes for them, and a shutdown could strengthen Republicans’ hands in negotiating fiscal policy.

the MIT Global Challenge

Amos Winter is a Tufts grad (2003) who has invented the Leveraged Freedom Chair, a cheap, rugged, three-wheeled chair that people can use to get around the dense cities and countryside of the developing world. He will be speaking (with a bunch of others, including me) at the Tisch College 10-year anniversary celebration tomorrow.

Winter studied at MIT, which is the host of the MIT Global Challenge. Student teams develop solutions to profound human and environmental problems and compete for prizes in an open online vote. Near the top of the competition right now are the Indian Mobile Initiative, which will engage Indian engineering students in developing socially useful applications for cell phones; the InnoBox Science and Engineering Kit, which is a cheap and portable kit for doing science experiments, meant for classrooms in South Africa; and BodyNotes, a tool that allows an amputee (in the US, Sierra Leone, or anywhere else) to communicate with a distant expert about fixable problems–like soreness and infection–by emailing photos.

The most obvious benefits of projects like these are the tools themselves, devices and projects that markets would not generate because the end-users are too poor. There may be benefits for the designers as well: technical skills, understanding of the world, and moral growth. Finally, many of the projects build strong and reciprocal partnerships among very different groups of people. For example, the Indian Mobile Initiative doesn’t propose any particular applications, but rather a process by which Indian students will collaborate to develop software. These dialogues and exchanges take more-than-technical skills to create and should produce more-than-technical benefits.

Frontiers of Democracy: Innovations in Civic Practice, Theory, and Education

The Third Annual Conference in Civic Studies at Tufts, Co-sponsored by The Deliberative Democracy Consortium, The Democracy Imperative, and the Tisch College of Citizenship.

Please join us for this two-day gathering of educators and activists to explore the theory and practice of citizenship. (It will begin in the evening of July 21 and conclude in the afternoon of July 23). Through interactive sessions, we will focus on "citizenship" as creativity, agency, and collaboration – not as a form of membership that separates those who are in from those who are out.

Join us for a series of learning exchanges, presentations, and conversations on:

  • Engaging—and being engaged by—the online public:  How are online technologies being incorporated into democratic governance and education?
  • The "neutrality" challenge: Concerns over neutrality challenge educators and practitioners alike. In public life, the question is how to balance the commitment to a politically neutral process with the desire to achieve more equitable outcomes. In the classroom, the question is how to present all perspectives on an issue yet take a definitive stance in an effort to educate for democracy. What are the politics of neutrality, on campus and in public life?
  • What role is there for innovative theory in civic practice? For example: how might Elinor Ostrom’s Nobel-prize-winning research on "common pool resources" help citizens, public officials, and other leaders share the work of sustaining deliberative democracy.

Scholars, students, activists,  educators and others interested in this topic are welcome to use this form to apply to attend. Registration costs $120, $30 for students. Free admission for participants in the Summer Institute of Civic Studies. Scholarships are available for select applicants who demonstrate financial need.

ABOUT THE CONFERENCE

The Civic Studies, Civic Practices Conference concludes the third annual Summer Institute of Civic Studies at Tisch College. This intensive, two-week interdisciplinary seminar brings together advanced graduate students, faculty and practitioners from diverse fields of study for challenging discussions about the role of civics in society.

DRAFT SCHEDULE

For a draft conference schedule (subject to change), please see this page.

FREQUENTLY ASKED QUESTIONS

For information about practical matters, please visit our FAQ page.

harnassing institutions to serve communites’ knowledge needs

These are some notes for my talk at an MIT conference tomorrow. Most in the audience will be librarians, joined by various practitioners and scholars of new media.

The John S. and James L. Knight Foundation got its money from newspapers. The Knight brothers were in the newspaper business, and the Foundation has made substantial investments in the profession of journalism. But journalism (as we once knew it) is in crisis, and the Foundation realizes that the public interest is best served not by trying to save newspapers or reporters, but by finding the most effective means to meet the real needs that newspapers, at their best, have served. Hence in 2007 the Foundation launched The Knight Commission on the Information Needs of Communities in a Democracy.

In turn, the Commission was wise enough to realize that “information” is only a piece of the problem. Information is inert: all by itself, it doesn’t produce judgment, motivation, decisions, actions, or power, let alone wise decisions and beneficial actions. Already in 1934, T.S. Eliot was asking prophetically:

    Where is the wisdom we have lost in knowledge?

    Where is the knowledge we have lost in information?

Today, information is available in such profusion that our chief problem may be TMI, too much information, not too little. According to a recent article in Science by Martin Hilbert and Priscila López, if all the information created so far by human beings were entered on high-density compact disks, the pile of disks would reach past the moon.

I acknowledge that some important information is unavailable, either because no one has invested in producing it or because powerful elites are keeping it secret, and we still need to fight for information. Librarians and journalists are among the people who wage that fight on the public’s behalf. But access to information is far from our only need. As the Knight Commission found:

    Skilled people, appropriate technologies, and reliable and relevant information are the building blocks of a successful communications environment. What generates news and information in that environment, however, is not just those building blocks. It is engagement–specifically, people’s engagement with information and with each other.

I think that when people “engage,” some of the things they do include:

  • Discussing information with other people, including people who have different values and interests, in order to make sense of it;
  • Using their knowledge to help them manage public resources, run organizations, and work on public problems together. In turn, their experiences as they work together generate information, knowledge, and understanding;
  • Recruiting other people, including young people, to be interested and concerned about important public issues and giving them the skills they need for interpretation, analysis, collaboration.

I start with the bias that we need institutions for these purposes. I am open to the idea that we need institutions less than we used to, because now we have virtual networks (like Facebook, or the Internet itself) that cut the costs of discussion collaboration. But I see no evidence that these networks have yet revived our democracy. And I think the tough questions to ask are:

  • Can a loose, voluntary network really recruit people who lack motivation and interest in public affairs?
  • Can a loose voluntary network reliably bring people into conversation with others who are different from themselves?
  • Can a loose voluntary network be accountable to all its members in a fair way?
  • Can a loose, voluntary network hold governments and businesses accountable consistently, over time?

There was never a golden age of American democracy, but we did once have pervasive institutions that recruited members, got them interested in public affairs, digested and interpreted information for them, encouraged them to talk and reach their own conclusions, and brought their members into conversation with people who were different. In the 1970s …

  • about 65 percent of Americans said they read the newspaper every day. They might subscribe for the classifieds, the comics, or the sports, but a newspaper had an incentive to interest them in public affairs and provided a dose of commentary and debate.
  • almost 30 percent of Americans or their spouses belonged to labor unions. They joined because their workplaces were unionized, but the union had incentives to interest them in politics and to develop their political skills.
  • more than 60% of Americans said they had attended a face-to-face meeting within the past year, thanks in large part to the prevalence of identity organizations, from the Knights of Columbus to the NAACP. Like newspapers and unions, these groups recruited, trained, interpreted information, and encouraged discussion.

The various streams of civic life didn’t flow together often enough, but there were times when unions and chambers of commerce, priests and rabbis, journalists and politicians, met and talked with one another within their own communities.

But all of these institutions have fallen on very hard times, shedding most of their members and resources. So we need to leverage new institutions for similar purposes. Here are three ideas, derived from the Knight Commission report but expanded by me:

1. A Communications Corps.

Literally millions of young Americans are involved today in structured community service programs, whether service-learning classes in their schools or universities, after-school programs like 4-H and Campfire Girls, or the full-time positions supported by AmeriCorps. This is a powerful infrastructure.

Young people tend to have relatively strong skills for using digital media, which they could contribute to serve their communities. But, being young, they have relatively narrow knowledge of public life. Thus they have much to learn by serving their communities’ information needs.

Existing service programs range in quality, but some are insufficiently challenging. The programs would educate better if they had more ambitious learning objectives.

The Knight Foundation recommend a “Geek Corps”: college students would serve nonprofits by providing IT support. I would amend that proposal in two ways. I would open the corps to non-college youth, recognizing that only about one quarter of our young adults really have the four-year college experience, and their peers (including the one third who drop out of high school) also have much to contribute. In fact, given limited resources, I would focus on young adults who have never attended college.

Second, I wouldn’t make it a “geek” corps, implying a focus on setting up servers and tweaking software. I would make it a “communications corps,” with a heavy emphasis on making videos, writing text, interviewing neighbors, and facilitating online discussions. Corps members would still be assigned to local nonprofits, but their job would typically be to produce videos for the website, not to get the office network running.

One model is a free-standing corps, parallel to YouthBuild, City Year, Public Allies, ViSTA and the like. I would be more inclined to infuse the communications work into the programs of these existing “corps,” while employing a relatively small number of youth as full-time trainers and developers who would serve the rest of the service world.

2. Universities as Community Hubs

Higher education is a big sector, with $136 billion in annual spending and $100 billion in real estate holdings. But it is not just any big business. Its fundamental mission is the production and dissemination of knowledge and the promotion of dialogue and debate.

But universities need to dedicate themselves to their own communities’ knowledge needs, not only in abstract statements, but as a matter of real investment. Providing timely information of local relevance and with input from neighbors trades off against other intellectual pursuits. Overwhelmingly, rewards and prestige flow to scholars whose work is original and generalizable. Communities need work that is true, relevant to them, and accessible to them. Universities can produce some of both, but they cannot add more local work without subtracting a bit of something else. Creating community information hubs within higher education requires at least a modest shift of priorities.

Universities must also aggregate the scattered knowledge produced by their professors, students, and staff. One of the advantages of the traditional metro daily newspaper was its format–a manageable slice of information every day, with the top news on the front page, a few hundred words of debate in the letters column, and space for the occasional in-depth feature. In contrast, a great modern university produces a flood of material for an array of audiences. Universities need to think about common web portals that accumulate and organize all their work relevant to their physical locations.

They must adopt appropriate principles and safeguards. You can do good by going forth into a community to study it, to portray it, and to stir up discussion about it. Or you can do harm. Much depends on how you relate to your fellow citizens off campus. Relationships should be respectful and characterized by learning in both directions. In this context, “research ethics” means far more than the protection of human subjects from harm; ethical research is directed to genuine community interests and needs and builds other people’s capacity for research and debate. Like faculty, students must be fully prepared to do community service well, and held accountable for their impact.

3. Sustained Face-to-Face Dialogue in Communities

Face-to-face discussions of community issues have been found to produce good policies and the political will to support these policies, to educate the participants, and to enhance solidarity and social networks. They turn mere information into public judgment and public will. I am still moved by the Australian participant in a planning meeting who said, “I just can’t believe we did it; we finally achieved what we set out to do. It’s the most important thing I’ve ever done in my whole life, I suppose.”

Hampton, VA, the fourth-place winner in the international Reinhard Mohn Prize for the best civic engagement process in the world, exemplifies what sustained, embedded deliberation looks like. Hampton did not just invite citizens to participate in one high-profile discussion that was somehow linked to policymaking. Instead, Hampton has a mosaic of school counsels, neighborhood councils, police councils, a Youth Commission, public city planning processes, Participatory Budgeting (where large groups of citizens allocate capital spending). It also provides relevant training opportunities, including civic education in the schools and a suite of courses for adults called “Diversity College.”

I would draw the conclusion that is also implicit in the title of Carmen Sirianni’s recent book, Investing in Democracy. You can’t get community dialogues on the cheap. They take a long-term effort and resources that are normally a mixture of money, policies, and people’s volunteered or paid time.

There must be some kind of organizer or convening organization that is trusted as neutral and fair and that has the skills and resources to pull off a genuine public deliberation. Libraries and universities are among the institutions that can play that role.

People must be able to convene in spaces that are safe, comfortable, dignified, and regarded as neutral ground. Again, libraries and universities can help.

There must be some reason for participants to believe that powerful institutions will listen to the results of their discussions. They may be hopeful because of a formal agreement by the powers that be, or even a law that requires public engagement. Or they may simply believe that their numbers will be large enough–and their commitment intense enough–that authorities will be unable to ignore them. In the terms of John Gaventa’s Power Cube, the discussions cannot be “invited.” They must be “created” or “claimed.”

There must be recruitment and training programs: not just brief orientations before a session, but more intensive efforts to build skills and commitments. Ideally, moments of discussion will be embedded in ongoing civic work (volunteering, participation in associations, and the day jobs of paid professionals), so that participants can draw on their work experience and take direction and inspiration from the discussions. There must be pathways for adolescents and other newcomers to enter the deliberations.

why it is good to talk to people across the political spectrum

Three lively discussions about civic education within two weeks: one at the CUNY Graduate Center in Manhattan, the next at James Madison’s Montpelier, the third in DC. A similar topic, but the participants came from very different places on our wide political spectrum.

At CUNY, at least one participant believed that No Child Left Behind was a right-wing strategy to privatize all public schools. (The theory goes: once schools fail to meet the Adequate Yearly Progress benchmarks, students will be given vouchers.) Another speaker simply called charter schools “private” and saw them as a manifestation of creeping market fundamentalism. I don’t know whether these views represented consensus in the room, but no one challenged them. There was some talk about trying to revive the “open classroom” movement of the 1970s. A distinguished and experienced scholar said that he had expected Barack Obama’s election to change everything, but when that failed, he was now ready to give up on politics.

At Montpelier, at least one participant felt that any federal intervention in education is unconstitutional (because education is not listed among the enumerated powers). Thus to try to influence the federal government to support civic education would be to mis-educate our students, who should be learning that the government has wantonly exceeded its constitutional limits. No Child Left Behind is a liberal plot to get the federal government deeply implicated in our schools. There was much talk about teaching the founding documents of the Republic. Some people felt that we should stay out of politics and policy completely and instead create small, alternative spaces where teachers and students could explore first principles.

These contrasting thoughts clear one’s head, challenge one’s clichés, and take one back to first principles. What is the proper role of a national government in civic education? What should students learn, and how? And how can we even consider national standards, if our adults disagree so profoundly about the core purposes of education?

(The participants in DC seemed less explicitly ideological to me, perhaps because they were much more numerous, predominantly centrist, and focused on pending policy changes.)